S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
601 |
|
NITIN VIJAY KAPADIA
|
|
|
GOLDFISH COMPUTERS PVT.LTD.
|
|
VIOLATED SECTION 621 FOR contravention OF SECTION 372A OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
602 |
|
PARESH H.SHAH
|
|
|
KNP SECURITIES LTD.
|
|
VIOLATED SECTION 211 READ WITH SCHEDULE VI OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
603 |
|
PARESH H.SHAH
|
|
|
KNP SECURITIES LTD.
|
|
VIOLATED SECTION 211 READ WITH SCHEDULE VI OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
604 |
|
PARESH H.SHAH
|
|
|
KNP SECURITIES LTD.
|
|
VIOLATED SECTION 217 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
605 |
|
PARESH H.SHAH
|
|
|
KNP SECURITIES LTD.
|
|
VIOLATED SECTION 217 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
606 |
|
PARESH H.SHAH
|
|
|
KNP SECURITIES LTD.
|
|
VIOLATED SECTION 217 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
607 |
|
PARESH H.SHAH
|
|
|
KNP SECURITIES LTD.
|
|
VIOLATED SECTION 217 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
608 |
|
PARESH H.SHAH
|
|
|
KNP SECURITIES LTD.
|
|
VIOLATED SECTION 49 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
609 |
|
PARESH H.SHAH
|
|
|
KNP SECURITIES LTD.
|
|
VIOLATED SECTION 629A OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
610 |
|
PARESH H.SHAH
|
|
|
KNP SECURITIES LTD.
|
|
VIOLATED SECTIONS 628 READ WITH 211 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
611 |
|
PARESH H.SHAH
|
|
|
KNP SECURITIES LTD.
|
|
VIOLATED SECTION 383A OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
612 |
|
PRASHANT KUMAR
|
|
|
SHONKH TECHNOLOGIES INTERNATIONAL LTD.
|
|
VIOLATED SECTION 217 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
613 |
|
PRASHANT KUMAR
|
|
|
SHONKH TECHNOLOGIES INTERNATIONAL LTD.
|
|
VIOLATED SECTION 372A (5&6) OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
614 |
|
PRASHANT KUMAR
|
|
|
SHONKH TECHNOLOGIES INTERNATIONAL LTD.
|
|
VIOLATED SECTION 211 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
615 |
|
PRASUN KUMAR MUKHERJEE
|
|
|
SESA INDUSTRIES LTD.
|
|
VIOLATED SECTION 211 3(A) AND (3B) OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
616 |
|
PRASUN KUMAR MUKHERJEE
|
|
|
SESA GOA LTD.
|
|
VIOLATED SECTIONS 147 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
617 |
|
PRASUN KUMAR MUKHERJEE
|
|
|
SESA GOA LTD.
|
|
VIOLATED SECTION 68 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
618 |
|
PUNDI KRISHNASWAMY MADHAV
|
|
|
MAYTAS INFRA LTD.
|
|
VIOLATED SECTION 297 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
619 |
|
PUNDI KRISHNASWAMY MADHAV
|
|
|
MAYTAS INFRA LTD.
|
|
VIOLATED SECTION 297 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
620 |
|
PUNDI KRISHNASWAMY MADHAV
|
|
|
MAYTAS INFRA LTD.
|
|
VIOLATED SECTION 295 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
|
|
Page 31 of 37
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