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  • MINISTRY OF CORPORATE AFFAIRS, SERIOUS FRAUD INVESTIGATION OFFICE
Regulatory Actions Covered By This Website

MINISTRY OF CORPORATE AFFAIRS, SERIOUS FRAUD INVESTIGATION OFFICE

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 PERIOD COVERED
FROMTO/UPTIL
Companies 02/09/2009 31/05/2024
Actions by SFIO
Case filed of oppression and mismanagement  
Cases filed by SFIO after obtaining sanction for prosecution on the basis of investigation reports submitted by SFIO  
Cases filed for obtaining sanction for doing investigation of companies under liquidation  
Convicted by SFIO  
Prosecution cases filed by SFIO  
Reasons for Action by SFIO
Violated Section 108 of Companies Act, 1956  
Violated Section 120B of ipc, 1860  
Violated Section 125 of Companies Act, 1956  
Violated Section 129 of Companies Act, 2013  
Violated Section 135 of Companies Act, 2013  
Violated Section 137 of Companies Act, 2013  
Violated Section 142 of Companies Act, 1956  
Violated Section 150 of Companies Act, 1956  
Violated Section 151 of Companies Act, 1956  
Violated Section 159 of Companies Act, 1956  
Violated Section 159 read with 162 of Companies Act, 1956  
Violated Section 162 of Companies Act, 1956  
Violated Section 166 of Companies Act, 1956  
Violated Section 209 of Companies Act, 1956  
Violated Section 210 of Companies Act, 1956  
Violated Section 211 3(A) and (3B) of Companies Act, 1956  
Violated Section 211 of Companies Act, 1956  
Violated Section 211 read with schedule vi of Companies Act, 1956  
Violated Section 215 of Companies Act, 1956  
Violated Section 217 of Companies Act, 1956  
Violated Section 217(3) of Companies Act, 1956  
Violated Section 217(5) of Companies Act, 1956  
Violated Section 218 of Companies Act, 1956  
Violated Section 220 of Companies Act, 1956  
Violated Section 227 of Companies Act, 1956  
Violated Section 233 of Companies Act, 1956  
Violated Section 234(4)(B) of Companies Act, 2013  
Violated Section 240 of Companies Act, 1956  
Violated Section 292 of Companies Act, 1956  
Violated Section 293(1)(E) of Companies Act, 1956  
Violated Section 295 of Companies Act, 1956  
Violated Section 297 of Companies Act, 1956  
Violated Section 299 of Companies Act, 1956  
Violated Section 301 of Companies Act, 1956  
Violated Section 303 of Companies Act, 1956  
Violated Section 372A (5&6) of Companies Act, 1956  
Violated Section 372A of Companies Act, 1956  
Violated Section 372A read with 372(A)(9) of Companies Act, 1956  
Violated Section 383A of Companies Act, 1956  
Violated Section 406 of ipc, 1860  
Violated Section 418 of ipc, 1860  
Violated Section 42(1) of Companies Act, 1956  
Violated Section 49 of Companies Act, 1956  
Violated Section 621 for contravention of Section 372A of Companies Act, 1956  
Violated Section 621 for violation of Section 77 and 13 read with 629A of Companies Act, 1956  
Violated Section 628 of Companies Act, 1956  
Violated Section 629A of Companies Act, 1956  
Violated Section 67(2) read with 67(5) of Companies Act, 2013  
Violated Section 68 of Companies Act, 1956  
Violated Section 97 of Companies Act, 1956  
Violated Sections 13 read with 291 of Companies Act, 1956  
Violated Sections 13, 17 and 291 read with 629A of Companies Act, 1956  
Violated Sections 147 of Companies Act, 1956  
Violated Sections 147 read with 631 of Companies Act, 1956  
Violated Sections 147(2) read with 147(1) of Companies Act, 1956  
Violated Sections 147A of Companies Act, 1956  
Violated Sections 162 read with 220(1) of Companies Act, 1956  
Violated Sections 162(1) read with 159(1) of Companies Act, 1956  
Violated Sections 168 read with 166(1) of Companies Act, 1956  
Violated Sections 198, 309 read with 629 of Companies Act, 1956  
Violated Sections 198, 309, 269 read with 629A of Companies Act, 1956  
Violated Sections 209(5) read with 209(1) of Companies Act, 1956  
Violated Sections 210(5) read with 210(1) of Companies Act, 1956  
Violated Sections 211 read with 209 of Companies Act, 1956  
Violated Sections 215 read with 629A of Companies Act, 1956  
Violated Sections 220 read with 162 of Companies Act, 1956  
Violated Sections 297 read with 629A of Companies Act, 1956  
Violated Sections 299 read with 283 of Companies Act, 1956  
Violated Sections 3(1) read with 629A of Companies Act, 1956  
Violated Sections 415, 420 read with 34 of ipc, 1860  
Violated Sections 418 read with 34 and 120B of ipc, 1860  
Violated Sections 420 read with 34 of ipc, 1860  
Violated Sections 477A read with 120B of ipc, 1860  
Violated Sections 621 read with 217(3) of Companies Act, 1956  
Violated Sections 628 read with 211 of Companies Act, 1956  
Violated Sections 628 read with 217 of Companies Act, 1956  
Violated Sections 629A read with 13 and 17 of Companies Act, 1956  
Fraudulent acts committed by management  
Not available  
Serious breach of Companies Act  
Persons 02/09/2009 31/05/2024
Actions by SFIO
Convicted by SFIO  
Prosecution cases filed by SFIO  
Reasons for Action by SFIO
Violated Section 108 of Companies Act, 1956  
Violated Section 120B of ipc, 1860  
Violated Section 125 of Companies Act, 1956  
Violated Section 129 of Companies Act, 2013  
Violated Section 135 of Companies Act, 2013  
Violated Section 137 of Companies Act, 2013  
Violated Section 142 of Companies Act, 1956  
Violated Section 150 of Companies Act, 1956  
Violated Section 151 of Companies Act, 1956  
Violated Section 159 of Companies Act, 1956  
Violated Section 159 read with 162 of Companies Act, 1956  
Violated Section 162 of Companies Act, 1956  
Violated Section 166 of Companies Act, 1956  
Violated Section 209 of Companies Act, 1956  
Violated Section 210 of Companies Act, 1956  
Violated Section 211 3(A) and (3B) of Companies Act, 1956  
Violated Section 211 of Companies Act, 1956  
Violated Section 211 read with schedule vi of Companies Act, 1956  
Violated Section 215 of Companies Act, 1956  
Violated Section 217 of Companies Act, 1956  
Violated Section 217(3) of Companies Act, 1956  
Violated Section 217(5) of Companies Act, 1956  
Violated Section 218 of Companies Act, 1956  
Violated Section 220 of Companies Act, 1956  
Violated Section 227 of Companies Act, 1956  
Violated Section 233 of Companies Act, 1956  
Violated Section 234(4)(B) of Companies Act, 2013  
Violated Section 240 of Companies Act, 1956  
Violated Section 292 of Companies Act, 1956  
Violated Section 293(1)(E) of Companies Act, 1956  
Violated Section 295 of Companies Act, 1956  
Violated Section 297 of Companies Act, 1956  
Violated Section 299 of Companies Act, 1956  
Violated Section 301 of Companies Act, 1956  
Violated Section 303 of Companies Act, 1956  
Violated Section 372A (5&6) of Companies Act, 1956  
Violated Section 372A of Companies Act, 1956  
Violated Section 372A read with 372(A)(9) of Companies Act, 1956  
Violated Section 383A of Companies Act, 1956  
Violated Section 406 of ipc, 1860  
Violated Section 418 of ipc, 1860  
Violated Section 42(1) of Companies Act, 1956  
Violated Section 49 of Companies Act, 1956  
Violated Section 621 for contravention of Section 372A of Companies Act, 1956  
Violated Section 621 for violation of Section 77 and 13 read with 629A of Companies Act, 1956  
Violated Section 628 of Companies Act, 1956  
Violated Section 629A of Companies Act, 1956  
Violated Section 67(2) read with 67(5) of Companies Act, 2013  
Violated Section 68 of Companies Act, 1956  
Violated Section 97 of Companies Act, 1956  
Violated Sections 13 read with 291 of Companies Act, 1956  
Violated Sections 13, 17 and 291 read with 629A of Companies Act, 1956  
Violated Sections 147 of Companies Act, 1956  
Violated Sections 147 read with 631 of Companies Act, 1956  
Violated Sections 147(2) read with 147(1) of Companies Act, 1956  
Violated Sections 147A of Companies Act, 1956  
Violated Sections 162 read with 220(1) of Companies Act, 1956  
Violated Sections 162(1) read with 159(1) of Companies Act, 1956  
Violated Sections 168 read with 166(1) of Companies Act, 1956  
Violated Sections 198, 309 read with 629 of Companies Act, 1956  
Violated Sections 198, 309, 269 read with 629A of Companies Act, 1956  
Violated Sections 209(5) read with 209(1) of Companies Act, 1956  
Violated Sections 210(5) read with 210(1) of Companies Act, 1956  
Violated Sections 211 read with 209 of Companies Act, 1956  
Violated Sections 215 read with 629A of Companies Act, 1956  
Violated Sections 220 read with 162 of Companies Act, 1956  
Violated Sections 297 read with 629A of Companies Act, 1956  
Violated Sections 299 read with 283 of Companies Act, 1956  
Violated Sections 3(1) read with 629A of Companies Act, 1956  
Violated Sections 415, 420 read with 34 of ipc, 1860  
Violated Sections 418 read with 34 and 120B of ipc, 1860  
Violated Sections 420 read with 34 of ipc, 1860  
Violated Sections 477A read with 120B of ipc, 1860  
Violated Sections 621 read with 217(3) of Companies Act, 1956  
Violated Sections 628 read with 211 of Companies Act, 1956  
Violated Sections 628 read with 217 of Companies Act, 1956  
Violated Sections 629A read with 13 and 17 of Companies Act, 1956  
Not available  
REGULATORY ACTIONS PRESENTLY COVERED BY THIS WEBSITEPERIOD COVERED
FROMTO/UPTIL
ACE DERIVATIVES & COMMODITY STOCK EXCHANGE LTD. (since closed)
Alphabetical Chronological
 19/05/2011  31/12/2019
ASSOCIATION OF MUTUAL FUNDS OF INDIA,THE
Alphabetical Chronological
 30/09/2013  31/05/2024
BANKS
Alphabetical Chronological
 29/03/2000  05/06/2024
BOARD FOR INDUSTRIAL & FINANCIAL RECONSTRUCTION (since dissolved)
Alphabetical Chronological
 31/12/1987  31/10/2005
BSE LTD.
Alphabetical Chronological
 05/06/1995  17/06/2024
CENTRAL BOARD OF INDIRECT TAXES & CUSTOMS
Alphabetical Chronological
 01/04/2003  31/03/2024
CENTRAL BUREAU OF INVESTIGATION
Alphabetical Chronological
 05/04/2001  17/06/2024
CENTRAL DEPOSITORY SERVICES (INDIA) LTD.
Alphabetical Chronological
 15/03/2004  31/05/2024
COMPANY LAW BOARD
Alphabetical Chronological
 01/04/2000  30/06/2008
DEBT RECOVERY TRIBUNALS
Alphabetical Chronological
 16/08/2000  05/06/2024
DELHI STOCK EXCHANGE LTD. (since dissolved)
Alphabetical Chronological
 31/03/2002  30/09/2020
DEPARTMENT OF INCOME TAX
Alphabetical Chronological
 15/04/2015  31/05/2024
EMPLOYEES' PROVIDENT FUND ORGANISATION
Alphabetical Chronological
 31/03/2005  23/09/2021
INDIAN CLEARING CORP.LTD.
Alphabetical Chronological
 25/09/2012  31/05/2024
INDIAN COMMODITY EXCHANGE LTD.
Alphabetical Chronological
 10/06/2006  17/06/2024
INSOLVENCY & BANKRUPTCY BOARD OF INDIA - NATIONAL COMPANY LAW TRIBUNAL
Alphabetical Chronological
 17/01/2017  17/06/2024
INSTITUTE OF CHARTERED ACCOUNTANTS OF INDIA
Alphabetical Chronological
 28/10/2004  30/04/2024
INSURANCE REGULATORY & DEVELOPMENT AUTHORITY OF INDIA
Alphabetical Chronological
 16/08/2002  17/06/2024
INTER-CONNECTED STOCK EXCHANGE
Alphabetical Chronological
 17/04/2004  31/05/2024
METROPOLITAN STOCK EXCHANGE OF INDIA LTD.
Alphabetical Chronological
 20/05/2010  17/06/2024
MINISTRY OF CORPORATE AFFAIRS, EASY EXIT SCHEME
Alphabetical Chronological
 15/12/2010  03/08/2014
MINISTRY OF CORPORATE AFFAIRS, OFFICIAL LIQUIDATORS
Alphabetical Chronological
 27/04/1946  31/03/2018
MINISTRY OF CORPORATE AFFAIRS, PERSONS DISQUALIFIED FROM DIRECTORSHIP
Alphabetical Chronological
 31/08/2017  31/03/2024
MINISTRY OF CORPORATE AFFAIRS, REGISTRARS OF COMPANIES
Alphabetical Chronological
 27/01/2001  04/09/2015
MINISTRY OF CORPORATE AFFAIRS, SERIOUS FRAUD INVESTIGATION OFFICE
Alphabetical Chronological
 02/09/2009  31/05/2024
MINISTRY OF CORPORATE AFFAIRS, SIMPLIFIED EXIT SCHEME
Alphabetical Chronological
 06/05/2003  23/10/2009
MINISTRY OF CORPORATE AFFAIRS, VANISHING COMPANIES
Alphabetical Chronological
 30/01/2006  31/05/2024
MINISTRY OF FINANCE - FINANCIAL INTELLIGENCE UNIT
Alphabetical Chronological
 14/02/2013  31/05/2024
MINISTRY OF FINANCE - FORWARD MARKETS COMMISSION (since merged with SEBI)
Alphabetical Chronological
 23/07/2011  17/06/2024
MULTI COMMODITY EXCHANGE CLEARING CORP.LTD.
Alphabetical Chronological
 09/11/2018  17/06/2024
MULTI COMMODITY EXCHANGE OF INDIA LTD.
Alphabetical Chronological
 08/04/2011  17/06/2024
NATIONAL COMMODITY & DERIVATIVES EXCHANGE LTD.
Alphabetical Chronological
 30/03/2011  17/06/2024
NATIONAL COMMODITY CLEARING LTD.
Alphabetical Chronological
 14/05/2008  17/06/2024
NATIONAL FINANCIAL REPORTING AUTHORITY
Alphabetical Chronological
 22/07/2020  17/06/2024
NATIONAL HOUSING BANK
Alphabetical Chronological
 01/03/2006  31/05/2024
NATIONAL SECURITIES DEPOSITORY LTD.
Alphabetical Chronological
 19/11/2004  07/06/2024
NATIONAL SPOT EXCHANGE LTD.
Alphabetical Chronological
 22/08/2013  30/04/2024
NATIONAL STOCK EXCHANGE OF INDIA LTD.
Alphabetical Chronological
 01/01/2000  17/06/2024
NSE CLEARING LTD.
Alphabetical Chronological
 19/09/2013  17/06/2024
RESERVE BANK OF INDIA
Alphabetical Chronological
 01/08/1996  17/06/2024
SECURITIES AND EXCHANGE BOARD OF INDIA (For only consent orders click here)
Alphabetical Chronological
 01/01/1997  17/06/2024
UNITED NATIONS SECURITY COUNCIL
Alphabetical Chronological
 02/04/2018  31/03/2024
OTHER SOURCES IN THE OFFING
CREDIT INFORMATION BUREAU (INDIA) LTD.
ECONOMIC OFFENCES WING
ENFORCEMENT DIRECTORATE
ENVIRONMENT POLLUTION BOARD
FINANCIAL INSTITUTIONS
INSTITUTE OF COMPANY SECRETARIES OF INDIA,THE
INSTITUTE OF COST AND WORKS ACCOUNTANTS OF INDIA
LABOUR DEPARTMENT
RATING AGENCIES
SERVICE TAX
STATE FINANCIAL CORPORATIONS
STATE INDUSTRIAL DEVELOPMENT CORPORATIONS
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