| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 221 |
|
VN PAREKH SECURITIES PVT.LTD.
|
|
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
VINAYCHANDRA NARBHERAM PAREKH
|
|
|
VIPUL DINESH PAREKH
|
|
VIOLATED SECTIONS 628 READ WITH 211 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 222 |
|
|
VN PAREKH SECURITIES PVT.LTD.
|
|
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
VINAYCHANDRA NARBHERAM PAREKH
|
|
|
VIPUL DINESH PAREKH
|
|
VIOLATED SECTIONS 628 READ WITH 211 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 223 |
|
|
VN PAREKH SECURITIES PVT.LTD.
|
|
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
VINAYCHANDRA NARBHERAM PAREKH
|
|
|
VIPUL DINESH PAREKH
|
|
VIOLATED SECTION 217(5) OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 224 |
|
|
VN PAREKH SECURITIES PVT.LTD.
|
|
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
VINAYCHANDRA NARBHERAM PAREKH
|
|
|
VIPUL DINESH PAREKH
|
|
VIOLATED SECTION 383A OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 225 |
|
|
WELVET FINANCIAL ADVISERS PVT.LTD.
|
|
|
|
RAMESHBHAI C.PARMAR
|
|
|
SANDEEP MEHTA
|
|
VIOLATED SECTIONS 147A OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 226 |
|
|
WELVET FINANCIAL ADVISERS PVT.LTD.
|
|
|
|
ARUNKUMAR K.MEHTA
|
|
|
JAYESH D.PATEL
|
|
|
MUNIR M.MERCHANT
|
|
|
SANDEEP MEHTA
|
|
VIOLATED SECTIONS 211 READ WITH 209 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 227 |
|
|
WELVET FINANCIAL ADVISERS PVT.LTD.
|
|
|
|
JAYESH D.PATEL
|
|
|
MUNIR M.MERCHANT
|
|
|
SANDEEP MEHTA
|
|
VIOLATED SECTIONS 215 READ WITH 629A OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 228 |
|
|
YUSUF PROPERTIES PVT.LTD.
|
|
|
|
SARVESH CHAUDHARY
|
|
|
SURYA KIRTICHAND THAPAR
|
|
|
UPENDER SINGH
|
|
VIOLATED SECTIONS 147 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 229 |
|
|
YUSUF PROPERTIES PVT.LTD.
|
|
|
|
SARVESH CHAUDHARY
|
|
|
SURYA KIRTICHAND THAPAR
|
|
|
UPENDER SINGH
|
|
VIOLATED SECTION 159 OF COMPANIES ACT, 1956
VIOLATED SECTION 166 OF COMPANIES ACT, 1956
VIOLATED SECTION 210 OF COMPANIES ACT, 1956
VIOLATED SECTION 220 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 230 |
|
|
YUSUF PROPERTIES PVT.LTD.
|
|
|
|
SARVESH CHAUDHARY
|
|
|
SURYA KIRTICHAND THAPAR
|
|
|
UPENDER SINGH
|
|
VIOLATED SECTION 159 OF COMPANIES ACT, 1956
VIOLATED SECTION 166 OF COMPANIES ACT, 1956
VIOLATED SECTION 210 OF COMPANIES ACT, 1956
VIOLATED SECTION 220 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 231 |
|
|
YUSUF PROPERTIES PVT.LTD.
|
|
|
|
SARVESH CHAUDHARY
|
|
|
SURYA KIRTICHAND THAPAR
|
|
|
UPENDER SINGH
|
|
VIOLATED SECTION 159 OF COMPANIES ACT, 1956
VIOLATED SECTION 166 OF COMPANIES ACT, 1956
VIOLATED SECTION 210 OF COMPANIES ACT, 1956
VIOLATED SECTION 220 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 232 |
|
|
YUSUF PROPERTIES PVT.LTD.
|
|
|
|
SARVESH CHAUDHARY
|
|
|
SURYA KIRTICHAND THAPAR
|
|
|
UPENDER SINGH
|
|
VIOLATED SECTION 159 OF COMPANIES ACT, 1956
VIOLATED SECTION 166 OF COMPANIES ACT, 1956
VIOLATED SECTION 210 OF COMPANIES ACT, 1956
VIOLATED SECTION 220 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 233 |
|
|
YUSUF PROPERTIES PVT.LTD.
|
|
|
|
SARVESH CHAUDHARY
|
|
|
UPENDER SINGH
|
|
VIOLATED SECTION 159 OF COMPANIES ACT, 1956
VIOLATED SECTION 166 OF COMPANIES ACT, 1956
VIOLATED SECTION 210 OF COMPANIES ACT, 1956
VIOLATED SECTION 220 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 12 of 12
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