| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 201 |
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
|
SAIMANGAL INVESTRADE LTD.
|
|
VIOLATED SECTIONS 297 READ WITH 629A OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 202 |
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
|
PANTHER INDUSTRIAL PRODUCTS LTD.
|
|
VIOLATED SECTION 211 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
ADDITIONAL CHIEF METROPOLITAN MAGISTRATE, GIRGAON VIDE ITS ORDER DATED 15/03/2019 DISPOSED OF THE CASE AS NO FURTHER ACTION IS REQUIRED IN THE MATTER
|
| 203 |
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
|
PANTHER FINCAP & MANAGEMENT SERVICES LTD.
|
|
VIOLATED SECTION 211 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 204 |
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
|
PANTHER FINCAP & MANAGEMENT SERVICES LTD.
|
|
VIOLATED SECTION 217 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 205 |
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
|
PANTHER INDUSTRIAL PRODUCTS LTD.
|
|
VIOLATED SECTION 211 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
ADDITIONAL CHIEF METROPOLITAN MAGISTRATE, GIRGAON VIDE ITS ORDER DATED 15/03/2019 DISPOSED OF THE CASE AS NO FURTHER ACTION IS REQUIRED IN THE MATTER
|
| 206 |
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
|
PANTHER INDUSTRIAL PRODUCTS LTD.
|
|
VIOLATED SECTION 211 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
ADDITIONAL CHIEF METROPOLITAN MAGISTRATE, GIRGAON VIDE ITS ORDER DATED 15/03/2019 DISPOSED OF THE CASE AS NO FURTHER ACTION IS REQUIRED IN THE MATTER
|
| 207 |
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
|
PANTHER INDUSTRIAL PRODUCTS LTD.
|
|
VIOLATED SECTION 217 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
ADDITIONAL CHIEF METROPOLITAN MAGISTRATE, GIRGAON VIDE ITS ORDER DATED 15/03/2019 DISPOSED OF THE CASE AS NO FURTHER ACTION IS REQUIRED IN THE MATTER
|
| 208 |
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
|
PANTHER INVESTRADE LTD.
|
|
VIOLATED SECTION 217 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 209 |
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
|
PANTHER INVESTRADE LTD.
|
|
VIOLATED SECTION 217 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 210 |
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
|
PANTHER INVESTRADE LTD.
|
|
VIOLATED SECTION 217 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 211 |
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
|
PANTHER INVESTRADE LTD.
|
|
VIOLATED SECTION 217 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 212 |
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
|
PANTHER INVESTRADE LTD.
|
|
VIOLATED SECTION 217 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 213 |
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
|
PANTHER INVESTRADE LTD.
|
|
VIOLATED SECTION 295 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 214 |
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
|
TRIUMPH SECURITIES LTD.
|
|
VIOLATED SECTIONS 621 READ WITH 217(3) OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 215 |
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
|
PANTHER FINCAP & MANAGEMENT SERVICES LTD.
|
|
VIOLATED SECTION 211 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 216 |
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
|
PANTHER FINCAP & MANAGEMENT SERVICES LTD.
|
|
VIOLATED SECTION 211 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 217 |
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
|
PANTHER FINCAP & MANAGEMENT SERVICES LTD.
|
|
VIOLATED SECTION 211 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 218 |
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
|
TRIUMPH SECURITIES LTD.
|
|
VIOLATED SECTION 295 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 219 |
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
|
PANTHER FINCAP & MANAGEMENT SERVICES LTD.
|
|
VIOLATED SECTION 295 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 220 |
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
|
TRIUMPH SECURITIES LTD.
|
|
VIOLATED SECTIONS 198, 309, 269 READ WITH 629A OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 11 of 39
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