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September 08, 2004
PR No.
217/2004
Registration of various stock brokers, cancelled
The Securities and Exchange Board of India (SEBI) has passed orders dated August 27, 2004, canceling the certificate of registration of the following 37 stock brokers with immediate effect:
|
Sr.
No. |
Name of the
Broker |
SEBI Reg No. |
Stock
Exchange |
|
1.
|
Bharat S. Khona |
INB010004817 |
BSE |
|
2.
|
Gandhi & Shah Corp.
Services Pvt. Ltd. |
INB010984737 |
BSE |
|
3.
|
Hemendra Vinodchandra Shah |
INB010009117 |
BSE |
|
4. |
Mahesh
Krishnan |
INB010016414 |
BSE |
|
5.
|
Mercury Invest. Int.
Pvt. Ltd. |
INB010944933 |
BSE |
|
6. |
Opulent Broking Pvt.
Ltd. |
INB011074433 |
BSE |
|
7. |
Parth Share & Stock
Brokers Pvt. Ltd. |
INB010989830 |
BSE |
|
8. |
Poddar Stock Broking Pvt.
Ltd. |
INB011145530 |
BSE |
|
9.
|
Rajnikant Shantichand Jhaveri |
INB010021712 |
BSE |
|
10.
|
Summit Integrated Credit
Capital Ltd. |
INB010762533 |
BSE |
|
11.
|
VVL Securities Pvt.
Ltd. |
INB010995834 |
BSE |
|
12.
|
A. Achuthan |
INB090554614 |
CoSE |
|
13.
|
B. Sivasankaran Nair |
INB090290912 |
CoSE |
|
14.
|
Capshare
Investments |
INB090786131 |
CoSE |
|
15.
|
Davis
Thomas |
INB090520431 |
CoSE |
|
16.
|
G. Sivakumar |
INB090288219 |
CoSE |
|
17.
|
George
Mathew |
INB090287318 |
CoSE |
|
18.
|
George
Sebastian |
INB090296113 |
CoSE |
|
19.
|
Joe &
Mathew |
INB090270510 |
CoSE |
|
20.
|
K. M. Prabhakaran |
INB090292117 |
CoSE |
|
21.
|
K. T.
Titus |
INB090622616 |
CoSE |
|
22.
|
Kardam Financial
Services |
INB090917434 |
CoSE |
|
23.
|
Kunhi
Mohammed |
INB090278718 |
CoSE |
|
24.
|
Link
India
Securities |
INB091014035 |
CoSE |
|
25.
|
Manjith
Singh |
INB090269619 |
CoSE |
|
26.
|
Metro Stocks &
Shares P. Ltd. |
INB090469931 |
CoSE |
|
27.
|
Bansidhar H. Garg |
INB070152415 |
MPSE |
|
28.
|
Bhogilal A.
Patel |
INB070155412 |
MPSE |
Page 2 of
2
PR-217/2004
|
Sr.
No. |
Name of the
Broker |
SEBI Reg No. |
Stock
Exchange |
|
29.
|
Nirupama B.
Patel |
INB070162013 |
MPSE |
|
30.
|
Pawan Kumar Saboo |
INB070164716 |
MPSE |
|
31.
|
Rajendra Rathore |
INB070165813 |
MPSE |
|
32.
|
Suresh Premchandani |
INB070162512 |
MPSE |
|
33.
|
Jyotsna Anil
Mehta |
INB110247519 |
PSE |
|
34.
|
R. A. Patankar |
INB110237813 |
PSE |
|
35.
|
Rameshkumar Uttamchand Doshi |
INB110250918 |
PSE |
|
36.
|
Bhojwani Securities Pvt.
Ltd. |
INB110682836 |
PSE |
|
37.
|
Libord Investments
Ltd. |
INB110849535 |
PSE |
The aforesaid 37 stock brokers were declared defaulters by the Stock Exchange and ceased to be members of the Exchange, thereby failed to fulfill the pre-requisite condition of registration as stock broker with SEBI. The registration has been cancelled in terms of Sub-Regulation (5) of Regulation 16 of SEBI (Procedure for Holding Enquiry by Enquiry Officer and Imposing Penalty) Regulations, 2002.
Mumbai
September 8, 2004
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