| RELEASE NO. | TITLE OF PRESS RELEASE | DATE |
| 343/2004 |
REGISTRATION OF VARIOUS STOCK BROKERS, CANCELLED |
30/12/2004 |
| 340/2004 |
REGISTRATION OF M/S. SOUNDARAJA FINANCE LTD., MEMBER OF OTC EXCHANGE OF INDIA, CANCELLED |
28/12/2004 |
| 338/2004 |
RESTORATION OF THE GOVERNING BOARD OF AHMEDABAD STOCK EXCHANGE |
24/12/2004 |
| 334/2004 |
REGISTRATION OF VARIOUS STOCK BROKERS, CANCELLED |
21/12/2004 |
| 332/2004 |
REGISTRATION OF BALLABH DAS DAGA, MEMBER, CALCUTTA STOCK EXCHANGE, SUSPENDED |
20/12/2004 |
| 327/2004 |
REGISTRATION OF M/S. HOME TRADE LTD., MEMBER OF PUNE STOCK EXCHANGE, CANCELLED |
14/12/2004 |
| 323/2004 |
REGISTRATION OF FOUR MEMBERS OF UPSE, CANCELLED |
06/12/2004 |
| 322/2004 |
REGISTRATION OF THREE MEMBERS OF PUNE STOCK EXCHANGE, CANCELLED |
06/12/2004 |
| 320/2004 |
REGISTRATION OF M/S. SIYA SHARAN SINGHAL, MEMBER OF JAIPUR STOCK EXCHANGE, CANCELLED |
02/12/2004 |
| 316/2004 |
WARNING ISSUED TO M/S. D.B. (INTERNATIONAL) STOCK BROKERS LTD., MEMBER OF NSE |
22/11/2004 |
| 314/2004 |
REGISTRATION OF M/S. CMS SECURITIES LTD., MEMBER OF NSE, CANCELLED |
18/11/2004 |
| 313/2004 |
M/S. MANOJ KUMAR TIBREWAL, MEMBER OF CSE, RESTRAINED FROM ACCESSING SECURITIES MARKET IN THE MATTER OF M/S. DSQ INDUSTRIES LTD. |
18/11/2004 |
| 309/2004 |
ORDERS IN THE MATTER OF M/S. MOREPAN HOTELS LTD. |
16/11/2004 |
| 308/2004 |
REGISTRATION OF TWO STOCK BROKERS OF JAIPUR STOCK EXCHANGE, CANCELLED |
11/11/2004 |
| 304/2004 |
REGISTRATION OF KODALI SECURITIES PVT. LTD., MEMBER OF HSE, CANCELLED |
08/11/2004 |
| 303/2004 |
REGISTRATION OF GEETA SHARE ENTERPRISES, MEMBER OF UTTAR PRADESH STOCK EXCHANGE AND A SUB-BROKER AFFILIATED TO UPSE SECURITIES LTD., SUSPENDED
|
04/11/2004 |
| 302/2004 |
CHARGES AGAINST UNION BANK OF INDIA IN THE CASE OF M/S. VIKAS WSP LTD., DISPOSED OFF |
04/11/2004 |
| 301/2004 |
SEBI WARNS M/S. DYNAMIC SUPERWAYS & EXPORTS LTD. IN THE CASE OF M/S. VIKAS WSP LTD. |
04/11/2004 |
| 296/2004 |
CERTIFICATE OF REGISTRATION OF EIGHT STOCK BROKERS CANCELLED |
29/10/2004 |
| 295/2004 |
CERTIFICATE OF REGISTRATION OF THREE STOCK BROKERS OF COCHIN STOCK EXCHANGE CANCELLED |
29/10/2004 |
| 293/2004 |
CERTIFICATES OF REGISTRATION OF TWO BROKERS SUSPENDED |
28/10/2004 |
| 292/2004 |
CERTIFICATE OF REGISTRATION OF M/S. NITIN BANSILAL CHOKSHI, MEMBER, AHMEDABAD STOCK EXCHANGE, SUSPENDED |
27/10/2004 |
| 291/2004 |
CERTIFICATE OF REGISTRATION OF M/S BIJAL SECURITIES LTD., MEMBER, VADODARA STOCK EXCHANGE, SUSPENDED |
27/10/2004 |
| 290/2004 |
CERTIFICATE OF REGISTRATION OF M/S JYOTISH BHOGILAL STOCK BROKERS PVT. LTD, MEMBER, AHMEDABAD STOCK EXCHANGE, SUSPENDED |
27/10/2004 |
| 289/2004 |
CERTIFICATE OF REGISTRATION GRANTED TO M/S J. GEETHA, SUB BROKER, SUSPENDED |
26/10/2004 |
| 288/2004 |
‘CEASE AND DESIST’ ORDER PASSED AGAINST M/S. JANATA SAHAKARI BANK LIMITED, DEPOSITORY PARTICIPANT (DP), NSDL. |
25/10/2004 |
| 285/2004 |
WARNING ISSUED TO M/S JOINDRE CAPITAL SERVICES LTD, MEMBER, BSE |
21/10/2004 |
| 284/2004 |
WARNING ISSUED TO M/S B M GANDHI SECURITIES PVT. LTD., MEMBER, BSE |
21/10/2004 |
| 283/2004 |
CERTIFICATE OF REGISTRATION OF M/S RAJESH N JHAVERI, MEMBER,AHMEDABAD STOCK EXCHANGE, CANCELLED |
21/10/2004 |
| 280/2004 |
ORDER ISSUED IN THE MATTER OF APPLICATION SUBMITTED BY CREDITCAPITAL ASSET MANAGEMENT COMPANY LTD., MUMBAI FOR REGISTRATION AS A PORTFOLIO MANAGER |
18/10/2004 |
| 279/2004 |
CANCELLATION OF CERTIFICATE OF REGISTRATION OF M/S HARVIC MANAGEMENT SERVICES LTD, SUB-BROKER AFFILIATED TO M/S B M GANDHI SECURITIES PVT. LTD., MEMBER OF THE STOCK EXCHANGE, MUMBAI |
18/10/2004 |
| 277/2004 |
ORDER AGAINST MATHRAN SECURITIES LTD, MEMBER, NSE |
18/10/2004 |
| 276/2004 |
ORDER AGAINST SHRI SAMEER K.CHOTAI |
15/10/2004 |
| 274/2004 |
DIRECTION UNDER SECTION 11 & 11 B OF SEBI ACT ISSUED IN THE MATTER OF DSQ SOFTWARE LTD. |
12/10/2004 |
| 271/2004 |
M/S. RAMANLAL D SHAH, MEMBER, BSE WARNED TO BE MORE CAREFUL IN THE FUTURE |
12/10/2004 |
| 270/2004 |
REGISTRATION OF M/S. M S CONSULTANCY, SUSPENDED |
12/10/2004 |
| 269/2004 |
REGISTRATION OF M/S. SHRIKANT G MANTRI, MEMBER OF BSE, SUSPENDED |
12/10/2004 |
| 268/2004 |
REGISTRATION OF M/S. BIPIN R VORA, MEMBER OF BSE, SUSPENDED |
12/10/2004 |
| 267/2004 |
M/S. ACME SHARES AND STOCKS PVT. LTD., MEMBER OF BSE, WARNED TO BE MORE CAREFUL IN THE FUTURE |
12/10/2004 |
| 266/2004 |
REGISTRATION OF DINESH KUMAR KANORIA, MEMBER, CALCUTTA STOCK EXCHANGE, SUSPENDED
|
11/10/2004 |
| 262/2004 |
ORDERS ISSUED IN THE MATTER OF M/S. SURYA ROSHINI LTD. |
05/10/2004 |
| 260/2004 |
REGISTRATION OF VARIOUS STOCK BROKERS, CANCELLED |
04/10/2004 |
| 259/2004 |
REGISTRATION OF THREE BROKERS, SUSPENDED |
01/10/2004 |
| 258/2004 |
ORDER AGAINST PROMOTERS OF M/S. KOLAR BIOTECH LTD. AND OTHERS |
01/10/2004 |
| 257/2004 |
M/S. NVS BROKERAGE PVT. LTD., MEMBER OF BSE, WARNED TO BE MORE CAREFUL IN FUTURE |
29/09/2004 |
| 255/2004 |
SHRI RAHUL R. SHAH PROHIBITED FROM BUYING, SELLING OR DEALING IN SECURITIES |
28/09/2004 |
| 254/2004 |
REGISTRATION OF M/S. AMGIS HOLDINGS PVT. LTD., SUSPENDED |
28/09/2004 |
| 253/2004 |
REGISTRATION OF M/S. SPARTEK FINANCIERS AND INVESTMENT LTD., MEMBER, CALCUTTA STOCK EXCHANGE, SUSPENDED |
28/09/2004 |
| 252/2004 |
ORDER AGAINST SHRI BHAVESH DADHIA AND SHRI RAMESH DADHIA IN THE MATTER OF M/S. SYNTHIKO FOILS LTD. |
24/09/2004 |
| 251/2004 |
SEBI DEBARS SMT. INDU MEHTA, DIRECTOR, M/S. MEFCOM CAPITAL MARKETS LTD. |
24/09/2004 |
| 250/2004 |
SHRI D.K.NAHATA AND SHRI M.K.NAHATA, DIRECTORS OF M/S.SURAJ SECURITIES AND FINANCE LTD., DEBARRED FROM ACCESSING THE CAPITAL MARKET |
24/09/2004 |
| 248/2004 |
ORDER AGAINST M/S. INDIAN FINANCE GUARANTY LTD., MEMBER OF NSE |
24/09/2004 |
| 247/2004 |
REGISTRATION OF TWO STOCK BROKERS, CANCELLED |
24/09/2004 |
| 246/2004 |
REGISTRATION OF M/S. PRABHAT INVESTMENTS, MEMBER, DSE, SUSPENDED |
23/09/2004 |
| 245/2004 |
REGISTRATION OF M/S. EMMKAY SHARE & STOCKBROKERS LTD., MEMBER, DSE, SUSPENDED |
23/09/2004 |
| 244/2004 |
M/S. MANORATH INVESTMENTS LTD. AND M/S. AADITYA LUXURY HOTELS LTD., DEBARRED |
23/09/2004 |
| 241/2004 |
ORDER ISSUED IN THE MATTER OF APPLICATION SUBMITTED BY M/S. WEALTH MANAGEMENT ADVISORY SERVICES LTD., KOLKATA FOR REGISTRATION AS A PORTFOLIO MANAGER |
21/09/2004 |
| 239/2004 |
ORDER PASSED AGAINST M/S. TOPLINE SHOES LTD. AND ITS DIRECTORS – SHRI HMG MURTHY AND SHRI HMB MURTHY UNDER SECTION 11B OF SEBI ACT, 1992 |
20/09/2004 |
| 238/2004 |
ORDER PASSED AGAINST M/S. NULINE GLASSWARE LTD. (NOW KNOWN AS PUR OPALE CREATION LTD.) AND ITS DIRECTORS JAYESH DAVE, ANJALI DAVE, JAGDISH CHANDRA DAVE, MADHUBEN DAVE, ROHIT VYAS, HIMANSHU DESAI, KAMLESH MANKODI AND UMESH SONI – UNDER SECTION 11B OF SEBI ACT, 1992 |
20/09/2004 |
| 237/2004 |
REGISTRATION OF M/S. SHYAM LAL SHARMA, MEMBER OF DSE, CANCELLED |
17/09/2004 |
| 236/2004 |
REGISTRATION OF M/S. INDIAN FINANCE GUARANTY LTD., A STOCK BROKER OF OTC EXCHANGE OF INDIA, CANCELLED |
17/09/2004 |
| 235/2004 |
WARNING ISSUED TO ANANTRAI A PAREKH & SONS, MEMBER OF BSE |
17/09/2004 |
| 234/2004 |
ORDER AGAINST SHRI D.K. SHAH IN THE MATTER OF M/S. INFOQUEST SOFTWARE EXPORTS LTD. (ISEL) |
17/09/2004 |
| 233/2004 |
ORDER AGAINST SHRI FAROOKH PAVRI AND ASSOCIATES IN THE MATTER OF M/S. INFOQUEST SOFTWARE EXPORTS LTD. (ISEL) |
17/09/2004 |
| 232/2004 |
REGISTRATION OF M/S. MILLENIUM EQUITIES (INDIA) PVT. LTD., MEMBER OF BSE, SUSPENDED |
16/09/2004 |
| 231/2004 |
IN THE MATTER OF PROPOSED ACQUISITION OF THE ENTIRE BALANCE PUBLIC SHAREHOLDING IN M/S. SRP TOOLS LTD. BY M/S. ANDAVAR INVESTMENTS PVT. LTD. AND PERSONS ACTING IN CONCERT |
16/09/2004 |
| 230/2004 |
REGISTRATION OF SHRI U.RAMADAS MALLYA, MEMBER OF MGSE, CANCELLED |
15/09/2004 |
| 229/2004 |
REGISTRATION OF SHRI SHASHIKANT M.DAMANI, MEMBER OF BSE, SUSPENDED |
15/09/2004 |
| 228/2004 |
SEBI WARNS M/S.VIKAS WSP LTD. AND ITS DIRECTORS & PROMOTERS |
15/09/2004 |
| 227/2004 |
VARIOUS ENTITIES AND THEIR DIRECTORS RESTRAINED FROM ACCESSING THE SECURITIESMARKET AND PROHIBITED FROM BUYING, SELLING OR DEALING IN SECURITIES, DIRECTLY OR INDIRECTLY, IN THE MATTER OF INVESTIGATIONS IN THE SCRIP OF M/S. SHREE RAMA MULTI TECH LTD. |
15/09/2004 |
| 226/2004 |
DIRECTION AGAINST M/S. KRISHNA FILAMENTS LTD. AND ITS PROMOTERS / DIRECTORS AND ASSOCIATE CONCERNS / ENTITIES |
14/09/2004 |
| 225/2004 |
REGISTRATION OF M/S. M J PATEL SHARE & STOCK BROKERS LTD., MEMBER OF BSE, SUSPENDED |
14/09/2004 |
| 223/2004 |
REPAYMENT TO UNITHOLDERS – CRB MUTUAL FUND |
14/09/2004 |
| 222/2004 |
DIRECTION UNDER SECTION 11 & 11 B OF SEBI ACT ISSUED TO DSQ SOFTWARE LTD., DINESH DALMIA AND OTHER DIRECTORS OF THE COMPANY IN THE MATTER OF DSQ SOFTWARE LTD. |
10/09/2004 |
| 221/2004 |
REGISTRATION OF INDUS VENTURE CAPITAL FUND – 1, ORISSA VENTURE CAPITAL FUND AND
TVS VENTURE FUND TRUST, CANCELLED
|
10/09/2004 |
| 220/2004 |
IN THE MATTER OF ACQUISITION OF SHARES OF M/S. EMPEE SUGARS AND CHEMICALS LIMITED BY M/S EMPEE DISTILLERIES LTD. |
10/09/2004 |
| 219/2004 |
M/S. VIRAM INVESTMENT PRIVATE LIMITED, SHRI AMAL PARIKH AND SHRI UDAY SHAH DIRECTED NOT TO DEAL IN SECURITIES FOR A PERIOD OF SIX MONTHS |
10/09/2004 |
| 217/2004 |
REGISTRATION OF VARIOUS STOCK BROKERS, CANCELLED |
08/09/2004 |
| 216/2004 |
REGISTRATION OF TWO BROKERS OF ICSEI AND ONE BROKER OF OTCEI, CANCELLED |
07/09/2004 |
| 214/2004 |
MS. ASHADEVI BERIWALA, MS. ADITI DALAL AND M/S. HARBINGER TRADING CO. PVT. LTD. DEBARRED FROM ACCESSING CAPITAL MARKET FOR SIX MONTHS |
06/09/2004 |
| 213/2004 |
SHRI MURLI LEKHRAJ DEBARRED ALONG WITH M/S. SANWA FINANCE P. LTD. (SFPL), M/S. SANWA DEVELOPMENTS P. LTD. (SDPL) AND M/S JAYEM EXPORTS P. LTD. (JEPL) FROM ACCESSING THE SECURITIES MARKET AND FROM BUYING, SELLING OR DEALING IN SECURITIES |
06/09/2004 |
| 211/2004 |
REGISTRATION OF 14 STOCK BROKERS, CANCELLED |
06/09/2004 |
| 210/2004 |
IN THE MATTER OF ACQUISITION OF SHARES AND CONTROL BY M/S. STERLING INVESTMENT CORPORATION PRIVATE LIMITED, M/S. SHAPOORJI PALLONJI AND COMPANY LIMITED AND M/S. CYRUS INVESTMENTS LIMITED IN M/S. FAL INDUSTRIES LTD. |
03/09/2004 |
| 209/2004 |
WARNING ISSUED TO M/S. MANGAL KESHAV SHARE & STOCK BROKERS LTD,, MEMBER OF THE STOCK EXCHANGE, MUMBAI IN THE MATTER OF M/S. NATURAL EXPO AGRO INDUSTRIES LTD. |
03/09/2004 |
| 208/2004 |
REGISTRATION OF VARIOUS STOCK BROKERS, CANCELLED |
03/09/2004 |
| 207/2004 |
REGISTRATION OF VARIOUS STOCK BROKERS, CANCELLED |
03/09/2004 |
| 206/2004 |
REGISTRATION OF M/S. SECURITIES BROKERS OF INDIA LIMITED, SUSPENDED |
02/09/2004 |
| 205/2004 |
REFUSAL TO GRANT RENEWAL OF RECOGNITION TO MANGALORE STOCK EXCHANGE |
01/09/2004 |
| 203/2004 |
REGISTRATION OF M/S. SUNIL INVESTMENTS, MEMBER OF BANGALORE STOCK EXCHANGE, SUSPENDED |
31/08/2004 |
| 201/2004 |
REGISTRATION OF M/S. NAM SECURITIES LTD., SUSPENDED |
30/08/2004 |
| 200/2004 |
REGISTRATION OF M/S. PATANI SECURITIES PVT. LTD., SUSPENDED |
30/08/2004 |
| 199/2004 |
M/S. VISION TECHNOLOGIES INDIA LTD., RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND DEALING IN SECURITIES FOR FIVE YEARS |
27/08/2004 |
| 198/2004 |
REGISTRATION OF M/S. J.B. SHARES & STOCKS LTD., SUSPENDED |
27/08/2004 |
| 197/2004 |
M/S.SPML INDIA LTD. PROHIBITED FROM ACCESSING THE SECURITIES MARKET AND DEALING IN SECURITIES
|
27/08/2004 |
| 196/2004 |
DIRECTION ISSUED AGAINST M/S. DELTA ALLIANCE INVESTMENTS, KOLKATA AND ITS PROPRIETOR MS. SANTA CHAKARABORTY TO CEASE AND DESIST FROM ACTING AS AN UNREGISTERED PORTFOLIO MANAGER |
26/08/2004 |
| 194/2004 |
REGISTRATION OF M/S.NEON VINIMAY PVT. LTD., MEMBER, NSE, SUSPENDED |
25/08/2004 |
| 192/2004 |
M/S. 20TH CENTURY ENGINEERING LTD. PROHIBITED FROM ASSOCIATING WITH ANY CORPORATE BODY IN ACCESSING THE CAPITAL MARKET AND FROM BUYING, SELLING OR DEALING IN SECURITIES |
24/08/2004 |
| 190/2004 |
ORDER PASSED AGAINST M/S.HINDUSTAN TOOLS AND FORGINGS LTD. AND ITS DIRECTORS –SHRI RESH GOYAL, SMT. ABHA GOYAL, SHRI S R SODHANI, SHRI ARVIND JAIN, SHRI MANPREET SINGH, SHRI PAWAN KUMAR SHARMA, SHRI AVTAR SINGH AND DR. MEHAR SINGH AHLUWALIA UNDER SECTION 11B OF SEBI ACT, 1992 |
23/08/2004 |
| 189/2004 |
SHRI J.K. BARASIA BANNED FROM THE CAPITAL MARKET FOR ONE YEAR |
19/08/2004 |
| 188/2004 |
M/S. SUBHASH CAPITAL CITY LTD. PROHIBITED FROM ACCESSING THE SECURITIES MARKET AND DEALING IN SECURITIES |
19/08/2004 |
| 187/2004 |
REGISTRATION OF M/S.OPTION SECURITIES PVT. LTD., MEMBER OF DELHI STOCK EXCHANGE, SUSPENDED |
18/08/2004 |
| 182/2004 |
ORDER AGAINST SHRI ARUN UPADHYAYA OF M/S. ARCHANA INVESTMENTS IN THE MATTER OF TRADING IN THE SCRIP OF M/S. GREENFIELD TRADING AND FINANCE LTD. |
12/08/2004 |
| 179/2004 |
REGISTRATION OF M/S. KAJI AND MAULIK SECURITIES PVT. LTD., - DEPOSITORY PARTICIPANT OF CDSL, CANCELLED |
06/08/2004 |
| 177/2004 |
ORDERS AGAINST M/S. GREENFIELD TRADING AND FINANCE LTD., ITS DIRECTORS & ASSOCIATED ENTITIES IN THE MATTER OF TRADING IN THE SCRIP OF M/S. GREENFIELD TRADING AND FINANCE LTD.
|
02/08/2004 |
| 175/2004 |
SHRI MUKESH CHOKSI DEBARRED FROM ACCESSING CAPITAL MARKET FOR THREE MONTHS |
27/07/2004 |
| 173/2004 |
ORDERS PASSED IN THE MATTER OF PUBLIC ISSUE OF M/S.GROWMORE SOLVENTS LTD.(GSL) |
26/07/2004 |
| 172/2004 |
ORDER AGAINST NAVRANGPURA BRANCH (AHMEDABAD) OF PUNJAB NATIONAL BANK |
26/07/2004 |
| 171/2004 |
REGISTRATION OF M/S. AMITABH SONTHALIA, SUSPENDED |
26/07/2004 |
| 169/2004 |
REGISTRATION OF TWO BROKERS OF BSE, SUSPENDED |
23/07/2004 |
| 168/2004 |
ORDERS AGAINST M/S.SAWACA BUSINESS MACHINES LTD (SBML), ITS DIRECTORS & ASSOCIATED ENTITIES IN THE MATTER OF BUYING, SELLING AND DEALING IN THE SECURITIES OF SBML |
23/07/2004 |
| 167/2004 |
ROLTA INDIA LTD. DIRECTED TO ADHERE TO PROPER ACCOUNTING STANDARDS |
22/07/2004 |
| 165/2004 |
REGISTRATION OF A STOCK BROKER OF BSE, CANCELLED |
21/07/2004 |
| 163/2004 |
REGISTRATION OF DEVKI FINANCE AND TRADING PRIVATE LIMITED, SUSPENDED |
20/07/2004 |
| 161/2004 |
REGISTRATION OF AKHIL K.DALAL, STOCK BROKER CANCELLED |
19/07/2004 |
| 160/2004 |
SHRI V.K. JATIA AND HIS FAMILY MEMBERS BARRED FROM SECURITIES MARKET |
19/07/2004 |
| 159/2004 |
M/S. INFOQUEST SOFTWARE EXPORTS LTD. & SHRI SANJAY JHALANI BARRED FROM SECURITIES MARKET
|
19/07/2004 |
| 158/2004 |
CERTIFICATE OF REGISTRATION OF M/S.HOME TRADE LTD. CANCELLED |
19/07/2004 |
| 157/2004 |
CERTIFICATE OF REGISTRATION OF 15 STOCK BROKERS OF MANGALORE STOCK EXCHANGE CANCELLED
|
16/07/2004 |
| 150/2004 |
M/S. DAMYANTI FINVEST PVT. LTD., M/S. RITUJA FINVEST PVT.LTD., M/S. CDP FINCAP PVT.LTD. AND THEIR DIRECTORS SHRI DINESH DOSHI AND SHRI ANIL D.DOSHI PROHIBITED FROM ACCESSING THE SECURITIES MARKET AND DEALING IN SECURITIES AND WARNING ISSUED TO SHRI VINOD SHAH |
08/07/2004 |
| 149/2004 |
REVOCATION OF ORDER PASSED ON DEC. 17, 1999 AGAINST SHRI J P GUPTA, FORMER DIRECTOR OF M/S SUKHCHAIN CEMENTS LTD. |
08/07/2004 |
| 147/2004 |
CERTIFICATE OF REGISTRATION OF M/S. SONI SECURITIES LTD., MEMBER – NSE, SUSPENDED |
08/07/2004 |
| 145/2004 |
CERTIFICATE OF REGISTRATION GRANTED TO M/S INTEGRATED ENTERPRISES (INDIA) LTD. AS A DEPOSITORY PARTICIPANT OF NATIONAL SECURITIES DEPOSITORY LIMITED, SUSPENDED |
07/07/2004 |
| 144/2004 |
SUSPENSION OF CERTIFICATE OF REGISTRATION OF M/S. MAN MOHAN DAMANI |
06/07/2004 |
| 142/2004 |
CERTIFICATE OF REGISTRATION OF 17 STOCK BROKERS CANCELLED |
05/07/2004 |
| 141/2004 |
CERTIFICATE OF REGISTRATION OF A STOCK BROKER OF OTC EXCHANGE OF INDIA CANCELLED
|
02/06/2004 |
| 140/2004 |
CERTIFICATE OF REGISTRATION OF 17 STOCK BROKERS OF OTC EXCHANGE OF INDIA LTD. CANCELLED
|
01/07/2004 |
| 139/2004 |
CERTIFICATE OF REGISTRATION OF TWO STOCK BROKERS OF COIMBATORE STOCK EXCHANGE LTD., CANCELLED
|
30/06/2004 |
| 137/2004 |
DIRECTORS OF M/S. HARVEST DEAL SECURITIES LTD. AND M/S. FIRST CUSTODIAN FUND (INDIA) LTD. DEBARRED FROM DEALING IN THE SECURITIES MARKET |
29/06/2004 |
| 136/2004 |
M/S. ZOOM INDUSTRIAL SERVICES LTD. PROHIBITED FROM ACCESSING THE SECURITIES MARKET AND DEALING IN SECURITIES
|
29/06/2004 |
| 135/2004 |
APPLICATION OF M/S WEALTH MANAGEMENT ADVISORY SERVICES LTD., FOR REGISTRATION AS A PORTFOLIO MANAGER, REJECTED |
25/06/2004 |
| 134/2004 |
APPLICATION OF M/S. MANGAL KESHAV SECURITIES LTD., FOR REGISTRATION AS A PORTFOLIO MANAGER, REJECTED
|
25/06/2004 |
| 133/2004 |
SUSPENSION OF CERTIFICATE OF REGISTRATION OF M/S. DRB SECURITIES PVT. LTD., MEMBER OF THE UTTAR PRADESH STOCK EXCHANGE |
25/06/2004 |
| 132/2004 |
SUSPENSION OF CERTIFICATE OF REGISTRATION OF M/S. SINDHU CORPORATE SERVICES LIMITED, CATEGORY-I REGISTRAR TO AN ISSUE AND SHARE TRANSFER AGENT |
24/06/2004 |
| 129/2004 |
SUSPENSION OF CERTIFICATE OF REGISTRATION OF
M/S. LRM SECURITIES LTD., MEMBER OF THE DELHI STOCK EXCHANGE |
21/06/2004 |
| 128/2004 |
ORDER AGAINST M/S INFORMATION TECHNOLOGIES (INDIA) LTD., SHARE TRANSFER AGENT, COMPELLING TRANSFER OF RECORDS |
18/06/2004 |
| 125/2004 |
PREFERENTIAL ALLOTEES AND ASSOCIATED ENTITIES PROHIBITED FROM DEALING IN THE SHARES OF AASTHA BROADCASTING NETWORK LTD. |
15/06/2004 |
| 124/2004 |
SUSPENSION OF CERTIFICATE OF REGISTRATION OF M/S. MUNJAL ONLINE STOCK ACCESS,
MEMBER OF THE OTC EXCHANGE OF INDIA LTD.
|
11/06/2004 |
| 123/2004 |
SUSPENSION OF CERTIFICATE OF REGISTRATION OF M/S. MUNJAL LEASING LTD.,
MEMBER OF THE NATIONAL STOCK EXCHANGE OF INDIA LTD. |
11/06/2004 |
| 121/2004 |
WARNING ISSUED TO M/S. BAMA SECURITIES LTD., MEMBER OF NATIONAL STOCK EXCHANGE |
09/06/2004 |
| 119/2004 |
WARNING ISSUED TO M/S. J. M. MORGAN STANLEY RETAIL SERVICES PVT. LTD., MEMBER OF THE STOCK EXCHANGE, MUMBAI |
04/06/2004 |
| 115/2004 |
WARNING ISSUED TO M/S. BAKLIWAL INVESTMENT, MEMBER OF NATIONAL STOCK EXCHANGE |
25/05/2004 |
| 106/2004 |
ORDER OF SEBI AGAINST ENTITIES PURSUANT TO INVESTIGATIONS IN THE MATTER OF M/S. MAGIC TRADING AND AGENCIES LTD. |
12/05/2004 |
| 105/2004 |
ORDER AGAINST SHRI S.K.JAIN, MEMBER, CALCUTTA STOCK EXCHANGE |
11/05/2004 |
| 100/2004 |
ORDER PASSED BY SEBI AGAINST DRESDNER KLEINWORT BENSON SECURITIES (INDIA) LTD., MEMBER OF NSE AND BSE UNDER REGULATION 13(2) OF THE SECURITIES AND EXCHANGE BOARD OF INDIA (PROCEDURE FOR HOLDING ENQUIRY BY ENQUIRY OFFICER AND IMPOSING PENALTY) REGULATIONS, 2002 |
05/05/2004 |
| 099/2004 |
ORDERS PASSED BY SEBI AGAINST THREE ENTITIES IN A MATTER RELATED TO DEALING IN THE SHARES OF MALVICA ENGINEERING LTD. |
05/05/2004 |
| 098/2004 |
ORDER OF MEMBER, SEBI AGAINST M/S PRABHUDAS LILLADHER PRIVATE LIMITED PURSUANT TO INVESTIGATIONS IN THE MATTER OF SAWACA BUSINESS MACHINE LTD. |
05/05/2004 |
| 097/2004 |
ORDER U/S 11 B AGAINST SHRI BISHWANATH MURLIDHAR PURSUANT TO INVESTIGATIONS IN THE MATTER OF SNOWCEM INDIA LTD. |
30/04/2004 |
| 094/2004 |
ORDER AGAINST M/S. SIDH GLOBAL EQUITY FUND LTD. |
29/04/2004 |
| 093/2004 |
SEBI VS. SETH DHAN RAJ AGRO INDIA LTD. – PROSECUTION FILED BY SEBI -CONVICTION ORDER PASSED BY COURT |
28/04/2004 |
| 085/2004 |
IN THE MATTER OF ACQUISITION OF SHARES OF TRIDENT ALCO CHEM LTD. UNDER SEBI (SUBSTANTIAL ACQUISITION OF SHARES AND TAKEOVERS) REGULATIONS, 1997 |
12/04/2004 |
| 083/2004 |
RECONSTITUTION OF THE BOARD OF DIRECTORS OF PUNE STOCK EXCHANGE LTD. |
08/04/2004 |
| 082/2004 |
ORDER ISSUED IN RESPECT OF M/S.INFORMATION TECHNOLOGIES (INDIA) LTD. AND OTHERS |
08/04/2004 |
| 079/2004 |
ORDER UNDER SECTION 19 OF THE SECURITIES AND EXCHANGE BOARD OF INDIA ACT, 1992 READ WITH SECTIONS 11 AND 11B OF THE SAID ACT AND REGULATION 11 OF THE SECURITIES AND EXCHANGE BOARD OF INDIA (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 AGAINST ISPAT INDUSTRIES LIMITED AND ONE OF ITS DIRECTORS, SHRI ANIL SUREKA |
07/04/2004 |
| 078/2004 |
ORDER UNDER SECTION 19 OF SEBI ACT, 1992 READ WITH REGULATION 23 OF SEBI (STOCK BROKERS AND SUB BROKERS) REGULATIONS, 1992 READ WITH REGULATION 13(4) OF SEBI (PROCEDURE FOR HOLDING ENQUIRY BY ENQUIRY OFFICER AND IMPOSING PENALTY) REGULATION, 2002, IN THE MATTER OF M/S VAKRANGEE SOFTWARES LIMITED AGAINST M/S AMGIS HOLDINGS PVT. LTD., MEMBER NSE |
07/04/2004 |
| 076/2004 |
PRESS RELEASE |
06/04/2004 |
| 074/2004 |
SEBI ORDER AGAINST SHRI SAMIR C ARORA |
02/04/2004 |
| 071/2004 |
SUSPENSION OF CERTIFICATE OF REGISTRATION OF ANIL KUMAR AGARWAL, MEMBER OF UTTAR PRADESH STOCK EXCHANGE |
01/04/2004 |
| 070/2004 |
SUSPENSION OF CERTIFICATE OF REGISTRATION OF ASHOK MAKKER, MEMBER OF LUDHIANA STOCK EXCHANGE |
01/04/2004 |
| 069/2004 |
IN THE MATTER OF M/S. TRUSTED SHARES & INVESTMENTS LTD., MEMBER OF THE STOCK EXCHANGE, MUMBAI |
01/04/2004 |
| 062/2004 |
CANCELLATION OF CERTIFICATE OF REGISTRATION OF A STOCK – BROKER OF NATIONAL STOCK EXCHANGE OF INDIA
|
18/03/2004 |
| 057/2004 |
SUSPENSION OF CERTIFICATE OF REGISTRATION OF M/S. SHREE HARIVANSHA SECURITIES PVT. LTD. |
16/03/2004 |
| 056/2004 |
ORDERS UNDER SECTION 11B OF SEBI ACT, 1992 READ WITH REGULATION 11 OF SEBI (PROHIBITION OF FRAULENT AND UNFAIR TRADE PRACTICES RELATING TO SECURITIES MARKET) REGULATIONS, 1995 AGAINST THE PROMOTERS OF AFTEK INFOSYS LTD. |
12/03/2004 |
| 055/2004 |
ORDER UNDER SECTION 11(4) (B) AND SECTION 19 OF SEBI ACT, 1992 READ WITH REGULATION 11 OF SEBI (PROHIBITION OF FRAUDULENT AND UNFAIR TRADE PRACTICES RELATING TO SECURITIES MARKET) REGULATION, 2003 IN THE MATTER OF M/S KSL AND INDUSTRIES LIMITED AGAINST M/S DELUXE POLYMERS PVT. LTD. AND M/S AKASH FABRICS PVT. LTD. |
12/03/2004 |
| 054/2004 |
ORDER PASSED BY SEBI UNDER REGULATION 25(B) OF SEBI (STOCK BROKERS AND SUB BROKERS) REGULATIONS, 1992 AND REGULATION 13(1)(B)(I) OF SEBI (PROCEDURE FOR HOLDING ENQUIRY BY ENQUIRY OFFICER AND IMPOSING PENALTY) REGULATIONS, 2002 AGAINST N.H. SECURITIES, CLASSIC SHARES AND STOCK BROKING SERVICES, TRIUMPH SECURITIES LTD, TRIUMPH INTERNATIONAL FINANCE (INDIA) LTD, V.N. PAREKH SECURITIES LTD. AND KNP SECURITIES LTD.
|
11/03/2004 |
| 050/2004 |
SUSPENSION OF CERTIFICATE OF REGISTRATION OF M/S. MEHTA & AJMERA AND HIMANSHU AJMERA |
08/03/2004 |
| 049/2004 |
ORDER UNDER REGULATION 13(4) OF THE SEBI (PROCEDURE FOR HOLDING ENQUIRY BY ENQUIRY OFFICER AND IMPOSING PENALTY) REGULATIONS, 2002 AGAINST M/S. CREDIT SUISSE FIRST BOSTON (INDIA) SECURITIES PVT. LTD., MEMBER BSE AND NSE WITH RESPECT TO ITS DEALINGS IN THE SCRIP OF RANBAXY LABORATORIES LTD. |
08/03/2004 |
| 048/2004 |
SUSPENSION OF CERTIFICATE OF REGISTRATION OF M/S VIKASH SOMANI SECURITIES P LTD., MEMBER OF CSE |
05/03/2004 |
| 047/2004 |
SUSPENSION OF CERTIFICATE OF REGISTRATION |
04/03/2004 |
| 046/2004 |
ORDER UNDER SECTION 11B READ WITH SECTION 11 OF SECURITIES AND EXCHANGE BOARD OF INDIA, ACT, 1992 READ WITH REGULATION 11 AND 13 OF SEBI (PROHIBITION OF FRAUDULENT AND UNFAIR TRADE PRACTICES RELATING TO SECURITIES MARKET) REGULATIONS, 2003 AGAINST SHRI SHASHIKANT G BADANI IN THE MATTER OF CYBERSPACE LTD. |
03/03/2004 |
| 040/2004 |
ORDERS PASSED BY SEBI PROHIBITING 12 ENTITIES FROM DEALING IN SECURITIES |
12/02/2004 |
| 039/2004 |
SUSPENSION OF CERTIFICATE OF REGISTRATION |
11/02/2004 |
| 038/2004 |
ORDERS UNDER SECTION 11B OF SEBI ACT, 1992 READ WITH REGULATION 11 OF SEBI (PROHIBITION OF FRAUDULENT AND UNFAIR TRADE PRACTICES RELATING TO SECURITIES MARKET) REGULATIONS, 1995 AGAINST RITESH POLYSTER LTD. AND ITS PROMOTERS AND PRATHA INVESTMENT CONSULTANTS |
11/02/2004 |
| 036/2004 |
CANCELLATION OF CERTIFICATE OF REGISTRATION OF A STOCK – BROKER OF VADODARA STOCK EXCHANGE |
10/02/2004 |
| 034/2004 |
ORDER IN THE MATTER OF ENQUIRY AGAINST M/S PIONEER EQUITY TRADE (I) LTD. |
06/02/2004 |
| 033/2004 |
SUSPENSION OF CERTIFICATE OF REGISTRATION OF INDEX FINLEASE SERVICES LTD., MEMBER OF BANGALORE STOCK EXCHANGE |
06/02/2004 |
| 030/2004 |
PRESS RELEASE |
03/02/2004 |
| 029/2004 |
ORDER U/S 11 B AND 11 AND REGULATIONS 44 AND 45 OF THE SEBI(SUBSTANTIAL ACQUISITION OF SHARES AND TAKEOVERS) REGULATIONS 1997 AGAINST M/S KOSHA INVESTMENT LTD PURSUANT TO INVESTIGATIONS IN THE MATTER OF SNOWCEM INDIA LTD. |
03/02/2004 |
| 028/2004 |
ORDER UNDER SECTION 11(4)(B) READ WITH SECTION 11 AND 11BOF SECURITIES AND EXCHANGE BOARD OF INDIA, ACT, 1992 IN THE MATTER OF PARK LIGHT INVESTMENT PVT. LTD AND ASSOCIATE ENTITIES |
29/01/2004 |
| 027/2004 |
CANCELLATION OF CERTIFICATE OF REGISTRATION OF 3 STOCK–BROKERS OF INTERCONNECTED STOCK EXCHANGE OF INDIA |
29/01/2004 |
| 026/2004 |
ORDER PASSED AGAINST SUBHASH PROJECTS & MARKETING LTD (SPML) AND ITS DIRECTORS |
29/01/2004 |
| 025/2004 |
ISSUE OF PRESS RELEASE: ORDER UNDER SECTION 11B OF THE SEBI ACT, 1992 READ WITH THE SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATIONS, 1999 PASSED BY CHAIRMAN, SEBI AGAINST |
29/01/2004 |
| 018/2004 |
CANCELLATION OF CERTIFICATE OF REGISTRATION OF A STOCK-BROKER OF NATIONAL STOCK EXCHANGE OF INDIA |
23/01/2004 |
| 016/2004 |
CANCELLATION OF CERTIFICATE OF REGISTRATION OF A STOCK-BROKER OF INTERCONNECTED STOCK EXCHANGE OF INDIA |
22/01/2004 |
| 015/2004 |
RESTRAINED M/S. INDIAN FINANCE GUARANTY LTD. MEMBER OF NATIONAL STOCK EXCHANGE AND OTC EXCHANGE OF INDIA |
22/01/2004 |
| 014/2004 |
CANCELLATION OF CERTIFICATE OF REGISTRATION OF A STOCK–BROKER OF NATIONAL STOCK EXCHANGE OF INDIA |
22/01/2004 |
| 011/2004 |
CANCELLATION OF CERTIFICATE OF REGISTRATION OF 4 STOCK-BROKERS OF NATIONAL STOCK EXCHANGE OF INDIA |
21/01/2004 |
| 009/2004 |
ORDER UNDER SECTION 11(4)(B) READ WITH SECTION 11 AND 11BOF SECURITIES AND EXCHANGE BOARD OF INDIA, ACT, 1992 IN THE MATTER OF PREFERENTIAL ALLOTMENT OF SHARES BY CMM BROADCASTING NETWORK LTD. |
16/01/2004 |
| 008/2004 |
ORDER AGAINST SRIVEN CORPORATE SERVICES PVT. LTD. AND RAJSHREE FISCAL SERVICES LTD. |
16/01/2004 |
| 007/2004 |
CAUVERY SOFTWARE ENGINEERING SYSTEMS LTD. AND ITS DIRECTORS |
15/01/2004 |
| 002/2004 |
ORDER AGAINST SHRI A.L. SHILOTRI IN THE MATTER OF INSIDER TRADING BY SHRI J.E. TALAULICAR IN THE SHARES OF M/S. TATA FINANCE LTD. |
06/01/2004 |
| 001/2004 |
MAX PORTFOLIOS & DELTA ALLIANCE FINANCIAL SERVICES |
05/01/2004 |
