| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 181 |
|
SAIMANGAL INVESTRADE LTD.
|
|
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
KETAN VINAYCHANDRA PAREKH
|
|
VIOLATED SECTION 295 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 182 |
|
|
SAIMANGAL INVESTRADE LTD.
|
|
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
KETAN VINAYCHANDRA PAREKH
|
|
VIOLATED SECTION 295 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 183 |
|
|
SAIMANGAL INVESTRADE LTD.
|
|
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
KETAN VINAYCHANDRA PAREKH
|
|
VIOLATED SECTION 295 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 184 |
|
|
SAIMANGAL INVESTRADE LTD.
|
|
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
KETAN VINAYCHANDRA PAREKH
|
|
VIOLATED SECTION 295 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 185 |
|
|
SAIMANGAL INVESTRADE LTD.
|
|
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
KETAN VINAYCHANDRA PAREKH
|
|
VIOLATED SECTION 295 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 186 |
|
|
SAIMANGAL INVESTRADE LTD.
|
|
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
KETAN VINAYCHANDRA PAREKH
|
|
VIOLATED SECTION 295 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 187 |
|
|
SESA GOA LTD.
|
|
|
|
AMIT PRADHAN
|
|
|
ARUN KUMAR RAI
|
|
|
HARI PRASAD UNNI KRISHNAN NAIR
|
|
|
PRASUN KUMAR MUKHERJEE
|
|
VIOLATED SECTIONS 147 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 188 |
|
|
SESA GOA LTD.
|
|
|
|
AMIT PRADHAN
|
|
|
ARUN KUMAR RAI
|
|
|
CHRISTOPHER MICHAEL BROWN
|
|
|
HARI PRASAD NAIR
|
|
|
HIROFUMI NISHO
|
|
|
PRASUN KUMAR MUKHERJEE
|
|
VIOLATED SECTION 68 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 189 |
|
|
SESA INDUSTRIES LTD.
|
|
|
|
AMIT PRADHAN
|
|
|
CHRISTOPHER MICHAEL BROWN
|
|
|
HARI PRASAD UNNI KRISHNAN NAIR
|
|
|
MAHESH DEVJANI
|
|
|
PRASUN KUMAR MUKHERJEE
|
|
VIOLATED SECTION 211 3(A) AND (3B) OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 190 |
|
|
SHONKH TECHNOLOGIES INTERNATIONAL LTD.
|
|
|
|
DINESH AGGARWAL
|
|
|
KARAN ANAND
|
|
|
SURESH AGARWAL
|
|
|
VIVEK NAGPAL
|
|
VIOLATED SECTION 209 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 191 |
|
|
SHONKH TECHNOLOGIES INTERNATIONAL LTD.
|
|
|
|
ANIL SARAF
|
|
|
C.V.R.RAO
|
|
|
DINESH AGGARWAL
|
|
|
KARAN ANAND
|
|
|
NEELAM CHADHA
|
|
|
PRASHANT KUMAR
|
|
|
RAVI KRISHNAMOORTHI
|
|
|
SURESH AGARWAL
|
|
|
VIVEK NAGPAL
|
|
VIOLATED SECTION 211 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 192 |
|
|
SHONKH TECHNOLOGIES INTERNATIONAL LTD.
|
|
|
|
DINESH AGGARWAL
|
|
|
KARAN ANAND
|
|
|
PRASHANT KUMAR
|
|
|
SURESH AGARWAL
|
|
|
VIVEK NAGPAL
|
|
VIOLATED SECTION 217 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 193 |
|
|
SHONKH TECHNOLOGIES INTERNATIONAL LTD.
|
|
|
|
C.V.R.RAO
|
|
|
PRASHANT KUMAR
|
|
|
RAVI KRISHNAMOORTHI
|
|
|
SURESH AGARWAL
|
|
|
VIVEK NAGPAL
|
|
VIOLATED SECTION 372A (5&6) OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 194 |
|
|
TRIUMPH INTERNATIONAL FINANCE INDIA LTD.
|
|
|
|
DHARMESH HASMUKH DOSHI
|
|
|
JATIN SARVAIYA
|
|
VIOLATED SECTION 211 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 195 |
|
|
TRIUMPH INTERNATIONAL FINANCE INDIA LTD.
|
|
|
|
DHARMEN BHASKAR SHAH
|
|
|
DHARMESH HASMUKH DOSHI
|
|
|
JATIN SARVAIYA
|
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
S.R.KAPADIA
|
|
|
VIPUL DINESH PAREKH
|
|
VIOLATED SECTION 295 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 196 |
|
|
TRIUMPH INTERNATIONAL FINANCE INDIA LTD.
|
|
|
|
JATIN SARVAIYA
|
|
VIOLATED SECTIONS 198, 309 READ WITH 629 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 197 |
|
|
TRIUMPH INTERNATIONAL FINANCE INDIA LTD.
|
|
|
|
DHARMESH HASMUKH DOSHI
|
|
|
JATIN SARVAIYA
|
|
VIOLATED SECTION 297 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 198 |
|
|
TRIUMPH INTERNATIONAL FINANCE INDIA LTD.
|
|
|
|
JATIN SARVAIYA
|
|
VIOLATED SECTION 383A OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 199 |
|
|
TRIUMPH SECURITIES LTD.
|
|
|
|
AMIT K.PAREKH
|
|
|
DHARMESH HASMUKH DOSHI
|
|
|
DHIREN K.BHATIA
|
|
|
JATIN RAJNIKANT SARVAIYA
|
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
KETAN VINAYCHANDRA PAREKH
|
|
VIOLATED SECTION 49 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 200 |
|
|
TRIUMPH SECURITIES LTD.
|
|
|
|
DHIREN K.BHATIA
|
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
KETAN VINAYCHANDRA PAREKH
|
|
VIOLATED SECTION 49 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 10 of 13
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