| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 301 |
|
DHIREN K.BHATIA
|
|
|
|
TRIUMPH SECURITIES LTD.
|
|
VIOLATED SECTIONS 220 READ WITH 162 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 302 |
|
|
DHIREN K.BHATIA
|
|
|
|
TRIUMPH SECURITIES LTD.
|
|
VIOLATED SECTION 49 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 303 |
|
|
DHIREN K.BHATIA
|
|
|
|
TRIUMPH SECURITIES LTD.
|
|
VIOLATED SECTION 49 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 304 |
|
|
DHIREN K.BHATIA
|
|
|
|
TRIUMPH SECURITIES LTD.
|
|
VIOLATED SECTIONS 621 READ WITH 217(3) OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 305 |
|
|
DHIREN K.BHATIA
|
|
|
|
TRIUMPH SECURITIES LTD.
|
|
VIOLATED SECTIONS 297 READ WITH 629A OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 306 |
|
|
DHIREN K.BHATIA
|
|
|
|
TRIUMPH SECURITIES LTD.
|
|
VIOLATED SECTION 383A OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 307 |
|
|
DHIREN K.BHATIA
|
|
|
|
TRIUMPH SECURITIES LTD.
|
|
VIOLATED SECTION 372A OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 308 |
|
|
DIAGARSSANE SUBRAMANIAN
|
|
|
|
C & S SYSTEMS TECHNOLOGIES PVT.LTD.
|
|
NOT AVAILABLE
|
PROSECUTION CASES FILED BY SFIO
15-MAR-2017
|
|
| 309 |
|
|
DINESH AGGARWAL
|
|
|
|
SHONKH TECHNOLOGIES INTERNATIONAL LTD.
|
|
NOT AVAILABLE
|
PROSECUTION CASES FILED BY SFIO
15-MAR-2017
|
|
| 310 |
|
|
DINESH AGGARWAL
|
|
|
|
SHONKH TECHNOLOGIES INTERNATIONAL LTD.
|
|
VIOLATED SECTION 209 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 311 |
|
|
DINESH AGGARWAL
|
|
|
|
SHONKH TECHNOLOGIES INTERNATIONAL LTD.
|
|
VIOLATED SECTION 211 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 312 |
|
|
DINESH AGGARWAL
|
|
|
|
SHONKH TECHNOLOGIES INTERNATIONAL LTD.
|
|
VIOLATED SECTION 217 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 313 |
|
|
DINESH C.ANIRUDHAN
|
|
|
|
SAVITRI FINLEASE & SECURITIES LTD.
|
|
NOT AVAILABLE
|
PROSECUTION CASES FILED BY SFIO
15-MAR-2017
|
|
| 314 |
|
|
DINESH DALMIA
|
|
|
|
DSQ SOFTWARE LTD.
|
|
VIOLATED SECTION 621 FOR VIOLATION OF SECTION 77 AND 13 READ WITH 629A OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 315 |
|
|
DINESH KUMAR SHARMA
|
|
|
|
BONANZA BIOTECH LTD.
|
|
NOT AVAILABLE
|
PROSECUTION CASES FILED BY SFIO
15-MAR-2017
|
|
| 316 |
|
|
DINESH PARASHAR
|
|
|
|
JVG HOTELS LTD.
|
|
NOT AVAILABLE
|
PROSECUTION CASES FILED BY SFIO
15-MAR-2017
|
|
| 317 |
|
|
DINESH PARASHAR
|
|
|
|
JVG STEELS INDIA LTD.
|
|
NOT AVAILABLE
|
PROSECUTION CASES FILED BY SFIO
15-MAR-2017
|
|
| 318 |
|
|
DINESH PARASHAR
|
|
|
|
JVG SECURITIES LTD.
|
|
NOT AVAILABLE
|
PROSECUTION CASES FILED BY SFIO
15-MAR-2017
|
|
| 319 |
|
|
DINESH PATEL
|
|
|
|
SOUNDCRAFT INDUSTRIES LTD.
|
|
NOT AVAILABLE
|
PROSECUTION CASES FILED BY SFIO
15-MAR-2017
|
|
| 320 |
|
|
DINESH PRASHAR
|
|
|
|
JVG HOUSING FINANCE LTD.
|
|
NOT AVAILABLE
|
PROSECUTION CASES FILED BY SFIO
15-MAR-2017
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 16 of 99
|
