Warning issued to M/s. J. M. Morgan Stanley Retail Services Pvt. Ltd., Member of The Stock Exchange, Mumbai

The Securities and Exchange Board of India (SEBI) has passed an order dated June 02, 2004 warning M/s. J. M. Morgan Stanley Retail Services Pvt. Ltd. (SEBI Reg. No. INB011054831) member of the Stock Exchange, Mumbai for irregularities in issuance of Contract Notes, non-maintenance of duplicate copy of bills, non-maintenance of client agreement and registration forms etc.

Mumbai

June 04, 2004