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  • Who Regulates which type of Entity

Who Regulates Which Type of Entity

Given below is a list of all intermediaries/service providers in the capital market. The names of the relevant regulatory bodies are given in the second column. If you want to see the address of any regulatory body, please click on its name.

ENTITY REGULATOR
ADVERTISING AGENCIES INS
AUDITORS ICAI / CAG
BANKS RBI
BANKS - ISSUE COLLECTION SEBI
CHAMBERS & ASSOCIATIONS -
CHIT FUNDS REGISTRAR OF CHIT FUNDS
COMPANIES - ALL MCA / ROC
COMPANIES - LISTED MCA / ROC / SEBI / SE
COMPANY SECRETARIES ICSI
CO-OPERATIVE BANKS RBI
COST ACCOUNTANTS ICWAI
CREDIT RATING AGENCIES SEBI
CUSTODIAL SERVICES SEBI
DATA BASES/INFORMATION SERVICES -
DEBENTURE TRUSTEES SEBI
DEPOSITORIES SEBI
DEPOSITORY PARTICIPANTS SEBI
FINANCIAL & INVESTMENT CONSULTANTS -
FINANCIAL EXHIBITIONS -
FINANCIAL INSTITUTIONS MOF
FOREIGN BROKERS SEBI
FOREIGN DEBT FUNDS SEBI
FOREIGN INVESTMENT INSTITUTIONS SEBI
HOUSING FINANCE COMPANIES NHB
INSURANCE BROKERS/ AGENTS IRDA
INSURANCE COMPANIES IRDA
INVESTMENT BANKERS SEBI
INVESTOR ASSOCIATIONS SEBI
MUTUAL FUND BROKERS/ AGENTS AMFI / SEBI
MUTUAL FUNDS & ASSET MANAGEMENT COMPANIES SEBI
NBFCS RBI
NEW ISSUE MARKETING AGENCIES -
NEW PENSION SCHEME PFRDA
NEWS/WIRE/FOREIGN AGENCIES -
NEWSPAPERS & MAGAZINES PCI
NIDHI COMPANIES MCA
PLANTATION COMPANIES SEBI
PORTFOLIO MANAGERS SEBI
PR AGENCIES -
PRIMARY DEALERS RBI
PRINTERS -
RADIO MIB
REGISTRARS & SHARE TRANSFER AGENTS SEBI
RESEARCH & TRAINING INSTITUTES -
SOLICITORS & LEGAL ADVISORS BCI
STOCK BROKER ASSOCIATIONS -
STOCK BROKERS SEBI
STOCK EXCHANGES SEBI
SUB-BROKERS SEBI
TV MIB
VENTURE CAPITAL FUNDS SEBI
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