| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 401 |
|
KETAN VINAYCHANDRA PAREKH
|
|
|
|
KNP SECURITIES LTD.
|
|
VIOLATED SECTION 211 READ WITH SCHEDULE VI OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 402 |
|
|
KETAN VINAYCHANDRA PAREKH
|
|
|
|
KNP SECURITIES LTD.
|
|
VIOLATED SECTION 211 READ WITH SCHEDULE VI OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 403 |
|
|
KETAN VINAYCHANDRA PAREKH
|
|
|
|
KNP SECURITIES LTD.
|
|
VIOLATED SECTION 217 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 404 |
|
|
KETAN VINAYCHANDRA PAREKH
|
|
|
|
KNP SECURITIES LTD.
|
|
VIOLATED SECTION 217 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 405 |
|
|
KETAN VINAYCHANDRA PAREKH
|
|
|
|
KNP SECURITIES LTD.
|
|
VIOLATED SECTION 217 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 406 |
|
|
KIRTIKUMAR N.PAREKH
|
|
|
VIOLATED SECTION 621 FOR contravention OF SECTION 372A OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 407 |
|
|
KIRTIKUMAR N.PAREKH
|
|
|
VIOLATED SECTION 621 FOR contravention OF SECTION 372A OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 408 |
|
|
KIRTIKUMAR N.PAREKH
|
|
|
VIOLATED SECTION 295 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 409 |
|
|
KIRTIKUMAR N.PAREKH
|
|
|
VIOLATED SECTION 295 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 410 |
|
|
KIRTIKUMAR N.PAREKH
|
|
|
VIOLATED SECTION 621 FOR contravention OF SECTION 372A OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 411 |
|
|
KIRTIKUMAR N.PAREKH
|
|
|
VIOLATED SECTION 295 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 412 |
|
|
KIRTIKUMAR N.PAREKH
|
|
|
VIOLATED SECTION 217 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 413 |
|
|
KIRTIKUMAR N.PAREKH
|
|
|
VIOLATED SECTION 49 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 414 |
|
|
KIRTIKUMAR N.PAREKH
|
|
|
VIOLATED SECTION 621 FOR contravention OF SECTION 372A OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 415 |
|
|
KIRTIKUMAR N.PAREKH
|
|
|
VIOLATED SECTIONS 13, 17 AND 291 READ WITH 629A OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 416 |
|
|
KIRTIKUMAR N.PAREKH
|
|
|
VIOLATED SECTION 295 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 417 |
|
|
KIRTIKUMAR N.PAREKH
|
|
|
VIOLATED SECTIONS 147 READ WITH 631 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 418 |
|
|
KIRTIKUMAR N.PAREKH
|
|
|
VIOLATED SECTION 211 READ WITH SCHEDULE VI OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 419 |
|
|
KIRTIKUMAR N.PAREKH
|
|
|
VIOLATED SECTION 217 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
ADDITIONAL CHIEF METROPOLITAN MAGISTRATE, GIRGAON VIDE ITS ORDER DATED 29/03/2019 DISPOSED OF THE CASE AS NO FURTHER ACTION IS REQUIRED IN THE MATTER
|
| 420 |
|
|
KIRTIKUMAR N.PAREKH
|
|
|
VIOLATED SECTION 217 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
ADDITIONAL CHIEF METROPOLITAN MAGISTRATE, GIRGAON VIDE ITS ORDER DATED 29/03/2019 DISPOSED OF THE CASE AS NO FURTHER ACTION IS REQUIRED IN THE MATTER
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 21 of 37
|
