| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 401 |
|
KETAN VINAYCHANDRA PAREKH
|
|
|
|
TRIUMPH SECURITIES LTD.
|
|
VIOLATED SECTION 49 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 402 |
|
|
KETAN VINAYCHANDRA PAREKH
|
|
|
|
TRIUMPH SECURITIES LTD.
|
|
VIOLATED SECTION 49 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 403 |
|
|
KETAN VINAYCHANDRA PAREKH
|
|
|
|
TRIUMPH SECURITIES LTD.
|
|
VIOLATED SECTIONS 415, 420 READ WITH 34 OF IPC, 1860
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 404 |
|
|
KETAN VINAYCHANDRA PAREKH
|
|
|
|
TRIUMPH SECURITIES LTD.
|
|
VIOLATED SECTIONS 621 READ WITH 217(3) OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 405 |
|
|
KETAN VINAYCHANDRA PAREKH
|
|
|
|
PANTHER FINCAP & MANAGEMENT SERVICES LTD.
|
|
VIOLATED SECTION 211 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 406 |
|
|
KETAN VINAYCHANDRA PAREKH
|
|
|
|
PANTHER FINCAP & MANAGEMENT SERVICES LTD.
|
|
VIOLATED SECTION 211 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 407 |
|
|
KETAN VINAYCHANDRA PAREKH
|
|
|
|
PANTHER FINCAP & MANAGEMENT SERVICES LTD.
|
|
VIOLATED SECTION 211 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 408 |
|
|
KETAN VINAYCHANDRA PAREKH
|
|
|
|
TRIUMPH SECURITIES LTD.
|
|
VIOLATED SECTIONS 621 READ WITH 217(3) OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 409 |
|
|
KETAN VINAYCHANDRA PAREKH
|
|
|
|
NAKSHATRA SOFTWARE PVT.LTD.
|
|
VIOLATED SECTION 629A OF COMPANIES ACT, 1956
VIOLATED SECTIONS 13 READ WITH 291 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 410 |
|
|
KETAN VINAYCHANDRA PAREKH
|
|
|
|
NAKSHATRA SOFTWARE PVT.LTD.
|
|
VIOLATED SECTIONS 418 READ WITH 34 AND 120B OF IPC, 1860
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 411 |
|
|
KETAN VINAYCHANDRA PAREKH
|
|
|
|
NAKSHATRA SOFTWARE PVT.LTD.
|
|
VIOLATED SECTION 383A OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 412 |
|
|
KETAN VINAYCHANDRA PAREKH
|
|
|
|
TRIUMPH SECURITIES LTD.
|
|
VIOLATED SECTION 159 READ WITH 162 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 413 |
|
|
KETAN VINAYCHANDRA PAREKH
|
|
|
|
TRIUMPH SECURITIES LTD.
|
|
VIOLATED SECTION 159 READ WITH 162 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 414 |
|
|
KETAN VINAYCHANDRA PAREKH
|
|
|
|
TRIUMPH SECURITIES LTD.
|
|
VIOLATED SECTIONS 198, 309, 269 READ WITH 629A OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 415 |
|
|
KETAN VINAYCHANDRA PAREKH
|
|
|
|
PANTHER FINCAP & MANAGEMENT SERVICES LTD.
|
|
VIOLATED SECTION 295 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 416 |
|
|
KETAN VINAYCHANDRA PAREKH
|
|
|
|
TRIUMPH SECURITIES LTD.
|
|
VIOLATED SECTION 295 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 417 |
|
|
KETAN VINAYCHANDRA PAREKH
|
|
|
|
KNP SECURITIES LTD.
|
|
VIOLATED SECTION 211 READ WITH SCHEDULE VI OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 418 |
|
|
KETAN VINAYCHANDRA PAREKH
|
|
|
|
KNP SECURITIES LTD.
|
|
VIOLATED SECTION 211 READ WITH SCHEDULE VI OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 419 |
|
|
KETAN VINAYCHANDRA PAREKH
|
|
|
|
KNP SECURITIES LTD.
|
|
VIOLATED SECTION 217 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 420 |
|
|
KETAN VINAYCHANDRA PAREKH
|
|
|
|
KNP SECURITIES LTD.
|
|
VIOLATED SECTION 217 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 21 of 39
|
