|
December 30, 2004
PR No.
343/2004
Registration of various stock brokers, cancelled
Securities and Exchange Board of India (SEBI) has cancelled the certificate of registration of the following five stock brokers with immediate effect:
|
Sr. No.
|
Name of the broker
|
SEBI Regn. No.
|
Exchange
|
|
1
|
M/s Bhageria Financial
Services
|
INB200610429
|
OTCEI
|
|
2
|
M/s Blue Blends Stocks &
Securities Ltd.
|
INB230638434
INB200638430
|
NSE
OTCEI
|
|
3
|
M/s Kantilal Mangaldas
Securities Pvt. Ltd.
|
INB010831534
|
BSE
|
|
4
|
Anjani Kumar Singh
Trade name: A. K. Financial Co.
|
INB170253618
INB240253618
|
BhSE
ICSE
|
|
5
|
Shri Kamal Bhatia
|
INB120303316
|
LSE
|
The aforesaid five stock brokers were declared defaulters / expelled by the respective Stock Exchanges and ceased to be members of the Exchanges, thereby failed to fulfill the pre-requisite condition of registration as stock broker with SEBI. The registration has been cancelled in terms of Sub-Regulation (5) of Regulation 16 of SEBI (Procedure for Holding Enquiry by Enquiry Officer and Imposing Penalty) Regulations, 2002.
Mumbai
December 30, 2004
|