| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 361 |
|
KETAN VINAYCHANDRA PAREKH
|
|
|
|
TRIUMPH SECURITIES LTD.
|
|
VIOLATED SECTION 220 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 362 |
|
|
KETAN VINAYCHANDRA PAREKH
|
|
|
|
NAKSHATRA SOFTWARE PVT.LTD.
|
|
VIOLATED SECTION 383A OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 363 |
|
|
KETAN VINAYCHANDRA PAREKH
|
|
|
|
TRIUMPH SECURITIES LTD.
|
|
VIOLATED SECTIONS 198, 309, 269 READ WITH 629A OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 364 |
|
|
KETAN VINAYCHANDRA PAREKH
|
|
|
|
TRIUMPH SECURITIES LTD.
|
|
VIOLATED SECTION 159 READ WITH 162 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 365 |
|
|
KETAN VINAYCHANDRA PAREKH
|
|
|
|
TRIUMPH SECURITIES LTD.
|
|
VIOLATED SECTION 295 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 366 |
|
|
KETAN VINAYCHANDRA PAREKH
|
|
|
|
TRIUMPH SECURITIES LTD.
|
|
VIOLATED SECTION 159 READ WITH 162 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 367 |
|
|
KETAN VINAYCHANDRA PAREKH
|
|
|
|
PANTHER FINCAP & MANAGEMENT SERVICES LTD.
|
|
VIOLATED SECTION 295 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 368 |
|
|
KETAN VINAYCHANDRA PAREKH
|
|
|
|
PANTHER FINCAP & MANAGEMENT SERVICES LTD.
|
|
VIOLATED SECTION 295 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 369 |
|
|
KETAN VINAYCHANDRA PAREKH
|
|
|
|
PANTHER FINCAP & MANAGEMENT SERVICES LTD.
|
|
VIOLATED SECTION 217 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 370 |
|
|
KETAN VINAYCHANDRA PAREKH
|
|
|
|
PANTHER FINCAP & MANAGEMENT SERVICES LTD.
|
|
VIOLATED SECTION 217 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 371 |
|
|
KETAN VINAYCHANDRA PAREKH
|
|
|
|
NAKSHATRA SOFTWARE PVT.LTD.
|
|
VIOLATED SECTIONS 13 READ WITH 291 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 372 |
|
|
KETAN VINAYCHANDRA PAREKH
|
|
|
|
NAKSHATRA SOFTWARE PVT.LTD.
|
|
VIOLATED SECTION 295 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 373 |
|
|
KETAN VINAYCHANDRA PAREKH
|
|
|
|
TRIUMPH SECURITIES LTD.
|
|
VIOLATED SECTIONS 621 READ WITH 217(3) OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 374 |
|
|
KETAN VINAYCHANDRA PAREKH
|
|
|
|
TRIUMPH SECURITIES LTD.
|
|
VIOLATED SECTION 383A OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 375 |
|
|
KETAN VINAYCHANDRA PAREKH
|
|
|
|
TRIUMPH SECURITIES LTD.
|
|
VIOLATED SECTIONS 297 READ WITH 629A OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 376 |
|
|
KETAN VINAYCHANDRA PAREKH
|
|
|
|
NAKSHATRA SOFTWARE PVT.LTD.
|
|
VIOLATED SECTION 628 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 377 |
|
|
KETAN VINAYCHANDRA PAREKH
|
|
|
|
NAKSHATRA SOFTWARE PVT.LTD.
|
|
VIOLATED SECTIONS 628 READ WITH 211 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 378 |
|
|
KETAN VINAYCHANDRA PAREKH
|
|
|
|
PANTHER INDUSTRIAL PRODUCTS LTD.
|
|
VIOLATED SECTION 49 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
ADDITIONAL CHIEF METROPOLITAN MAGISTRATE, GIRGAON VIDE ITS ORDER DATED 15/03/2019 DISPOSED OF THE CASE AS NO FURTHER ACTION IS REQUIRED IN THE MATTER
|
| 379 |
|
|
KETAN VINAYCHANDRA PAREKH
|
|
|
|
PANTHER INDUSTRIAL PRODUCTS LTD.
|
|
VIOLATED SECTION 49 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
ADDITIONAL CHIEF METROPOLITAN MAGISTRATE, GIRGAON VIDE ITS ORDER DATED 15/03/2019 DISPOSED OF THE CASE AS NO FURTHER ACTION IS REQUIRED IN THE MATTER
|
| 380 |
|
|
KETAN VINAYCHANDRA PAREKH
|
|
|
|
PANTHER INDUSTRIAL PRODUCTS LTD.
|
|
VIOLATED SECTION 49 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
ADDITIONAL CHIEF METROPOLITAN MAGISTRATE, GIRGAON VIDE ITS ORDER DATED 15/03/2019 DISPOSED OF THE CASE AS NO FURTHER ACTION IS REQUIRED IN THE MATTER
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 19 of 37
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