| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 221 |
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
|
TRIUMPH SECURITIES LTD.
|
|
VIOLATED SECTION 159 READ WITH 162 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 222 |
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
|
TRIUMPH SECURITIES LTD.
|
|
VIOLATED SECTION 159 READ WITH 162 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 223 |
|
|
KARUNA MENON
|
|
|
|
VAISHNAVI ADVISORY SERVICES PVT.LTD.
|
|
VIOLATED SECTION 211 OF COMPANIES ACT, 1956
VIOLATED SECTION 215 OF COMPANIES ACT, 1956
VIOLATED SECTION 217 OF COMPANIES ACT, 1956
VIOLATED SECTION 227 OF COMPANIES ACT, 1956
VIOLATED SECTION 233 OF COMPANIES ACT, 1956
VIOLATED SECTION 142 OF COMPANIES ACT, 1956
VIOLATED SECTION 297 OF COMPANIES ACT, 1956
VIOLATED SECTION 629A OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 224 |
|
|
KARUNA MENON
|
|
|
|
VAISHNAVI CORPORATE COMMUNICATIONS PVT.LTD.
|
|
VIOLATED SECTION 125 OF COMPANIES ACT, 1956
VIOLATED SECTION 211 OF COMPANIES ACT, 1956
VIOLATED SECTION 215 OF COMPANIES ACT, 1956
VIOLATED SECTION 217 OF COMPANIES ACT, 1956
VIOLATED SECTION 227 OF COMPANIES ACT, 1956
VIOLATED SECTION 233 OF COMPANIES ACT, 1956
VIOLATED SECTION 142 OF COMPANIES ACT, 1956
VIOLATED SECTION 297 OF COMPANIES ACT, 1956
VIOLATED SECTION 629A OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 225 |
|
|
KARUNA MENON
|
|
|
|
MAANSI AGRO PVT.LTD.
|
|
VIOLATED SECTION 211 OF COMPANIES ACT, 1956
VIOLATED SECTION 215 OF COMPANIES ACT, 1956
VIOLATED SECTION 217 OF COMPANIES ACT, 1956
VIOLATED SECTION 227 OF COMPANIES ACT, 1956
VIOLATED SECTION 233 OF COMPANIES ACT, 1956
VIOLATED SECTION 629A OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 226 |
|
|
KAUSHIK CHHOTALAL SHAH
|
|
|
|
PANTHER INDUSTRIAL PRODUCTS LTD.
|
|
VIOLATED SECTION 217 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
ADDITIONAL CHIEF METROPOLITAN MAGISTRATE, GIRGAON VIDE ITS ORDER DATED 29/03/2019 DISPOSED OF THE CASE AS NO FURTHER ACTION IS REQUIRED IN THE MATTER
|
| 227 |
|
|
KAUSHIK CHHOTALAL SHAH
|
|
|
|
PANTHER INDUSTRIAL PRODUCTS LTD.
|
|
VIOLATED SECTION 217 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
ADDITIONAL CHIEF METROPOLITAN MAGISTRATE, GIRGAON VIDE ITS ORDER DATED 16/03/2019 DISPOSED OF THE CASE AS NO FURTHER ACTION IS REQUIRED IN THE MATTER
|
| 228 |
|
|
KAUSHIK CHHOTALAL SHAH
|
|
|
|
PANTHER INDUSTRIAL PRODUCTS LTD.
|
|
VIOLATED SECTION 217 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
ADDITIONAL CHIEF METROPOLITAN MAGISTRATE, GIRGAON VIDE ITS ORDER DATED 15/03/2019 DISPOSED OF THE CASE AS NO FURTHER ACTION IS REQUIRED IN THE MATTER
|
| 229 |
|
|
KAUSHIK CHHOTALAL SHAH
|
|
|
|
PANTHER INDUSTRIAL PRODUCTS LTD.
|
|
VIOLATED SECTION 211 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
ADDITIONAL CHIEF METROPOLITAN MAGISTRATE, GIRGAON VIDE ITS ORDER DATED 15/03/2019 DISPOSED OF THE CASE AS NO FURTHER ACTION IS REQUIRED IN THE MATTER
|
| 230 |
|
|
KAUSHIK CHHOTALAL SHAH
|
|
|
|
PANTHER INDUSTRIAL PRODUCTS LTD.
|
|
VIOLATED SECTIONS 629A READ WITH 13 AND 17 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
ADDITIONAL CHIEF METROPOLITAN MAGISTRATE, GIRGAON VIDE ITS ORDER DATED 15/03/2019 DISPOSED OF THE CASE AS NO FURTHER ACTION IS REQUIRED IN THE MATTER
|
| 231 |
|
|
KAUSHIK CHHOTALAL SHAH
|
|
|
|
KNP SECURITIES LTD.
|
|
VIOLATED SECTION 383A OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 232 |
|
|
KAUSHIK CHHOTALAL SHAH
|
|
|
|
KNP SECURITIES LTD.
|
|
VIOLATED SECTIONS 628 READ WITH 211 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 233 |
|
|
KAUSHIK CHHOTALAL SHAH
|
|
|
|
KNP SECURITIES LTD.
|
|
VIOLATED SECTIONS 628 READ WITH 211 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 234 |
|
|
KAUSHIK CHHOTALAL SHAH
|
|
|
|
KNP SECURITIES LTD.
|
|
VIOLATED SECTION 629A OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 235 |
|
|
KAUSHIK CHHOTALAL SHAH
|
|
|
|
KNP SECURITIES LTD.
|
|
VIOLATED SECTION 49 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 236 |
|
|
KAUSHIK CHHOTALAL SHAH
|
|
|
|
PANTHER INDUSTRIAL PRODUCTS LTD.
|
|
VIOLATED SECTION 217 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
ADDITIONAL CHIEF METROPOLITAN MAGISTRATE, GIRGAON VIDE ITS ORDER DATED 15/03/2019 DISPOSED OF THE CASE AS NO FURTHER ACTION IS REQUIRED IN THE MATTER
|
| 237 |
|
|
KAUSHIK CHHOTALAL SHAH
|
|
|
|
PANTHER INDUSTRIAL PRODUCTS LTD.
|
|
VIOLATED SECTION 211 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
ADDITIONAL CHIEF METROPOLITAN MAGISTRATE, GIRGAON VIDE ITS ORDER DATED 15/03/2019 DISPOSED OF THE CASE AS NO FURTHER ACTION IS REQUIRED IN THE MATTER
|
| 238 |
|
|
KAUSHIK CHHOTALAL SHAH
|
|
|
|
PANTHER INDUSTRIAL PRODUCTS LTD.
|
|
VIOLATED SECTION 211 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
ADDITIONAL CHIEF METROPOLITAN MAGISTRATE, GIRGAON VIDE ITS ORDER DATED 15/03/2019 DISPOSED OF THE CASE AS NO FURTHER ACTION IS REQUIRED IN THE MATTER
|
| 239 |
|
|
KAUSHIK CHHOTALAL SHAH
|
|
|
|
PANTHER INDUSTRIAL PRODUCTS LTD.
|
|
VIOLATED SECTION 383A OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
ADDITIONAL CHIEF METROPOLITAN MAGISTRATE, GIRGAON VIDE ITS ORDER DATED 16/03/2019 DISPOSED OF THE CASE AS NO FURTHER ACTION IS REQUIRED IN THE MATTER
|
| 240 |
|
|
KAUSHIK CHHOTALAL SHAH
|
|
|
|
PANTHER INDUSTRIAL PRODUCTS LTD.
|
|
VIOLATED SECTION 372A READ WITH 372(A)(9) OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
ADDITIONAL CHIEF METROPOLITAN MAGISTRATE, GIRGAON VIDE ITS ORDER DATED 29/03/2019 DISPOSED OF THE CASE AS NO FURTHER ACTION IS REQUIRED IN THE MATTER
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
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| Page 12 of 39
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