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October 29, 2004
PR No.
295/2004
CERTIFICATE OF REGISTRATION OF THREE STOCK BROKERS OF COCHIN STOCK EXCHANGE CANCELLED
Securities and Exchange Board of India (SEBI) has cancelled the certificate of registration of the following three Stock-Brokers with immediate effect:
|
Sr. No. |
Name of the
broker |
SEBI Regn.
No. |
|
1 |
Biju Ambady |
INB090271314 |
|
2 |
K.M.Paulachen |
INB090602019 |
|
3 |
M. George John |
INB090689815 |
The aforesaid Stock-Brokers were declared defaulter by Cochin Stock Exchange and hence they ceased to be members of the Exchange. They have also failed in paying the fees to the board. They have, thus, failed to fulfil the pre-requisite conditions of registration as Stock-Broker with SEBI. Their registrations have been cancelled in terms of Sub-Regulation (5) of Regulation 16 of SEBI (Procedure for Holding Enquiry by Enquiry Officer and Imposing Penalty) Regulations, 2002.
Mumbai
October 29, 2004
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