|
December 21, 2004
PR No.
334/2004
Registration of various stock brokers, cancelled
Securities and Exchange Board of India (SEBI) has passed orders dated December 06, 2004 canceling the certificate of registration of the following members of various Stock Exchanges with immediate effect.
|
Name
of Stock Broker
|
Trade
Name
|
SEBI
Regn No.
|
Exchange
|
|
Anil
Kumar Nanda
|
Nanda
Share Consultant
|
INB100343310
|
Uttar
Pradesh Stock Exchange
|
|
Ashish
Bamba
|
-
|
INB200958216
|
OTC
Exchange
|
|
|
|
|
|
|
Sonali
Securities Pvt. Ltd.
|
-
|
INB200900731
|
OTC
Exchange
|
|
Naval
Kishore V. Sharma
|
-
|
INB090280119
|
Cochin
Stock Exchange
|
|
P.
V. Kaimal
|
-
|
INB090619218
|
Cochin
Stock Exchange
|
|
P.
T. Joseph
|
-
|
INB090278914
|
Cochin
Stock Exchange
|
|
Sukesh
Bhaskaran
|
-
|
INB090549913
|
Cochin
Stock Exchange
|
|
Thomas
Mathew
|
-
|
INB090293410
|
Cochin
Stock Exchange
|
|
Surinderpal
Singh
|
-
|
INB090288816
|
Cochin
Stock Exchange
|
|
Chandra
Kanta Jain
|
-
|
INB160218116
|
Jaipur
Stock Exchange
|
|
J.
K. Jain & Co.
|
-
|
INB160218018
|
Jaipur
Stock Exchange
|
|
Praveen
Ramawat
|
Praveen
& Co.
|
INB160208214
|
Jaipur
Stock Exchange
|
The aforesaid stock brokers were declared defaulters / expelled by the Stock Exchanges and ceased to be members of the Exchanges, thereby failed to fulfill the pre-requisite condition of registration as stock broker with SEBI. The registration has been cancelled in terms of Sub-Regulation (5) of Regulation 16 of SEBI (Procedure for Holding Enquiry by Enquiry Officer and Imposing Penalty) Regulations, 2002.
Mumbai
December 21, 2004 |
