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September 03, 2004
PR No.
208/2004
Registration of various stock brokers, cancelled
The Securities and Exchange Board of India (SEBI) has passed orders canceling the certificate of registration of the following 46 stock brokers with immediate effect:
|
Sr.
No. |
Name of the Stock
Broker |
Regn.
No. |
Exchange |
-
|
Renu Sobti |
INB200890214 |
OTCEI |
-
|
Model Financial
Corporation Ltd. |
INB200674933 |
OTCEI |
-
|
Almeida & Company
Stock Brokers Ltd. |
INB230958531 |
NSE |
-
|
Ami Securities
Ltd. |
INB230875534 |
NSE |
-
|
Arihant Equity Fund
Ltd. |
INB230760637 |
NSE |
-
|
Ashok
Gupta |
INB230082010 |
NSE |
-
|
Asian Securities &
Stock Ltd. |
INB230881538 |
NSE |
-
|
Avonski Securities
Ltd. |
INB230856631 |
NSE |
-
|
Balshia Securities
Ltd. |
INB230646338 |
NSE |
-
|
Daleep Khosla |
INB230678817 |
NSE |
-
|
Dangi Financial And
Management Consultancy Pvt. Ltd. |
INB230777337 |
NSE |
-
|
Diamond Securities Pvt.
Ltd. |
INB230646533 |
NSE |
-
|
Digital Leasing and
Finance Ltd. |
INB230680931 |
NSE |
-
|
Eden Financial
Services |
INB230660520 |
NSE |
-
|
Fiscal
Ltd. |
INB230638032 |
NSE |
-
|
Gazi Securities
Ltd. |
INB230691431 |
NSE |
-
|
H. M. Desai Securities
Ltd. |
INB230774438 |
NSE |
-
|
Nayankumar Rasiklal Chokshi |
INB020114110 |
ASE |
-
|
Lt. Rajesh Anubhai Shah |
INB020113317 |
ASE |
-
|
Sharad Sitaram Gupta |
INB020118312 |
ASE |
-
|
Rahil Investment &
Finance Ltd. |
INB020776136 |
ASE |
-
|
Bipinchandra Ratilal Shah |
INB020120515 |
ASE |
-
|
H. A. J. Financial
Services Pvt. Ltd. |
INB200898430 |
OTCEI |
-
|
Essen Corporate Services Pvt.
Ltd. |
INB200833239 |
OTCEI |
-
|
Popular Stock &
Share Services Ltd. |
INB200644238 |
OTCEI |
-
|
Lloyds Brokerage
Ltd. |
INB200597431 |
OTCEI |
-
|
Al-Falah Investments Ltd. |
INB200812436 |
OTCEI |
-
|
Lionnaire Holdings &
Investment Pvt. Ltd. |
INB200891534 |
OTCEI |
-
|
Stenly Credit Capital
Ltd. |
INB200726432 |
OTCEI |
-
|
Deepak Relan |
INB050455327 |
DSE |
Page 2 of
2
PR-208/2004
|
Sr.
No. |
Name of the Stock
Broker |
Regn.
No. |
Exchange |
-
|
Chhabra Securities Pvt.
Ltd. |
INB051027630 |
DSE |
-
|
Sukam Financial Services Pvt.
Ltd. |
INB200832338 |
OTCEI |
-
|
Shubdha Finvest Private Ltd. |
INB200900839 |
OTCEI |
-
|
VCK Sponsorship Funds
Pvt. Ltd. |
INB200914531 |
OTCEI |
-
|
Sahu Developers Pvt.
Ltd. |
INB200864933 |
OTCEI |
-
|
Bondwell Financial Services Pvt.
Ltd. |
INB200899135 |
OTCEI |
-
|
Siddhartha Fin &Cap.
Ser. P Ltd. |
INB200820839 |
OTCEI |
-
|
Brinda Trading Company Pvt.
Ltd. |
INB200865530 |
OTCEI |
-
|
Kukar Sons Fin. & Invest
Holdings Ltd. |
INB200954238 |
OTCEI |
-
|
Consolidated Capital
Investcare Ltd. |
INB200949830 |
OTCEI |
-
|
Savitri Finlease & Securities
Ltd. |
INB200900937 |
OTCEI |
-
|
Prudential Stocks &
Securities Ltd. |
INB200600134 |
OTCEI |
-
|
Angel Financial
Consultants Pvt. Ltd. |
INB200811035 |
OTCEI |
-
|
Nagarjuna Securities
Ltd. |
INB200713630 |
OTCEI |
-
|
M. K. Securities
Ltd. |
INB200710633 |
OTCEI |
-
|
Preyanshu Finance Ltd. (Now Known
As Madalsa Agrotech Ltd.) |
INB200503033 |
OTCEI |
OTCEI – Over The Counter Exchange of India
NSE – National Stock Exchange
ASE - Ahmedabad Stock Exchange
DSE – Delhi Stock Exchange
The aforesaid 46 stock brokers were declared defaulter by the Stock Exchange and ceased to be members of the Exchange, thereby failed to fulfill the pre-requisite condition of registration as stock broker with SEBI. The registration has been cancelled in terms of Sub-Regulation (5) of Regulation 16 of SEBI (Procedure for Holding Enquiry by Enquiry Officer and Imposing Penalty) Regulations, 2002.
Mumbai
September 3, 2004
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