|
December 06, 2004
PR No.
322/2004
Registration of three members of Pune Stock Exchange, cancelled
Securities and Exchange Board of India (SEBI) has passed orders dated December 01, 2004 canceling the certificate of registrations of the following three members of Pune Stock Exchange with immediate effect.
|
Name
|
Trade
Name
|
SEBI
Reg. No.
|
|
Pravin
B. Parmar
|
Pravin
Bhaichand Parmar
|
INB110861515
|
|
Mahendra
V. Shah
|
G.
H. Investments
|
INB110240213
|
|
Mangal
K. Jain
|
Mangal
K. Jain
|
INB110247412
|
The aforesaid stock brokers were declared defaulters / expelled by Pune Stock Exchange and ceased to be members of the Exchange, thereby failed to fulfill the pre-requisite condition of registration as stock brokers with SEBI. The registration has been cancelled in terms of Sub-Regulation (5) of Regulation 16 of SEBI (Procedure for Holding Enquiry by Enquiry Officer and Imposing Penalty) Regulations, 2002.
Mumbai
December 06, 2004 |
