| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 441 |
|
TANVI GEMS
|
|
|
|
DEEPAK KUMAR JAIN
|
|
|
DULRAJ U.JAIN
|
|
|
DULRAJ U.JAIN
|
|
|
GEETA UMAR RAZZAKI
|
|
|
JITENDRA KUMAR JAIN
|
|
|
JITENDRA KUMAR JAIN
|
|
|
KAISER
|
|
|
MANOJ B.VIGHE
|
|
|
MANOJ JAIN
|
|
|
MOHAMMED AABID
|
|
|
NAIM MUNNAWAR
|
|
|
P.S.SAKHALKAR
|
|
|
PRAVIN B.PARKER
|
|
|
RAHUL JAIN
|
|
|
RAJESH B.CHOUDHARY
|
|
|
RAMESH C.MISHRA
|
|
|
RANJIT SHETTY
|
|
|
SANJAY JHALANI
|
|
|
SEEMA UMAR RAZZAKI
|
|
|
SYED M.MASOOD
|
|
|
UMAR I.RAZZAKI
|
|
NOT AVAILABLE
|
PROSECUTION CASES FILED BY SFIO
15-MAR-2017
|
|
| 442 |
|
|
TRIUMPH INTERNATIONAL FINANCE INDIA LTD.
|
|
|
|
A.R.KAPADIA
|
|
|
DHARMEN BHASKAR SHAH
|
|
|
DHARMESH HASMUKH DOSHI
|
|
|
JATIN SARVAIYA
|
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
KETAN VINAYCHANDRA PAREKH
|
|
|
PARAG P.DOSHI
|
|
|
VIPUL DINESH PAREKH
|
|
NOT AVAILABLE
|
PROSECUTION CASES FILED BY SFIO
15-MAR-2017
|
|
| 443 |
|
|
TRIUMPH INTERNATIONAL FINANCE INDIA LTD.
|
|
|
|
JATIN SARVAIYA
|
|
VIOLATED SECTION 383A OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 444 |
|
|
TRIUMPH INTERNATIONAL FINANCE INDIA LTD.
|
|
|
|
DHARMESH HASMUKH DOSHI
|
|
|
JATIN SARVAIYA
|
|
VIOLATED SECTION 211 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 445 |
|
|
TRIUMPH INTERNATIONAL FINANCE INDIA LTD.
|
|
|
|
DHARMEN BHASKAR SHAH
|
|
|
DHARMESH HASMUKH DOSHI
|
|
|
JATIN SARVAIYA
|
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
S.R.KAPADIA
|
|
|
VIPUL DINESH PAREKH
|
|
VIOLATED SECTION 295 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 446 |
|
|
TRIUMPH INTERNATIONAL FINANCE INDIA LTD.
|
|
|
|
JATIN SARVAIYA
|
|
VIOLATED SECTIONS 198, 309 READ WITH 629 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 447 |
|
|
TRIUMPH INTERNATIONAL FINANCE INDIA LTD.
|
|
|
|
DHARMESH HASMUKH DOSHI
|
|
|
JATIN SARVAIYA
|
|
VIOLATED SECTION 297 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 448 |
|
|
TRIUMPH INTERNATIONAL FINANCE INDIA LTD.
|
|
|
SERIOUS BREACH OF COMPANIES ACT
|
CASES FILED BY SFIO AFTER OBTAINING SANCTION FOR PROSECUTION ON THE BASIS OF INVESTIGATION REPORTS SUBMITTED BY SFIO
30-JUN-2012
|
|
| 449 |
|
|
TRIUMPH INTERNATIONAL FINANCE INDIA LTD.
|
|
|
FRAUDULENT ACTS COMMITTED BY MANAGEMENT
|
CASE FILED OF OPPRESSION AND MISMANAGEMENT
31-MAY-2011
|
|
| 450 |
|
|
TRIUMPH SECURITIES LTD.
|
|
|
|
AMIT K.PAREKH
|
|
|
DHARMESH HASMUKH DOSHI
|
|
|
DHIREN K.BHATIA
|
|
|
JATIN RAJNIKANT SARVAIYA
|
|
|
KETAN VINAYCHANDRA PAREKH
|
|
|
KIRTI K.PAREKH
|
|
|
S.K.JAIN
|
|
NOT AVAILABLE
|
PROSECUTION CASES FILED BY SFIO
15-MAR-2017
|
|
| 451 |
|
|
TRIUMPH SECURITIES LTD.
|
|
|
FRAUDULENT ACTS COMMITTED BY MANAGEMENT
|
CASE FILED OF OPPRESSION AND MISMANAGEMENT
31-MAY-2011
|
|
| 452 |
|
|
TRIUMPH SECURITIES LTD.
|
|
|
|
DHIREN K.BHATIA
|
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
KETAN VINAYCHANDRA PAREKH
|
|
VIOLATED SECTION 49 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 453 |
|
|
TRIUMPH SECURITIES LTD.
|
|
|
|
DHIREN K.BHATIA
|
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
KETAN VINAYCHANDRA PAREKH
|
|
VIOLATED SECTION 220 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 454 |
|
|
TRIUMPH SECURITIES LTD.
|
|
|
|
AMIT K.PAREKH
|
|
|
DHARMESH HASMUKH DOSHI
|
|
|
DHIREN K.BHATIA
|
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
KETAN VINAYCHANDRA PAREKH
|
|
VIOLATED SECTION 295 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 455 |
|
|
TRIUMPH SECURITIES LTD.
|
|
|
|
DHIREN K.BHATIA
|
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
KETAN VINAYCHANDRA PAREKH
|
|
VIOLATED SECTION 159 READ WITH 162 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 456 |
|
|
TRIUMPH SECURITIES LTD.
|
|
|
|
DHIREN K.BHATIA
|
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
KETAN VINAYCHANDRA PAREKH
|
|
VIOLATED SECTION 159 READ WITH 162 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 457 |
|
|
TRIUMPH SECURITIES LTD.
|
|
|
|
AMIT K.PAREKH
|
|
|
DHARMESH HASMUKH DOSHI
|
|
|
DHIREN K.BHATIA
|
|
|
JATIN RAJNIKANT SARVAIYA
|
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
KETAN VINAYCHANDRA PAREKH
|
|
VIOLATED SECTIONS 198, 309, 269 READ WITH 629A OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 458 |
|
|
TRIUMPH SECURITIES LTD.
|
|
|
|
DHIREN K.BHATIA
|
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
KETAN VINAYCHANDRA PAREKH
|
|
VIOLATED SECTIONS 621 READ WITH 217(3) OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 459 |
|
|
TRIUMPH SECURITIES LTD.
|
|
|
|
AMIT K.PAREKH
|
|
|
DHARMESH HASMUKH DOSHI
|
|
|
DHIREN K.BHATIA
|
|
|
JATIN RAJNIKANT SARVAIYA
|
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
KETAN VINAYCHANDRA PAREKH
|
|
VIOLATED SECTIONS 621 READ WITH 217(3) OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 460 |
|
|
TRIUMPH SECURITIES LTD.
|
|
|
|
AMIT K.PAREKH
|
|
|
DHARMESH HASMUKH DOSHI
|
|
|
DHIREN K.BHATIA
|
|
|
JATIN RAJNIKANT SARVAIYA
|
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
KETAN VINAYCHANDRA PAREKH
|
|
VIOLATED SECTION 49 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 23 of 27
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