October 29, 2004 PR No.
296/2004
CERTIFICATE OF REGISTRATION OF EIGHT STOCK BROKERS CANCELLED
The Securities and Exchange Board of India (SEBI) has cancelled the certificate of registration of the following eight Stock-Brokers with immediate effect:
Sr.
No.
|
Name
of the broker
|
SEBI
Regn. No.
|
Exchange
|
1
|
M/s.
Brisk Securities Limited
|
INB080631334
|
BgSE1
|
2
|
Shri
Tushar L. Thakkar
|
INB190411518
|
VSE2
|
3
|
Ms.
Rita Subhash Katira
Trade
name: Rita S. Katira
|
INB190862410
|
VSE
|
4
|
Ms.
Ila R. Thakkar
|
INB190397317
|
VSE
|
5
|
Shri
Pramod Gupta
Trade
name: Pramod Gupta & Co
|
INB190405319
|
VSE
|
6
|
Shri
Kirti Mansukhlal Nandani
Trade
name: Nandani & Co.
|
INB190398717
|
VSE
|
7
|
Shri
Rajesh Maheshwary
Trade
name: Rajesh & Co.
|
INB190414515
|
VSE
|
8
|
M/s.
E’l Dorado Guarantee Limited
|
INB180634637
|
SKSE3
|
The aforesaid eight Stock-Brokers were declared defaulter by the respective Stock Exchanges and ceased to be members of the Exchange, thereby failed to fulfil the pre-requisite condition of registration as Stock-Broker with SEBI. The registration has been cancelled in terms of Sub-Regulation (5) of Regulation 16 of SEBI (Procedure for Holding Enquiry by Enquiry Officer and Imposing Penalty) Regulations, 2002.
Mumbai
October 29, 2004
1 Bangalore
Stock Exchange; 2 Vadodara Stock Exchange; 3
Saurashtra Kutch Stock Exchange
|