| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 261 |
|
NH SECURITIES LTD.
|
|
|
|
KIRTIKUMAR NARBHERAM PAREKH
|
|
|
NAVINCHANDRA NARBHERAM PAREKH
|
|
|
VINAYCHANDRA NARBHERAM PAREKH
|
|
VIOLATED SECTION 217 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 262 |
|
|
NH SECURITIES LTD.
|
|
|
|
KIRTIKUMAR NARBHERAM PAREKH
|
|
|
NAVINCHANDRA NARBHERAM PAREKH
|
|
|
VINAYCHANDRA NARBHERAM PAREKH
|
|
VIOLATED SECTION 295 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 263 |
|
|
NH SECURITIES LTD.
|
|
|
|
KIRTIKUMAR NARBHERAM PAREKH
|
|
|
NAVINCHANDRA NARBHERAM PAREKH
|
|
|
VINAYCHANDRA NARBHERAM PAREKH
|
|
VIOLATED SECTION 628 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 264 |
|
|
NH SECURITIES LTD.
|
|
|
|
KIRTIKUMAR NARBHERAM PAREKH
|
|
|
NAVINCHANDRA NARBHERAM PAREKH
|
|
|
VINAYCHANDRA NARBHERAM PAREKH
|
|
VIOLATED SECTIONS 628 READ WITH 211 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 265 |
|
|
NH SECURITIES LTD.
|
|
|
|
KIRTIKUMAR NARBHERAM PAREKH
|
|
|
NAVINCHANDRA NARBHERAM PAREKH
|
|
|
VINAYCHANDRA NARBHERAM PAREKH
|
|
VIOLATED SECTIONS 628 READ WITH 211 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 266 |
|
|
NH SECURITIES LTD.
|
|
|
|
KIRTIKUMAR NARBHERAM PAREKH
|
|
|
NAVINCHANDRA NARBHERAM PAREKH
|
|
|
VINAYCHANDRA NARBHERAM PAREKH
|
|
VIOLATED SECTIONS 628 READ WITH 211 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 267 |
|
|
NH SECURITIES LTD.
|
|
|
|
KIRTIKUMAR NARBHERAM PAREKH
|
|
|
NAVINCHANDRA NARBHERAM PAREKH
|
|
|
VINAYCHANDRA NARBHERAM PAREKH
|
|
VIOLATED SECTIONS 628 READ WITH 211 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 268 |
|
|
NH SECURITIES LTD.
|
|
|
|
KIRTIKUMAR NARBHERAM PAREKH
|
|
|
NAVINCHANDRA NARBHERAM PAREKH
|
|
|
VINAYCHANDRA NARBHERAM PAREKH
|
|
VIOLATED SECTIONS 297 READ WITH 629A OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 269 |
|
|
NH SECURITIES LTD.
|
|
|
|
KIRTIKUMAR NARBHERAM PAREKH
|
|
|
NAVINCHANDRA NARBHERAM PAREKH
|
|
|
VINAYCHANDRA NARBHERAM PAREKH
|
|
VIOLATED SECTION 372A OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 270 |
|
|
NH SECURITIES LTD.
|
|
|
SERIOUS BREACH OF COMPANIES ACT
|
CASES FILED BY SFIO AFTER OBTAINING SANCTION FOR PROSECUTION ON THE BASIS OF INVESTIGATION REPORTS SUBMITTED BY SFIO
30-JUN-2012
|
|
| 271 |
|
|
NICCO UCO ALLIANCE CREDIT LTD.
|
|
|
SERIOUS BREACH OF COMPANIES ACT
|
CASES FILED BY SFIO AFTER OBTAINING SANCTION FOR PROSECUTION ON THE BASIS OF INVESTIGATION REPORTS SUBMITTED BY SFIO
30-JUN-2012
|
|
| 272 |
|
|
NICCO UCO ALLIANCE CREDIT LTD.
|
|
|
|
BIMLENDU SHANKAR GUPTA
|
|
|
BISWAJIT ROY
|
|
|
DEBDATTA SAILA
|
|
|
KARTICK KUMAR CHATTERJEE
|
|
|
L.N.KAUL
|
|
|
P.N.RAMANATHAN
|
|
|
SUSANTA KUMAR MUKHERJEE
|
|
NOT AVAILABLE
|
PROSECUTION CASES FILED BY SFIO
15-MAR-2017
|
|
| 273 |
|
|
NIRMALA DWELLINGS PVT.LTD.
|
|
|
|
BABULAL GUPTA
|
|
|
KARUNA SHANKAR ARYA
|
|
|
LUVKUSH TRIPATHI
|
|
|
NAVNEET KUMAR GUPTA
|
|
|
P.PRAMOD MISRA
|
|
|
PRADEEP PURWAR
|
|
|
RABINDRA KUMAR GUPTA
|
|
|
RAJESH KUMAR DIXIT
|
|
|
SANTOSH KUMAR SAHU
|
|
NOT AVAILABLE
|
PROSECUTION CASES FILED BY SFIO
15-MAR-2017
|
|
| 274 |
|
|
NIRMALA DWELLINGS PVT.LTD.
|
|
|
|
AKASH KUMAR SAHU
|
|
|
CHARULATA SAHU
|
|
|
GYAN PRATAP DWIVEDI
|
|
|
KARUNA SHANKAR ARYA
|
|
|
MUKUND ROY
|
|
|
NEERAJ KUMAR SAHU
|
|
|
NEHA SAHU
|
|
|
NISHA SAHU
|
|
|
PRADEEP PURWAR
|
|
|
RABINDRA KUMAR GUPTA
|
|
|
RACHNA SAHU
|
|
|
RAJ YADAV
|
|
|
SANJAY SRIVASTAVA
|
|
|
VIJAY KUMAR SAHU
|
|
NOT AVAILABLE
|
PROSECUTION CASES FILED BY SFIO
15-MAR-2017
|
|
| 275 |
|
|
NIRMALA SAHU BUSINESS COMPLEX PVT.LTD.
|
|
|
|
AKASH KUMAR SAHU
|
|
|
CHARULATA SAHU
|
|
|
GYAN PRATAP DWIVEDI
|
|
|
KARUNA SHANKAR ARYA
|
|
|
MUKUND ROY
|
|
|
NEERAJ KUMAR SAHU
|
|
|
NEHA SAHU
|
|
|
NISHA SAHU
|
|
|
PRADEEP PURWAR
|
|
|
RABINDRA KUMAR GUPTA
|
|
|
RACHNA SAHU
|
|
|
RAJ YADAV
|
|
|
SANJAY SRIVASTAVA
|
|
|
VIJAY KUMAR SAHU
|
|
NOT AVAILABLE
|
PROSECUTION CASES FILED BY SFIO
15-MAR-2017
|
|
| 276 |
|
|
P R DIAMONDS
|
|
|
|
DEEPAK KUMAR JAIN
|
|
|
DULRAJ U.JAIN
|
|
|
DULRAJ U.JAIN
|
|
|
GEETA UMAR RAZZAKI
|
|
|
JITENDRA KUMAR JAIN
|
|
|
JITENDRA KUMAR JAIN
|
|
|
KAISER
|
|
|
MANOJ B.VIGHE
|
|
|
MANOJ JAIN
|
|
|
MOHAMMED AABID
|
|
|
NAIM MUNNAWAR
|
|
|
P.S.SAKHALKAR
|
|
|
PRAVIN B.PARKER
|
|
|
RAHUL JAIN
|
|
|
RAJESH B.CHOUDHARY
|
|
|
RAMESH C.MISHRA
|
|
|
RANJIT SHETTY
|
|
|
SANJAY JHALANI
|
|
|
SEEMA UMAR RAZZAKI
|
|
|
SYED M.MASOOD
|
|
|
UMAR I.RAZZAKI
|
|
NOT AVAILABLE
|
PROSECUTION CASES FILED BY SFIO
15-MAR-2017
|
|
| 277 |
|
|
PALAMOOR AGRO COMPLEX LTD.
|
|
|
|
A.B.P.S.SHASTRY
|
|
|
ALE MAHESH
|
|
|
BOBBILI SUDHAKAR REDDY
|
|
|
NAKKA SRINIVAS
|
|
|
R.MANOHAR RAO
|
|
|
S.RAMESH REDDY
|
|
|
TALLOWOJU ACHARY
|
|
NOT AVAILABLE
|
PROSECUTION CASES FILED BY SFIO
15-MAR-2017
|
|
| 278 |
|
|
PANTHER FINCAP & MANAGEMENT SERVICES LTD.
|
|
|
|
JAYANT N.PAREKH
|
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
KETAN VINAYCHANDRA PAREKH
|
|
|
KIRTIKUMAR NARBHERAM PAREKH
|
|
|
VIPUL DINESH PAREKH
|
|
NOT AVAILABLE
|
PROSECUTION CASES FILED BY SFIO
15-MAR-2017
|
|
| 279 |
|
|
PANTHER FINCAP & MANAGEMENT SERVICES LTD.
|
|
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
KETAN VINAYCHANDRA PAREKH
|
|
|
KIRTIKUMAR NARBHERAM PAREKH
|
|
VIOLATED SECTION 299 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 280 |
|
|
PANTHER FINCAP & MANAGEMENT SERVICES LTD.
|
|
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
NAVINCHANDRA NARBHERAM PAREKH
|
|
VIOLATED SECTION 628 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 14 of 27
|
