| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 501 |
|
VITCOM CONSULTING PVT.LTD.
|
|
|
|
KARUNA MENON
|
|
|
R.P.PURI
|
|
|
S.K.NARULA
|
|
|
VISHAL BHUSAN MEHTA
|
|
NOT AVAILABLE
|
PROSECUTION CASES FILED BY SFIO
15-MAR-2017
|
|
| 502 |
|
|
VN PAREKH SECURITIES PVT.LTD.
|
|
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
SANJAY JAIN
|
|
|
V.N.PAREKH
|
|
|
VIPUL DINESH PAREKH
|
|
NOT AVAILABLE
|
PROSECUTION CASES FILED BY SFIO
15-MAR-2017
|
|
| 503 |
|
|
VN PAREKH SECURITIES PVT.LTD.
|
|
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
VINAYCHANDRA NARBHERAM PAREKH
|
|
|
VIPUL DINESH PAREKH
|
|
VIOLATED SECTION 49 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 504 |
|
|
VN PAREKH SECURITIES PVT.LTD.
|
|
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
VINAYCHANDRA NARBHERAM PAREKH
|
|
VIOLATED SECTION 217 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 505 |
|
|
VN PAREKH SECURITIES PVT.LTD.
|
|
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
VINAYCHANDRA NARBHERAM PAREKH
|
|
VIOLATED SECTION 217 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 506 |
|
|
VN PAREKH SECURITIES PVT.LTD.
|
|
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
VINAYCHANDRA NARBHERAM PAREKH
|
|
VIOLATED SECTION 217 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 507 |
|
|
VN PAREKH SECURITIES PVT.LTD.
|
|
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
VINAYCHANDRA NARBHERAM PAREKH
|
|
|
VIPUL DINESH PAREKH
|
|
VIOLATED SECTION 217 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 508 |
|
|
VN PAREKH SECURITIES PVT.LTD.
|
|
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
VINAYCHANDRA NARBHERAM PAREKH
|
|
VIOLATED SECTION 217 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 509 |
|
|
VN PAREKH SECURITIES PVT.LTD.
|
|
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
VINAYCHANDRA NARBHERAM PAREKH
|
|
VIOLATED SECTIONS 628 READ WITH 211 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 510 |
|
|
VN PAREKH SECURITIES PVT.LTD.
|
|
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
VINAYCHANDRA NARBHERAM PAREKH
|
|
|
VIPUL DINESH PAREKH
|
|
VIOLATED SECTIONS 628 READ WITH 211 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 511 |
|
|
VN PAREKH SECURITIES PVT.LTD.
|
|
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
VINAYCHANDRA NARBHERAM PAREKH
|
|
|
VIPUL DINESH PAREKH
|
|
VIOLATED SECTIONS 628 READ WITH 211 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 512 |
|
|
VN PAREKH SECURITIES PVT.LTD.
|
|
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
VINAYCHANDRA NARBHERAM PAREKH
|
|
|
VIPUL DINESH PAREKH
|
|
VIOLATED SECTION 217(5) OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 513 |
|
|
VN PAREKH SECURITIES PVT.LTD.
|
|
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
VINAYCHANDRA NARBHERAM PAREKH
|
|
|
VIPUL DINESH PAREKH
|
|
VIOLATED SECTION 383A OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 514 |
|
|
VN PAREKH SECURITIES PVT.LTD.
|
|
|
SERIOUS BREACH OF COMPANIES ACT
|
CASES FILED BY SFIO AFTER OBTAINING SANCTION FOR PROSECUTION ON THE BASIS OF INVESTIGATION REPORTS SUBMITTED BY SFIO
30-JUN-2012
|
|
| 515 |
|
|
WELVET FINANCIAL ADVISERS PVT.LTD.
|
|
|
|
RAMESHBHAI C.PARMAR
|
|
|
SANDEEP MEHTA
|
|
VIOLATED SECTIONS 147A OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 516 |
|
|
WELVET FINANCIAL ADVISERS PVT.LTD.
|
|
|
|
ARUNKUMAR K.MEHTA
|
|
|
JAYESH D.PATEL
|
|
|
MUNIR M.MERCHANT
|
|
|
SANDEEP MEHTA
|
|
VIOLATED SECTIONS 211 READ WITH 209 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 517 |
|
|
WELVET FINANCIAL ADVISERS PVT.LTD.
|
|
|
|
JAYESH D.PATEL
|
|
|
MUNIR M.MERCHANT
|
|
|
SANDEEP MEHTA
|
|
VIOLATED SECTIONS 215 READ WITH 629A OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 518 |
|
|
WELVET FINANCIAL ADVISERS PVT.LTD.
|
|
|
|
ARUNKUMAR K.MEHTA
|
|
|
JAYESH D.PATEL
|
|
|
MUNIR M.MERCHANT
|
|
|
RAMESHBHAI C.PARMAR
|
|
|
SANDEEP MEHTA
|
|
|
YOGENDRA GANGAWAT
|
|
NOT AVAILABLE
|
PROSECUTION CASES FILED BY SFIO
15-MAR-2017
|
|
| 519 |
|
|
YUSUF PROPERTIES PVT.LTD.
|
|
|
|
SARVESH CHAUDHARY
|
|
|
SURYA KIRTICHAND THAPAR
|
|
|
UPENDER SINGH
|
|
VIOLATED SECTIONS 147 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 520 |
|
|
YUSUF PROPERTIES PVT.LTD.
|
|
|
|
SARVESH CHAUDHARY
|
|
|
SURYA KIRTICHAND THAPAR
|
|
|
UPENDER SINGH
|
|
VIOLATED SECTION 159 OF COMPANIES ACT, 1956
VIOLATED SECTION 166 OF COMPANIES ACT, 1956
VIOLATED SECTION 210 OF COMPANIES ACT, 1956
VIOLATED SECTION 220 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 26 of 27
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