S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
161 |
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
PANTHER FINCAP & MANAGEMENT SERVICES LTD.
|
|
VIOLATED SECTION 295 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
162 |
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
PANTHER FINCAP & MANAGEMENT SERVICES LTD.
|
|
VIOLATED SECTION 295 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
163 |
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
VN PAREKH SECURITIES PVT.LTD.
|
|
VIOLATED SECTION 383A OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
164 |
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
TRIUMPH INTERNATIONAL FINANCE INDIA LTD.
|
|
VIOLATED SECTION 295 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
165 |
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
TRIUMPH SECURITIES LTD.
|
|
VIOLATED SECTIONS 220 READ WITH 162 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
166 |
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
SAIMANGAL INVESTRADE LTD.
|
|
VIOLATED SECTION 295 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
167 |
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
VN PAREKH SECURITIES PVT.LTD.
|
|
VIOLATED SECTIONS 628 READ WITH 211 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
168 |
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
VN PAREKH SECURITIES PVT.LTD.
|
|
VIOLATED SECTIONS 628 READ WITH 211 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
169 |
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
VN PAREKH SECURITIES PVT.LTD.
|
|
VIOLATED SECTION 217(5) OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
170 |
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
PANTHER INDUSTRIAL PRODUCTS LTD.
|
|
VIOLATED SECTION 217 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
ADDITIONAL CHIEF METROPOLITAN MAGISTRATE, GIRGAON VIDE ITS ORDER DATED 29/03/2019 DISPOSED OF THE CASE AS NO FURTHER ACTION IS REQUIRED IN THE MATTER
|
171 |
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
SAIMANGAL INVESTRADE LTD.
|
|
VIOLATED SECTIONS 297 READ WITH 629A OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
172 |
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
SAIMANGAL INVESTRADE LTD.
|
|
VIOLATED SECTION 211 READ WITH SCHEDULE VI OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
173 |
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
SAIMANGAL INVESTRADE LTD.
|
|
VIOLATED SECTION 211 READ WITH SCHEDULE VI OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
174 |
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
SAIMANGAL INVESTRADE LTD.
|
|
VIOLATED SECTION 211 READ WITH SCHEDULE VI OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
175 |
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
SAIMANGAL INVESTRADE LTD.
|
|
VIOLATED SECTION 211 READ WITH SCHEDULE VI OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
176 |
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
SAIMANGAL INVESTRADE LTD.
|
|
VIOLATED SECTION 211 READ WITH SCHEDULE VI OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
177 |
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
VN PAREKH SECURITIES PVT.LTD.
|
|
VIOLATED SECTION 217 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
178 |
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
VN PAREKH SECURITIES PVT.LTD.
|
|
VIOLATED SECTION 217 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
179 |
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
VN PAREKH SECURITIES PVT.LTD.
|
|
VIOLATED SECTIONS 628 READ WITH 211 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
180 |
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
TRIUMPH SECURITIES LTD.
|
|
VIOLATED SECTIONS 621 READ WITH 217(3) OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
|
|
Page 9 of 37
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