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September 03, 2004
PR No.
207/2004
Registration of various stock brokers, cancelled
The Securities and Exchange Board of India (SEBI) has passed orders canceling the certificate of registration of the following 14 stock brokers with immediate effect:
|
Sr.No. |
Name |
Reg.
No. |
Exchange |
-
|
Shashikant
M. Sakalshah |
INB180531217 |
SKSE |
-
|
Mahesh
M. Joshi |
INB180531119 |
SKSE |
-
|
J.
P. Undhad |
INB180531912 |
SKSE |
-
|
Ajay
Mahendra Bharania |
INB180532010 |
SKSE |
-
|
Purshottambhai
C. Gajera |
INB180224116 |
SKSE |
-
|
Sanjay
M. Chitalia |
INB180596212 |
SKSE |
-
|
Amul
Devendra Desai |
INB180742412 |
SKSE |
-
|
Goverdhan
Financial Services Ltd. |
INB180698238 |
SKSE |
-
|
Sharedeal
Financial Consultants Pvt. Ltd. |
INB180625536 |
SKSE |
-
|
Bhaskar
V. Jahgirdar |
INB080173911 |
BgSE |
-
|
Tajuddin
Abid |
INB080176516 |
BgSE |
-
|
Gopal
Desai |
INB190395612 |
VSE |
-
|
Padam
Jain |
INB190405113 |
VSE |
-
|
Pankaj
Patel |
INB190404917 |
VSE |
SKSE - Sourashtra Kutch Stock Exchange
BgSE - Bangalore Stock Exchange
VSE - Vadodara Stock Exchange
The aforesaid 14 stock brokers were declared defaulter by the Stock Exchange and ceased to be members of the Exchange, thereby failed to fulfill the pre-requisite condition of registration as stock broker with SEBI. The registration has been cancelled in terms of Sub-Regulation (5) of Regulation 16 of SEBI (Procedure for Holding Enquiry by Enquiry Officer and Imposing Penalty) Regulations, 2002.
Mumbai
September 3, 2004
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