S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
461 |
|
TRIUMPH SECURITIES LTD.
|
|
|
DHIREN K.BHATIA
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
KETAN VINAYCHANDRA PAREKH
|
|
VIOLATED SECTION 49 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
462 |
|
TRIUMPH SECURITIES LTD.
|
|
|
AMIT K.PAREKH
|
|
DHIREN K.BHATIA
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
KETAN VINAYCHANDRA PAREKH
|
|
VIOLATED SECTION 49 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
463 |
|
TRIUMPH SECURITIES LTD.
|
|
|
AMIT K.PAREKH
|
|
DHIREN K.BHATIA
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
KETAN VINAYCHANDRA PAREKH
|
|
VIOLATED SECTION 372A OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
464 |
|
TRIUMPH SECURITIES LTD.
|
|
|
AMIT K.PAREKH
|
|
DHIREN K.BHATIA
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
KETAN VINAYCHANDRA PAREKH
|
|
VIOLATED SECTION 383A OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
465 |
|
TRIUMPH SECURITIES LTD.
|
|
|
AMIT K.PAREKH
|
|
DHIREN K.BHATIA
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
KETAN VINAYCHANDRA PAREKH
|
|
VIOLATED SECTIONS 621 READ WITH 217(3) OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
466 |
|
TRIUMPH SECURITIES LTD.
|
|
|
AMIT K.PAREKH
|
|
DHARMESH HASMUKH DOSHI
|
|
DHIREN K.BHATIA
|
|
JATIN RAJNIKANT SARVAIYA
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
KETAN VINAYCHANDRA PAREKH
|
|
VIOLATED SECTIONS 415, 420 READ WITH 34 OF IPC, 1860
|
CONVICTED BY SFIO
08-NOV-2023
|
|
467 |
|
TRIUMPH SECURITIES LTD.
|
|
|
SERIOUS BREACH OF COMPANIES ACT
|
CASES FILED BY SFIO AFTER OBTAINING SANCTION FOR PROSECUTION ON THE BASIS OF INVESTIGATION REPORTS SUBMITTED BY SFIO
30-JUN-2012
|
|
468 |
|
TRIUMPH SECURITIES LTD.
|
|
|
DHIREN K.BHATIA
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
KETAN VINAYCHANDRA PAREKH
|
|
VIOLATED SECTIONS 220 READ WITH 162 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
469 |
|
TRIUMPH SECURITIES LTD.
|
|
|
AMIT K.PAREKH
|
|
DHIREN K.BHATIA
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
KETAN VINAYCHANDRA PAREKH
|
|
VIOLATED SECTIONS 297 READ WITH 629A OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
470 |
|
TRIUMPH SECURITIES LTD.
|
|
|
DHIREN K.BHATIA
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
KETAN VINAYCHANDRA PAREKH
|
|
VIOLATED SECTIONS 621 READ WITH 217(3) OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
471 |
|
TRIUMPH SECURITIES LTD.
|
|
|
DHIREN K.BHATIA
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
KETAN VINAYCHANDRA PAREKH
|
|
VIOLATED SECTIONS 621 READ WITH 217(3) OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
472 |
|
TRIUMPH SECURITIES LTD.
|
|
|
AMIT K.PAREKH
|
|
DHARMESH HASMUKH DOSHI
|
|
DHIREN K.BHATIA
|
|
JATIN RAJNIKANT SARVAIYA
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
KETAN VINAYCHANDRA PAREKH
|
|
VIOLATED SECTIONS 621 READ WITH 217(3) OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
473 |
|
TRIUMPH SECURITIES LTD.
|
|
|
AMIT K.PAREKH
|
|
NOT AVAILABLE
|
CONVICTED BY SFIO
08-NOV-2023
|
|
474 |
|
TULSIYAT TEK PVT.LTD.
|
|
|
MANOJ KUMAR
|
|
RAJAH PUKHRAJ JAIN
|
|
RAJIV MEHROTRA
|
|
RENU SHARMA
|
|
NOT AVAILABLE
|
PROSECUTION CASES FILED BY SFIO
15-MAR-2017
|
|
475 |
|
UNIGATEWAY2U TRADING PVT.LTD.
|
|
|
A.NAINA MOHAMED
|
|
A.R.HOLLA
|
|
A.SEENI MOHAMED
|
|
ABDUL SATHAR
|
|
ABUL HASAN
|
|
ADIL
|
|
AMIT KAKKAR
|
|
APU
|
|
ARVIND KUMAR SINGH
|
|
B.CHINNAPA GOWDA
|
|
B.K.DASH
|
|
CHELLADURAI AMALRAJ
|
|
K.A.ABDUL AZEEZ
|
|
KAMAL K.BAKSHI
|
|
KARUNAS
|
|
KULDEEP SINGH
|
|
MAHESH KUMAR
|
|
MANOJ KUMAR SREEDHARAN
|
|
MOHAMED HABEEBULLAH
|
|
MOHAMMAED SADAB ALAM
|
|
MUGUNDAN GANGAM
|
|
N.AHMMED BASHEER
|
|
P.JAYPRAKASH
|
|
P.RAVICHANDRAN
|
|
PRANAB JYOTI BARMAN
|
|
PRASHANT ROY
|
|
R.K.VETRICHELVAN
|
|
R.VINOD KUMAR
|
|
RABI SHANKAR
|
|
RAGHVENDRA RAO
|
|
RAJEEV JOSE
|
|
RAJESH KUMAR N.K.GARG
|
|
RAVI SHANKAR
|
|
REENA PRATTY
|
|
ROSHAN ROBERT D'SOUZA
|
|
SANTHOSH
|
|
SELLATHURAI BASKAR
|
|
SHELLA KAKKAR
|
|
SIDDHARTH DAS GUPTA
|
|
SUBRAMANIAN KANAGALINGAM
|
|
SYED PAKKIR
|
|
TANYA ARORA
|
|
THOMAS
|
|
VENKATESWARALU KANAKALA
|
|
VISHAL PRATTY
|
|
ZUBAIRUL THAMEEM
|
|
NOT AVAILABLE
|
PROSECUTION CASES FILED BY SFIO
15-MAR-2017
|
|
476 |
|
UNIPAY 2U MARKETING PVT.LTD.
|
|
|
A.NAINA MOHAMED
|
|
A.R.HOLLA
|
|
A.SEENI MOHAMED
|
|
ABDUL SATHAR
|
|
ABUL HASAN
|
|
ADIL
|
|
AMIT KAKKAR
|
|
APU
|
|
ARVIND KUMAR SINGH
|
|
B.CHINNAPA GOWDA
|
|
B.K.DASH
|
|
CHELLADURAI AMALRAJ
|
|
K.A.ABDUL AZEEZ
|
|
KAMAL K.BAKSHI
|
|
KARUNAS
|
|
KULDEEP SINGH
|
|
MAHESH KUMAR
|
|
MANOJ KUMAR SREEDHARAN
|
|
MOHAMED HABEEBULLAH
|
|
MOHAMMAED SADAB ALAM
|
|
MUGUNDAN GANGAM
|
|
N.AHMMED BASHEER
|
|
P.JAYPRAKASH
|
|
P.RAVICHANDRAN
|
|
PRANAB JYOTI BARMAN
|
|
PRASHANT ROY
|
|
R.K.VETRICHELVAN
|
|
R.VINOD KUMAR
|
|
RABI SHANKAR
|
|
RAGHVENDRA RAO
|
|
RAJEEV JOSE
|
|
RAJESH KUMAR N.K.GARG
|
|
RAVI SHANKAR
|
|
REENA PRATTY
|
|
ROSHAN ROBERT D'SOUZA
|
|
SANTHOSH
|
|
SELLATHURAI BASKAR
|
|
SHELLA KAKKAR
|
|
SIDDHARTH DAS GUPTA
|
|
SUBRAMANIAN KANAGALINGAM
|
|
SYED PAKKIR
|
|
TANYA ARORA
|
|
THOMAS
|
|
VENKATESWARALU KANAKALA
|
|
VISHAL PRATTY
|
|
ZUBAIRUL THAMEEM
|
|
NOT AVAILABLE
|
PROSECUTION CASES FILED BY SFIO
15-MAR-2017
|
|
477 |
|
UNIPAY 2U PRODUCTION PVT.LTD.
|
|
|
A.NAINA MOHAMED
|
|
A.R.HOLLA
|
|
A.SEENI MOHAMED
|
|
ABDUL SATHAR
|
|
ABUL HASAN
|
|
ADIL
|
|
AMIT KAKKAR
|
|
APU
|
|
ARVIND KUMAR SINGH
|
|
B.CHINNAPA GOWDA
|
|
B.K.DASH
|
|
CHELLADURAI AMALRAJ
|
|
K.A.ABDUL AZEEZ
|
|
KAMAL K.BAKSHI
|
|
KARUNAS
|
|
KULDEEP SINGH
|
|
MAHESH KUMAR
|
|
MANOJ KUMAR SREEDHARAN
|
|
MOHAMED HABEEBULLAH
|
|
MOHAMMAED SADAB ALAM
|
|
MUGUNDAN GANGAM
|
|
N.AHMMED BASHEER
|
|
P.JAYPRAKASH
|
|
P.RAVICHANDRAN
|
|
PRANAB JYOTI BARMAN
|
|
PRASHANT ROY
|
|
R.K.VETRICHELVAN
|
|
R.VINOD KUMAR
|
|
RABI SHANKAR
|
|
RAGHVENDRA RAO
|
|
RAJEEV JOSE
|
|
RAJESH KUMAR N.K.GARG
|
|
RAVI SHANKAR
|
|
REENA PRATTY
|
|
ROSHAN ROBERT D'SOUZA
|
|
SANTHOSH
|
|
SELLATHURAI BASKAR
|
|
SHELLA KAKKAR
|
|
SIDDHARTH DAS GUPTA
|
|
SUBRAMANIAN KANAGALINGAM
|
|
SYED PAKKIR
|
|
TANYA ARORA
|
|
THOMAS
|
|
VENKATESWARALU KANAKALA
|
|
VISHAL PRATTY
|
|
ZUBAIRUL THAMEEM
|
|
NOT AVAILABLE
|
PROSECUTION CASES FILED BY SFIO
15-MAR-2017
|
|
478 |
|
UNIPAY CREATIVE BUSINESS PVT.LTD.
|
|
|
A.NAINA MOHAMED
|
|
A.R.HOLLA
|
|
A.SEENI MOHAMED
|
|
ABDUL SATHAR
|
|
ABUL HASAN
|
|
ADIL
|
|
AMIT KAKKAR
|
|
APU
|
|
ARVIND KUMAR SINGH
|
|
B.CHINNAPA GOWDA
|
|
B.K.DASH
|
|
CHELLADURAI AMALRAJ
|
|
K.A.ABDUL AZEEZ
|
|
KAMAL K.BAKSHI
|
|
KARUNAS
|
|
KULDEEP SINGH
|
|
MAHESH KUMAR
|
|
MANOJ KUMAR SREEDHARAN
|
|
MOHAMED HABEEBULLAH
|
|
MOHAMMAED SADAB ALAM
|
|
MUGUNDAN GANGAM
|
|
N.AHMMED BASHEER
|
|
P.JAYPRAKASH
|
|
P.RAVICHANDRAN
|
|
PRANAB JYOTI BARMAN
|
|
PRASHANT ROY
|
|
R.K.VETRICHELVAN
|
|
R.VINOD KUMAR
|
|
RABI SHANKAR
|
|
RAGHVENDRA RAO
|
|
RAJEEV JOSE
|
|
RAJESH KUMAR N.K.GARG
|
|
RAVI SHANKAR
|
|
REENA PRATTY
|
|
ROSHAN ROBERT D'SOUZA
|
|
SANTHOSH
|
|
SELLATHURAI BASKAR
|
|
SHELLA KAKKAR
|
|
SIDDHARTH DAS GUPTA
|
|
SUBRAMANIAN KANAGALINGAM
|
|
SYED PAKKIR
|
|
TANYA ARORA
|
|
THOMAS
|
|
VENKATESWARALU KANAKALA
|
|
VISHAL PRATTY
|
|
ZUBAIRUL THAMEEM
|
|
NOT AVAILABLE
|
PROSECUTION CASES FILED BY SFIO
15-MAR-2017
|
|
479 |
|
UNITECH INDIA PVT.LTD.
|
|
|
A.V.DHARAMSHI
|
|
ADITYA N.KASHYAP
|
|
AMRIT LAL KAPUR
|
|
ANAND PRAKASH SANGHI
|
|
ANURAG DALMIA
|
|
ARUNA SUGARS
|
|
B.R.PANDHI
|
|
B.S.ADITYAM
|
|
BIKASH KUMAR RAY
|
|
C.M.MANIAN
|
|
C.M.SONG
|
|
CHANDRAKAT K.THANAWALA
|
|
CHIMAN J.SANGHAVI
|
|
DUSHYANT KUMAR SINGH
|
|
E.C.P.PRABAHAKAR
|
|
GIRIDHARI LAL GUPTA
|
|
GIRISH SANGHI
|
|
H.C.CHOPRA
|
|
I.C.JAIN
|
|
IRAN J.MATHIAS
|
|
J.P.KHETAN
|
|
JATINDER KUMAR SINGH
|
|
K.V.SRINIVASAN
|
|
KAMAL K.GUPTA
|
|
KUMARMANGALAM BAGRODIA
|
|
LALIT G.GANDHI
|
|
M.K.RAYANA
|
|
M.S.BAHNG
|
|
M.SIVARAM
|
|
M.UTTAM REDDI
|
|
MAHESH CHATURVEDI
|
|
MOTILAL
|
|
N.V.JOSHI
|
|
NAINA M.SHAH
|
|
NATASHA SINGH
|
|
OMPRAKASH B.MONGA
|
|
P.MAHAJAN
|
|
P.MARUTHAI PILLAI
|
|
R.K.TALWAR
|
|
R.R.KUMAR
|
|
R.S.JALAN
|
|
RAJENDRA S.HARAN
|
|
RAM SHARAN SANGHI
|
|
RAVI SANGHI
|
|
RITA SINGH
|
|
RUSSI H.MODY
|
|
S.G.AWATHI
|
|
S.H.PARK
|
|
S.J.KIM
|
|
S.N.KAUL
|
|
S.P.ADARKAR
|
|
S.P.BANERJEE
|
|
S.P.NAGARKATTE
|
|
S.V.MAULEKAR
|
|
SADASHIV SAWRIKAR
|
|
SADHU RAM SINGHLA
|
|
SANJAY DALMIA
|
|
SHAILJA BAGRODIA
|
|
SHEBA VASWANI
|
|
SUDHA SANGHI
|
|
SURENDER PAL
|
|
SYRUS WADIA
|
|
T.L.RAMAN
|
|
T.M.JAGAMOHAN
|
|
T.MATHEW
|
|
U.I.KO
|
|
V.K.SAXENA
|
|
V.NARAYAN
|
|
VED BERRY
|
|
VIJAY KUAMAR J.RANE
|
|
VIJAYA RAYANA
|
|
VINAY MEHRA
|
|
VINAY SHUKLA
|
|
VINOD KUMAR
|
|
VIVEK BHARAT
|
|
Y.C.KIM
|
|
Y.N.WANG
|
|
Y.T.CHO
|
|
NOT AVAILABLE
|
PROSECUTION CASES FILED BY SFIO
15-MAR-2017
|
|
480 |
|
URO AGRO INDIA LTD.
|
|
|
ARUN SIDDHANTA
|
|
ASHIT KUMAR SAHA
|
|
ASIM MONDAL
|
|
ATANU KUMAR SINHA
|
|
BICHITRA NANDA MUNI
|
|
BIKASH SARKAR
|
|
BISWAPRIYA GIRI
|
|
DEBU GHOSH
|
|
GORA CHAND MUKHERJEE
|
|
GORI GIRI
|
|
IPSITA DAS GIRI
|
|
J.L.BHATIA
|
|
NAYAN BANERJEE
|
|
NOOR MOHAMMAD
|
|
PRANAB PAUL
|
|
PRASUN MONDAL
|
|
PULAK MISTRY
|
|
RAM SUNDER BHATTACHARYA
|
|
RANENDRA NATH DASS
|
|
S.K. BASAR
|
|
SACHINDRA NATH BHATTACHARYA
|
|
SAMIRAN DAS
|
|
SANJAY KUMAR SHARMA
|
|
SANJEEV BHATIA
|
|
SANJOY ACHARYA
|
|
SANJOY CHOWHAN
|
|
SHYAMAL ADHIKARY
|
|
SUSHIL KUMAR SHARMA
|
|
TAPAS KUMAR SAHA
|
|
TARAK NATH DATTA
|
|
VANDANA BHATIA
|
|
VIMAL CHOWDHARY
|
|
NOT AVAILABLE
|
PROSECUTION CASES FILED BY SFIO
15-MAR-2017
|
|
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
|
|
Page 24 of 27
|