| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 161 |
|
KNP SECURITIES LTD.
|
|
|
|
KAUSHIK CHHOTALAL SHAH
|
|
|
KETAN VINAYCHANDRA PAREKH
|
|
|
KIRTIKUMAR NARBHERAM PAREKH
|
|
|
PARESH H.SHAH
|
|
VIOLATED SECTION 217 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 162 |
|
|
KNP SECURITIES LTD.
|
|
|
|
KAUSHIK CHHOTALAL SHAH
|
|
|
KETAN VINAYCHANDRA PAREKH
|
|
|
KIRTIKUMAR NARBHERAM PAREKH
|
|
|
PARESH H.SHAH
|
|
VIOLATED SECTION 217 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 163 |
|
|
KNP SECURITIES LTD.
|
|
|
|
KAUSHIK CHHOTALAL SHAH
|
|
|
KETAN VINAYCHANDRA PAREKH
|
|
|
KIRTIKUMAR NARBHERAM PAREKH
|
|
|
PARESH H.SHAH
|
|
VIOLATED SECTION 217 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 164 |
|
|
KNP SECURITIES LTD.
|
|
|
|
KAUSHIK CHHOTALAL SHAH
|
|
|
KETAN VINAYCHANDRA PAREKH
|
|
|
KIRTIKUMAR NARBHERAM PAREKH
|
|
|
PARESH H.SHAH
|
|
VIOLATED SECTION 211 READ WITH SCHEDULE VI OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 165 |
|
|
KNP SECURITIES LTD.
|
|
|
|
KAUSHIK CHHOTALAL SHAH
|
|
|
KETAN VINAYCHANDRA PAREKH
|
|
|
KIRTIKUMAR NARBHERAM PAREKH
|
|
|
PARESH H.SHAH
|
|
VIOLATED SECTION 211 READ WITH SCHEDULE VI OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 166 |
|
|
KNP SECURITIES LTD.
|
|
|
|
KAUSHIK CHHOTALAL SHAH
|
|
|
KETAN VINAYCHANDRA PAREKH
|
|
|
KIRTIKUMAR NARBHERAM PAREKH
|
|
|
PARESH H.SHAH
|
|
VIOLATED SECTION 383A OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 167 |
|
|
KNP SECURITIES LTD.
|
|
|
SERIOUS BREACH OF COMPANIES ACT
|
CASES FILED BY SFIO AFTER OBTAINING SANCTION FOR PROSECUTION ON THE BASIS OF INVESTIGATION REPORTS SUBMITTED BY SFIO
30-JUN-2012
|
|
| 168 |
|
|
KNP SECURITIES LTD.
|
|
|
|
KAUSHIK CHHOTALAL SHAH
|
|
|
KIRTIKUMAR NARBHERAM PAREKH
|
|
VIOLATED SECTIONS 628 READ WITH 211 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 169 |
|
|
KNP SECURITIES LTD.
|
|
|
|
KAUSHIK CHHOTALAL SHAH
|
|
|
KIRTIKUMAR NARBHERAM PAREKH
|
|
|
PARESH H.SHAH
|
|
VIOLATED SECTIONS 628 READ WITH 211 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 170 |
|
|
KNP SECURITIES LTD.
|
|
|
|
KAUSHIK CHHOTALAL SHAH
|
|
|
KETAN VINAYCHANDRA PAREKH
|
|
|
KIRTIKUMAR NARBHERAM PAREKH
|
|
|
PARESH H.SHAH
|
|
VIOLATED SECTION 629A OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 171 |
|
|
KNP SECURITIES LTD.
|
|
|
|
KAUSHIK CHHOTALAL SHAH
|
|
|
KETAN VINAYCHANDRA PAREKH
|
|
|
KIRTIKUMAR NARBHERAM PAREKH
|
|
|
PARESH H.SHAH
|
|
VIOLATED SECTION 49 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 172 |
|
|
KOLAR BIOTECH LTD.
|
|
|
|
AKHILESH R.BHARGAVA
|
|
|
AMIT KUMAR SOHNI
|
|
|
ANIL KUMAR NAWAL
|
|
|
ASHOK BHAGATANI
|
|
|
ASPI B.BHESANIA
|
|
|
BABU PARSU BASAN
|
|
|
FAISAL BHATKAR
|
|
|
HARESH R.TECKCHANDANI
|
|
|
HIRALAL YADAV
|
|
|
JANBA CHOUGLE
|
|
|
MARUTI GUDULKAR
|
|
|
NITIN SAWANT
|
|
|
NOOMAN USMANI
|
|
|
PANKAJ SHAH
|
|
|
R.K.MAHESHWARI
|
|
|
RAJESH SHARMA
|
|
|
RAJKUMAR CHAINRAI BASANTANI
|
|
|
RAMACHANDRA G.MANGUTKAR
|
|
|
RAMESH C.SHEOPURI
|
|
|
RAMESH T.VERMA
|
|
|
SANJEEV MANSOTRA
|
|
|
SATISH PANCHARIA
|
|
|
SEEMA RAJKUMAR BASANTANI
|
|
|
SHYAM SHANKAR PANDEY
|
|
|
SIDDHARTHA RAZDAN
|
|
|
SUNIL NATH
|
|
|
SUNITA NARANG
|
|
|
SWAMY PRAVIN KARTIKSWAMY
|
|
|
UMESH R.KHARIWALA
|
|
|
VEER BHADRA RAO BHATINA
|
|
|
VIJAY KADAM
|
|
|
VIJAY M.JAIN
|
|
|
VIKAS SETH
|
|
|
VINOD R.HINGORANI
|
|
NOT AVAILABLE
|
PROSECUTION CASES FILED BY SFIO
15-MAR-2017
|
|
| 173 |
|
|
KOLAR BIOTECH LTD.
|
|
|
SERIOUS BREACH OF COMPANIES ACT
|
CASES FILED BY SFIO AFTER OBTAINING SANCTION FOR PROSECUTION ON THE BASIS OF INVESTIGATION REPORTS SUBMITTED BY SFIO
30-JUN-2012
|
|
| 174 |
|
|
KOSHIKA TELECOM LTD.
|
|
|
|
ANIL RAI
|
|
|
CHIRANJEEV KATHURIA
|
|
|
J.R.GUPTA
|
|
|
JOGESH NAYAR
|
|
|
M.C.GUPTA
|
|
|
SUNIL KUMAR RASTOGI
|
|
|
SUSHIL KUMAR MITTAL
|
|
|
V.P.SAXENA
|
|
|
VARUN RAI
|
|
|
VED PRAKASH SAXENA
|
|
|
VIJAY KAPOOR
|
|
|
VINAY RAI
|
|
|
VINEET CHAND RAI
|
|
NOT AVAILABLE
|
PROSECUTION CASES FILED BY SFIO
15-MAR-2017
|
|
| 175 |
|
|
KOSHIKA TELECOM LTD.
|
|
|
SERIOUS BREACH OF COMPANIES ACT
|
CASES FILED BY SFIO AFTER OBTAINING SANCTION FOR PROSECUTION ON THE BASIS OF INVESTIGATION REPORTS SUBMITTED BY SFIO
30-JUN-2012
|
|
| 176 |
|
|
KRISHI EXPORT COMMERCIAL CORP.LTD.
|
|
|
|
KAMLESH KUMAR GUPTA
|
|
|
KRISHNA KANT VERMA
|
|
|
LAKSHMIKANT MAUBHAI AMIN
|
|
|
MAYUR AMIN
|
|
NOT AVAILABLE
|
PROSECUTION CASES FILED BY SFIO
15-MAR-2017
|
|
| 177 |
|
|
KRISHI EXPORT COMMERCIAL CORP.LTD.
|
|
|
SERIOUS BREACH OF COMPANIES ACT
|
CASES FILED BY SFIO AFTER OBTAINING SANCTION FOR PROSECUTION ON THE BASIS OF INVESTIGATION REPORTS SUBMITTED BY SFIO
30-JUN-2012
|
|
| 178 |
|
|
KRISHI EXPORT COMMERCIAL CORP.LTD.
|
|
|
SERIOUS BREACH OF COMPANIES ACT
|
CASES FILED FOR OBTAINING SANCTION FOR DOING INVESTIGATION OF COMPANIES UNDER LIQUIDATION
02-SEP-2009
|
|
| 179 |
|
|
LAKSHISH HABITAT LTD.
|
|
|
|
ABHISHEK DUTT
|
|
|
ARVIND KHOSLA
|
|
|
GAGAN DEEP CHAWLA
|
|
|
PAVAN DATTA
|
|
NOT AVAILABLE
|
PROSECUTION CASES FILED BY SFIO
15-MAR-2017
|
|
| 180 |
|
|
LAND INTERACTIVE MEDIDA PVT.LTD.
|
|
|
|
ABHIJIT RANE
|
|
|
D.GIRDHAR
|
|
|
DEEPAK PARASURAM
|
|
|
E.VENKAT REDDY
|
|
|
G.KUMAR
|
|
|
KARTHIK IYER PARASURAMAN
|
|
|
KRISHNAN PREMNARAYAN
|
|
|
M.SUKUMAR REDDY
|
|
|
N.KRISHNAN
|
|
|
P.SIDDARTHA
|
|
|
R.L.FASHION
|
|
|
SANJIV GUPTA
|
|
|
SATYAPRAKASH BANGLA
|
|
|
SURESH SRINIVASAN
|
|
|
SURRINDER LAL KAPUR
|
|
|
TIKKAVARAPU VENKATRAM REDDY
|
|
|
TIKKAVARAPU VINAYAK RAVI REDDY
|
|
|
V.SHANKAR
|
|
|
V.SURESH
|
|
|
VENKATESWARLU MALAPAKA
|
|
|
VURUPTOOR LAKSHMANA CHARYA
|
|
NOT AVAILABLE
|
PROSECUTION CASES FILED BY SFIO
15-MAR-2017
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 9 of 27
|
