| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 501 |
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
|
PANTHER INDUSTRIAL PRODUCTS LTD.
|
|
VIOLATED SECTION 295 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
ADDITIONAL CHIEF METROPOLITAN MAGISTRATE, GIRGAON VIDE ITS ORDER DATED 16/03/2019 DISPOSED OF THE CASE AS NO FURTHER ACTION IS REQUIRED IN THE MATTER
|
| 502 |
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
|
PANTHER FINCAP & MANAGEMENT SERVICES LTD.
|
|
VIOLATED SECTIONS 297 READ WITH 629A OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 503 |
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
|
PANTHER FINCAP & MANAGEMENT SERVICES LTD.
|
|
VIOLATED SECTIONS 297 READ WITH 629A OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 504 |
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
|
PANTHER INDUSTRIAL PRODUCTS LTD.
|
|
VIOLATED SECTION 217 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
ADDITIONAL CHIEF METROPOLITAN MAGISTRATE, GIRGAON VIDE ITS ORDER DATED 29/03/2019 DISPOSED OF THE CASE AS NO FURTHER ACTION IS REQUIRED IN THE MATTER
|
| 505 |
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
|
PANTHER INDUSTRIAL PRODUCTS LTD.
|
|
VIOLATED SECTION 295 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
ADDITIONAL CHIEF METROPOLITAN MAGISTRATE, GIRGAON VIDE ITS ORDER DATED 15/03/2019 DISPOSED OF THE CASE AS NO FURTHER ACTION IS REQUIRED IN THE MATTER
|
| 506 |
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
|
PANTHER FINCAP & MANAGEMENT SERVICES LTD.
|
|
NOT AVAILABLE
|
PROSECUTION CASES FILED BY SFIO
15-MAR-2017
|
|
| 507 |
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
|
PANTHER INVESTRADE LTD.
|
|
NOT AVAILABLE
|
PROSECUTION CASES FILED BY SFIO
15-MAR-2017
|
|
| 508 |
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
|
TRIUMPH SECURITIES LTD.
|
|
VIOLATED SECTIONS 415, 420 READ WITH 34 OF IPC, 1860
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 509 |
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
|
TRIUMPH SECURITIES LTD.
|
|
VIOLATED SECTION 383A OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 510 |
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
|
TRIUMPH SECURITIES LTD.
|
|
VIOLATED SECTIONS 621 READ WITH 217(3) OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 511 |
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
|
TRIUMPH SECURITIES LTD.
|
|
VIOLATED SECTION 372A OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 512 |
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
|
TRIUMPH SECURITIES LTD.
|
|
VIOLATED SECTIONS 297 READ WITH 629A OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 513 |
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
|
TRIUMPH SECURITIES LTD.
|
|
VIOLATED SECTION 49 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 514 |
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
|
TRIUMPH SECURITIES LTD.
|
|
VIOLATED SECTION 49 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 515 |
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
|
TRIUMPH SECURITIES LTD.
|
|
VIOLATED SECTION 49 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 516 |
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
|
TRIUMPH INTERNATIONAL FINANCE INDIA LTD.
|
|
NOT AVAILABLE
|
PROSECUTION CASES FILED BY SFIO
15-MAR-2017
|
|
| 517 |
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
|
SAIMANGAL INVESTRADE LTD.
|
|
VIOLATED SECTION 295 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 518 |
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
|
PANTHER INDUSTRIAL PRODUCTS LTD.
|
|
NOT AVAILABLE
|
PROSECUTION CASES FILED BY SFIO
15-MAR-2017
|
ADDITIONAL CHIEF METROPOLITAN MAGISTRATE, GIRGAON VIDE ITS ORDER DATED 16/03/2019 AND 29/03/2019 DISPOSED OF THE CASE AS NO FURTHER ACTION IS REQUIRED IN THE MATTER
|
| 519 |
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
|
PANTHER FINCAP & MANAGEMENT SERVICES LTD.
|
|
VIOLATED SECTIONS 297 READ WITH 629A OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 520 |
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
|
PANTHER INDUSTRIAL PRODUCTS LTD.
|
|
VIOLATED SECTION 49 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
ADDITIONAL CHIEF METROPOLITAN MAGISTRATE, GIRGAON VIDE ITS ORDER DATED 15/03/2019 DISPOSED OF THE CASE AS NO FURTHER ACTION IS REQUIRED IN THE MATTER
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 26 of 99
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