If you are an Existing User, please enter your Username & Password below

Forgot Password?

Are you a New User? Click here to enrol

close

Click here to visit old website
Co-Sponsors

SOURCE OF INFORMATION : MINISTRY OF CORPORATE AFFAIRS, SERIOUS FRAUD INVESTIGATION OFFICE
PERIOD COVERED : 02-SEP-2009 TO 31-OCT-2024

PERSONS: CONVICTED BY SFIO

S.No. PERSON ENTITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
61
History of entity/person DHARMESH HASMUKH DOSHI  
History of entity/person TRIUMPH SECURITIES LTD.
  		VIOLATED SECTIONS 198, 309, 269 READ WITH 629A OF COMPANIES ACT, 1956  CONVICTED BY SFIO

08-NOV-2023 		 
62
History of entity/person DHIREN K.BHATIA  
History of entity/person TRIUMPH SECURITIES LTD.
  		VIOLATED SECTIONS 198, 309, 269 READ WITH 629A OF COMPANIES ACT, 1956  CONVICTED BY SFIO

08-NOV-2023 		 
63
History of entity/person DHIREN K.BHATIA  
History of entity/person TRIUMPH SECURITIES LTD.
  		VIOLATED SECTIONS 621 READ WITH 217(3) OF COMPANIES ACT, 1956  CONVICTED BY SFIO

08-NOV-2023 		 
64
History of entity/person DHIREN K.BHATIA  
History of entity/person TRIUMPH SECURITIES LTD.
  		VIOLATED SECTION 295 OF COMPANIES ACT, 1956  CONVICTED BY SFIO

08-NOV-2023 		 
65
History of entity/person DHIREN K.BHATIA  
History of entity/person TRIUMPH SECURITIES LTD.
  		VIOLATED SECTION 159 READ WITH 162 OF COMPANIES ACT, 1956  CONVICTED BY SFIO

08-NOV-2023 		 
66
History of entity/person DHIREN K.BHATIA  
History of entity/person TRIUMPH SECURITIES LTD.
  		VIOLATED SECTION 159 READ WITH 162 OF COMPANIES ACT, 1956  CONVICTED BY SFIO

08-NOV-2023 		 
67
History of entity/person DHIREN K.BHATIA  
History of entity/person TRIUMPH SECURITIES LTD.
  		VIOLATED SECTION 220 OF COMPANIES ACT, 1956  CONVICTED BY SFIO

08-NOV-2023 		 
68
History of entity/person DHIREN K.BHATIA  
History of entity/person TRIUMPH SECURITIES LTD.
  		VIOLATED SECTIONS 621 READ WITH 217(3) OF COMPANIES ACT, 1956  CONVICTED BY SFIO

08-NOV-2023 		 
69
History of entity/person DHIREN K.BHATIA  
History of entity/person TRIUMPH SECURITIES LTD.
  		VIOLATED SECTIONS 621 READ WITH 217(3) OF COMPANIES ACT, 1956  CONVICTED BY SFIO

08-NOV-2023 		 
70
History of entity/person DHIREN K.BHATIA  
History of entity/person TRIUMPH SECURITIES LTD.
  		VIOLATED SECTIONS 621 READ WITH 217(3) OF COMPANIES ACT, 1956  CONVICTED BY SFIO

08-NOV-2023 		 
71
History of entity/person DHIREN K.BHATIA  
History of entity/person TRIUMPH SECURITIES LTD.
  		VIOLATED SECTIONS 621 READ WITH 217(3) OF COMPANIES ACT, 1956  CONVICTED BY SFIO

08-NOV-2023 		 
72
History of entity/person DHIREN K.BHATIA  
History of entity/person TRIUMPH SECURITIES LTD.
  		VIOLATED SECTIONS 220 READ WITH 162 OF COMPANIES ACT, 1956  CONVICTED BY SFIO

08-NOV-2023 		 
73
History of entity/person DHIREN K.BHATIA  
History of entity/person TRIUMPH SECURITIES LTD.
  		VIOLATED SECTIONS 415, 420 READ WITH 34 OF IPC, 1860  CONVICTED BY SFIO

08-NOV-2023 		 
74
History of entity/person DHIREN K.BHATIA  
History of entity/person TRIUMPH SECURITIES LTD.
  		VIOLATED SECTION 49 OF COMPANIES ACT, 1956  CONVICTED BY SFIO

08-NOV-2023 		 
75
History of entity/person DHIREN K.BHATIA  
History of entity/person TRIUMPH SECURITIES LTD.
  		VIOLATED SECTION 49 OF COMPANIES ACT, 1956  CONVICTED BY SFIO

08-NOV-2023 		 
76
History of entity/person DHIREN K.BHATIA  
History of entity/person TRIUMPH SECURITIES LTD.
  		VIOLATED SECTION 49 OF COMPANIES ACT, 1956  CONVICTED BY SFIO

08-NOV-2023 		 
77
History of entity/person DHIREN K.BHATIA  
History of entity/person TRIUMPH SECURITIES LTD.
  		VIOLATED SECTION 49 OF COMPANIES ACT, 1956  CONVICTED BY SFIO

08-NOV-2023 		 
78
History of entity/person DHIREN K.BHATIA  
History of entity/person TRIUMPH SECURITIES LTD.
  		VIOLATED SECTION 372A OF COMPANIES ACT, 1956  CONVICTED BY SFIO

08-NOV-2023 		 
79
History of entity/person DHIREN K.BHATIA  
History of entity/person TRIUMPH SECURITIES LTD.
  		VIOLATED SECTIONS 297 READ WITH 629A OF COMPANIES ACT, 1956  CONVICTED BY SFIO

08-NOV-2023 		 
80
History of entity/person DHIREN K.BHATIA  
History of entity/person TRIUMPH SECURITIES LTD.
  		VIOLATED SECTIONS 621 READ WITH 217(3) OF COMPANIES ACT, 1956  CONVICTED BY SFIO

08-NOV-2023 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
First Previous Next Last  
Page 4 of 39  

This website is not comprehensive and is being updated on a regular basis. Users are requested to carefully look at the formats and the information about the coverage period that appears on search results pages.

DISCLAIMER BY NSE

NSE is the co-sponsor of this website and supportive of the initiative taken for protection of interest of investors by Praxis Consulting & Information Services Pvt.Ltd. (PRAXIS), the creator of this website. However, NSE bear no responsibility for the views/information that is available on this website and as responsibility of the contents of this website solely rests with PRAXIS. NSE shall not be responsible for, and expressly disclaims all liability for, damages of any kind arising out of use, reference to or reliance on any information available on this website. Investors/visitors of this website are also advised to read through the other general disclaimer(s) and terms and conditions available on this website before using the website.

Site designed and maintained by watchoutinvestors.com
© PRIME DATABASE GROUP 2004-2024
No part of this site may be reproduced without the explicit permission of the owners.

top