| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 81 |
|
DHIREN K.BHATIA
|
|
|
|
TRIUMPH SECURITIES LTD.
|
|
VIOLATED SECTION 383A OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 82 |
|
|
DINESH AGGARWAL
|
|
|
|
SHONKH TECHNOLOGIES INTERNATIONAL LTD.
|
|
VIOLATED SECTION 209 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 83 |
|
|
DINESH AGGARWAL
|
|
|
|
SHONKH TECHNOLOGIES INTERNATIONAL LTD.
|
|
VIOLATED SECTION 211 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 84 |
|
|
DINESH AGGARWAL
|
|
|
|
SHONKH TECHNOLOGIES INTERNATIONAL LTD.
|
|
VIOLATED SECTION 217 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 85 |
|
|
DINESH DALMIA
|
|
|
|
DSQ SOFTWARE LTD.
|
|
VIOLATED SECTION 621 FOR VIOLATION OF SECTION 77 AND 13 READ WITH 629A OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 86 |
|
|
HARI PRASAD NAIR
|
|
|
|
SESA GOA LTD.
|
|
VIOLATED SECTION 68 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 87 |
|
|
HARI PRASAD UNNI KRISHNAN NAIR
|
|
|
|
SESA INDUSTRIES LTD.
|
|
VIOLATED SECTION 211 3(A) AND (3B) OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 88 |
|
|
HARI PRASAD UNNI KRISHNAN NAIR
|
|
|
|
SESA GOA LTD.
|
|
VIOLATED SECTIONS 147 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 89 |
|
|
HIROFUMI NISHO
|
|
|
|
SESA GOA LTD.
|
|
VIOLATED SECTION 68 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 90 |
|
|
JAMPA VEER RAJU
|
|
|
|
MAYTAS INFRA LTD.
|
|
VIOLATED SECTION 297 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 91 |
|
|
JATIN RAJNIKANT SARVAIYA
|
|
|
|
TRIUMPH SECURITIES LTD.
|
|
VIOLATED SECTIONS 415, 420 READ WITH 34 OF IPC, 1860
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 92 |
|
|
JATIN RAJNIKANT SARVAIYA
|
|
|
|
TRIUMPH SECURITIES LTD.
|
|
VIOLATED SECTION 49 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 93 |
|
|
JATIN RAJNIKANT SARVAIYA
|
|
|
|
TRIUMPH SECURITIES LTD.
|
|
VIOLATED SECTIONS 621 READ WITH 217(3) OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 94 |
|
|
JATIN RAJNIKANT SARVAIYA
|
|
|
|
TRIUMPH SECURITIES LTD.
|
|
VIOLATED SECTIONS 621 READ WITH 217(3) OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 95 |
|
|
JATIN RAJNIKANT SARVAIYA
|
|
|
|
TRIUMPH SECURITIES LTD.
|
|
VIOLATED SECTIONS 198, 309, 269 READ WITH 629A OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 96 |
|
|
JATIN SARVAIYA
|
|
|
|
TRIUMPH INTERNATIONAL FINANCE INDIA LTD.
|
|
VIOLATED SECTION 211 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 97 |
|
|
JATIN SARVAIYA
|
|
|
|
TRIUMPH INTERNATIONAL FINANCE INDIA LTD.
|
|
VIOLATED SECTION 297 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 98 |
|
|
JATIN SARVAIYA
|
|
|
|
TRIUMPH INTERNATIONAL FINANCE INDIA LTD.
|
|
VIOLATED SECTION 295 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 99 |
|
|
JATIN SARVAIYA
|
|
|
|
TRIUMPH INTERNATIONAL FINANCE INDIA LTD.
|
|
VIOLATED SECTIONS 198, 309 READ WITH 629 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 100 |
|
|
JATIN SARVAIYA
|
|
|
|
TRIUMPH INTERNATIONAL FINANCE INDIA LTD.
|
|
VIOLATED SECTION 383A OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 5 of 39
|
