| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 501 |
|
KIRTIKUMAR NARBHERAM PAREKH
|
|
|
|
PANTHER FINCAP & MANAGEMENT SERVICES LTD.
|
|
VIOLATED SECTION 211 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 502 |
|
|
KIRTIKUMAR NARBHERAM PAREKH
|
|
|
|
KNP SECURITIES LTD.
|
|
VIOLATED SECTION 217 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 503 |
|
|
KIRTIKUMAR NARBHERAM PAREKH
|
|
|
|
KNP SECURITIES LTD.
|
|
VIOLATED SECTION 217 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 504 |
|
|
KIRTIKUMAR NARBHERAM PAREKH
|
|
|
|
KNP SECURITIES LTD.
|
|
VIOLATED SECTION 217 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 505 |
|
|
KIRTIKUMAR NARBHERAM PAREKH
|
|
|
|
KNP SECURITIES LTD.
|
|
VIOLATED SECTION 211 READ WITH SCHEDULE VI OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 506 |
|
|
KIRTIKUMAR NARBHERAM PAREKH
|
|
|
|
KNP SECURITIES LTD.
|
|
VIOLATED SECTION 211 READ WITH SCHEDULE VI OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 507 |
|
|
KIRTIKUMAR NARBHERAM PAREKH
|
|
|
|
KNP SECURITIES LTD.
|
|
VIOLATED SECTION 217 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 508 |
|
|
KIRTIKUMAR NARBHERAM PAREKH
|
|
|
|
PANTHER INVESTRADE LTD.
|
|
VIOLATED SECTION 211 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 509 |
|
|
MAHESH DEVJANI
|
|
|
|
SESA INDUSTRIES LTD.
|
|
VIOLATED SECTION 211 3(A) AND (3B) OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 510 |
|
|
MAMTA K.PAREKH
|
|
|
|
MANMANDIR ESTATE DEVELOPERS PVT.LTD.
|
|
VIOLATED SECTIONS 299 READ WITH 283 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 511 |
|
|
MAMTA K.PAREKH
|
|
|
|
MANMANDIR ESTATE DEVELOPERS PVT.LTD.
|
|
VIOLATED SECTION 629A OF COMPANIES ACT, 1956
VIOLATED SECTIONS 13 READ WITH 291 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 512 |
|
|
MUKESH K.JOSHI
|
|
|
|
LUMINANT INVESTRADE PVT.LTD.
|
|
VIOLATED SECTION 295 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 513 |
|
|
MUKESH K.JOSHI
|
|
|
|
LUMINANT INVESTRADE PVT.LTD.
|
|
VIOLATED SECTIONS 3(1) READ WITH 629A OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 514 |
|
|
MUKESH K.JOSHI
|
|
|
|
LUMINANT INVESTRADE PVT.LTD.
|
|
VIOLATED SECTION 217(5) OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 515 |
|
|
MUKESH K.JOSHI
|
|
|
|
LUMINANT INVESTRADE PVT.LTD.
|
|
VIOLATED SECTION 217(5) OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 516 |
|
|
MUKESH K.JOSHI
|
|
|
|
LUMINANT INVESTRADE PVT.LTD.
|
|
VIOLATED SECTION 211 READ WITH SCHEDULE VI OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 517 |
|
|
MUKESH K.JOSHI
|
|
|
|
LUMINANT INVESTRADE PVT.LTD.
|
|
VIOLATED SECTION 217(5) OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 518 |
|
|
MUKESH K.JOSHI
|
|
|
|
LUMINANT INVESTRADE PVT.LTD.
|
|
VIOLATED SECTION 211 READ WITH SCHEDULE VI OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 519 |
|
|
MUKESH K.JOSHI
|
|
|
|
LUMINANT INVESTRADE PVT.LTD.
|
|
VIOLATED SECTION 211 READ WITH SCHEDULE VI OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 520 |
|
|
MUKESH K.JOSHI
|
|
|
|
LUMINANT INVESTRADE PVT.LTD.
|
|
VIOLATED SECTION 211 READ WITH SCHEDULE VI OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 26 of 37
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