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October 04, 2004
PR No.
260/2004
Registration of various stock brokers, cancelled
The Securities and Exchange Board of India (SEBI) has passed 19 orders dated September 29, 2004 cancelling the certificate of registration of the following 19 stock brokers with immediate effect:
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Sr. No.
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Name of the Stock Broker
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SEBI Registration No.
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1.
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Bimal Kumar Jalan
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INB100347110
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2.
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Abid Husain Naqvi
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INB100340411
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3.
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Anil Bagla
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INB100342712
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4.
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Arun Kumar Mehrotra
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INB100787316
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5.
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Bansiwala Investment Pvt. Ltd.
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INB100787432
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6.
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Brij Stocks Pvt. Ltd.
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INB100999939
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7.
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Dayanand Agarwal
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INB101149210
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8.
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J C Khosla
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INB100526013
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9.
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Jagdish Prasad Derolia
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INB101062819
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10.
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Kailash Chand Agarwal
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INB100354514
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11.
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Krishan Kumar Daga
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INB100355915
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12.
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Mahendar Singh
Trade Name: M.S.Gandhi
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INB100358217
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13.
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Neelam Sharma
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INB100943917
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14.
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Om Prakash Mittal
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INB100577717
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15.
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Pawan Kumar Agarwal
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INB100923613
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16.
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Pradeep Jain
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INB100363711
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17.
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Prashant Agarwal
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INB101000910
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18.
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Prominent Fininvest Pvt. Ltd.
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INB101013837
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19.
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Pushpa Rani Tiwari
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INB101188713
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The aforesaid stock brokers were declared defaulters by Uttar Pradesh Stock Exchange and ceased to be member of the Exchange, thereby failed to fulfill the pre-requisite condition of registration as stock broker with SEBI. The registrations have been cancelled in terms of Sub-Regulation (5) of Regulation 16 of SEBI (Procedure for Holding Enquiry by Enquiry Officer and Imposing Penalty) Regulations, 2002.
Mumbai
October 04, 2004
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