| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 601 |
|
NITIN VIJAY KAPADIA
|
|
|
|
GOLDFISH COMPUTERS PVT.LTD.
|
|
VIOLATED SECTION 621 FOR contravention OF SECTION 372A OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 602 |
|
|
PARESH H.SHAH
|
|
|
|
KNP SECURITIES LTD.
|
|
VIOLATED SECTION 211 READ WITH SCHEDULE VI OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 603 |
|
|
PARESH H.SHAH
|
|
|
|
KNP SECURITIES LTD.
|
|
VIOLATED SECTION 211 READ WITH SCHEDULE VI OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 604 |
|
|
PARESH H.SHAH
|
|
|
|
KNP SECURITIES LTD.
|
|
VIOLATED SECTION 217 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 605 |
|
|
PARESH H.SHAH
|
|
|
|
KNP SECURITIES LTD.
|
|
VIOLATED SECTION 217 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 606 |
|
|
PARESH H.SHAH
|
|
|
|
KNP SECURITIES LTD.
|
|
VIOLATED SECTION 217 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 607 |
|
|
PARESH H.SHAH
|
|
|
|
KNP SECURITIES LTD.
|
|
VIOLATED SECTION 217 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 608 |
|
|
PARESH H.SHAH
|
|
|
|
KNP SECURITIES LTD.
|
|
VIOLATED SECTION 49 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 609 |
|
|
PARESH H.SHAH
|
|
|
|
KNP SECURITIES LTD.
|
|
VIOLATED SECTION 629A OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 610 |
|
|
PARESH H.SHAH
|
|
|
|
KNP SECURITIES LTD.
|
|
VIOLATED SECTIONS 628 READ WITH 211 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 611 |
|
|
PARESH H.SHAH
|
|
|
|
KNP SECURITIES LTD.
|
|
VIOLATED SECTION 383A OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 612 |
|
|
PRASHANT KUMAR
|
|
|
|
SHONKH TECHNOLOGIES INTERNATIONAL LTD.
|
|
VIOLATED SECTION 217 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 613 |
|
|
PRASHANT KUMAR
|
|
|
|
SHONKH TECHNOLOGIES INTERNATIONAL LTD.
|
|
VIOLATED SECTION 372A (5&6) OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 614 |
|
|
PRASHANT KUMAR
|
|
|
|
SHONKH TECHNOLOGIES INTERNATIONAL LTD.
|
|
VIOLATED SECTION 211 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 615 |
|
|
PRASUN KUMAR MUKHERJEE
|
|
|
|
SESA INDUSTRIES LTD.
|
|
VIOLATED SECTION 211 3(A) AND (3B) OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 616 |
|
|
PRASUN KUMAR MUKHERJEE
|
|
|
|
SESA GOA LTD.
|
|
VIOLATED SECTIONS 147 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 617 |
|
|
PRASUN KUMAR MUKHERJEE
|
|
|
|
SESA GOA LTD.
|
|
VIOLATED SECTION 68 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 618 |
|
|
PUNDI KRISHNASWAMY MADHAV
|
|
|
|
MAYTAS INFRA LTD.
|
|
VIOLATED SECTION 297 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 619 |
|
|
PUNDI KRISHNASWAMY MADHAV
|
|
|
|
MAYTAS INFRA LTD.
|
|
VIOLATED SECTION 297 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 620 |
|
|
PUNDI KRISHNASWAMY MADHAV
|
|
|
|
MAYTAS INFRA LTD.
|
|
VIOLATED SECTION 295 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 31 of 37
|
