| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 281 |
|
DHARMESH HASMUKH DOSHI
|
|
|
|
TRIUMPH SECURITIES LTD.
|
|
VIOLATED SECTIONS 621 READ WITH 217(3) OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 282 |
|
|
DHARMESH HASMUKH DOSHI
|
|
|
|
TRIUMPH INTERNATIONAL FINANCE INDIA LTD.
|
|
NOT AVAILABLE
|
PROSECUTION CASES FILED BY SFIO
15-MAR-2017
|
|
| 283 |
|
|
DHARMESH HASMUKH DOSHI
|
|
|
|
TRIUMPH SECURITIES LTD.
|
|
VIOLATED SECTIONS 415, 420 READ WITH 34 OF IPC, 1860
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 284 |
|
|
DHARMESH HASMUKH DOSHI
|
|
|
|
ADANI PROPERTIES PVT.LTD.
|
|
|
ADANI EXPORTS LTD.
|
|
|
TRIUMPH SECURITIES LTD.
|
|
NOT AVAILABLE
|
PROSECUTION CASES FILED BY SFIO
15-MAR-2017
|
|
| 285 |
|
|
DHARMESH HASMUKH DOSHI
|
|
|
|
TRIUMPH SECURITIES LTD.
|
|
VIOLATED SECTIONS 198, 309, 269 READ WITH 629A OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 286 |
|
|
DHARMESH HASMUKH DOSHI
|
|
|
|
TRIUMPH SECURITIES LTD.
|
|
VIOLATED SECTION 295 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 287 |
|
|
DHIREN K.BHATIA
|
|
|
|
TRIUMPH SECURITIES LTD.
|
|
VIOLATED SECTION 295 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 288 |
|
|
DHIREN K.BHATIA
|
|
|
|
TRIUMPH SECURITIES LTD.
|
|
VIOLATED SECTION 159 READ WITH 162 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 289 |
|
|
DHIREN K.BHATIA
|
|
|
|
TRIUMPH SECURITIES LTD.
|
|
VIOLATED SECTION 159 READ WITH 162 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 290 |
|
|
DHIREN K.BHATIA
|
|
|
|
TRIUMPH SECURITIES LTD.
|
|
VIOLATED SECTIONS 198, 309, 269 READ WITH 629A OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 291 |
|
|
DHIREN K.BHATIA
|
|
|
|
TRIUMPH SECURITIES LTD.
|
|
VIOLATED SECTIONS 621 READ WITH 217(3) OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 292 |
|
|
DHIREN K.BHATIA
|
|
|
|
ADANI EXPORTS LTD.
|
|
|
TRIUMPH SECURITIES LTD.
|
|
|
ADANI PROPERTIES PVT.LTD.
|
|
NOT AVAILABLE
|
PROSECUTION CASES FILED BY SFIO
15-MAR-2017
|
|
| 293 |
|
|
DHIREN K.BHATIA
|
|
|
|
TRIUMPH SECURITIES LTD.
|
|
VIOLATED SECTIONS 415, 420 READ WITH 34 OF IPC, 1860
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 294 |
|
|
DHIREN K.BHATIA
|
|
|
|
TRIUMPH SECURITIES LTD.
|
|
VIOLATED SECTION 49 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 295 |
|
|
DHIREN K.BHATIA
|
|
|
|
TRIUMPH SECURITIES LTD.
|
|
VIOLATED SECTION 49 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 296 |
|
|
DHIREN K.BHATIA
|
|
|
|
TRIUMPH SECURITIES LTD.
|
|
VIOLATED SECTION 220 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 297 |
|
|
DHIREN K.BHATIA
|
|
|
|
TRIUMPH SECURITIES LTD.
|
|
VIOLATED SECTIONS 621 READ WITH 217(3) OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 298 |
|
|
DHIREN K.BHATIA
|
|
|
|
TRIUMPH SECURITIES LTD.
|
|
VIOLATED SECTIONS 621 READ WITH 217(3) OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 299 |
|
|
DHIREN K.BHATIA
|
|
|
|
TRIUMPH SECURITIES LTD.
|
|
VIOLATED SECTIONS 621 READ WITH 217(3) OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 300 |
|
|
DHIREN K.BHATIA
|
|
|
|
TRIUMPH SECURITIES LTD.
|
|
VIOLATED SECTIONS 621 READ WITH 217(3) OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 15 of 99
|
