| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
HEMANT R.PATEL
(PAN:ADYPP4929N)
|
|
|
INDULGED IN COMMUNICATION OF UNPUBLISHED PRICE SENSITIVE INFORMATION TO RELATIVES WHO UNDERTOOK TRANSACTIONS IN SCRIP OF KLG CAPITAL SERVICES LTD. VIOLATING REGULATION 11 OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992
|
DIRECTED TO DISGORGE RS.2,54,636 ALONG WITH OTHER ENTITIES/PERSONS
09-DEC-2020
|
DIRECTED STOCK EXCHANGES TO (I) SQUARE OFF EXISTING OPEN POSITIONS IN F&O SEGMENT. (II) STRICTLY ENSURE THAT NO FRESH POSITIONS ARE CREATED AS PER WTM ORDER DATED 24/09/2009
SAT: APPEAL DISPOSED OFF AS APPLICANT STATES THAT REPLY SHALL BE FILED WITHIN FOUR WEEKS WITH NO ORDER AS TO COSTS
SAT: IMPUGNED ORDER DATED 22/09/2009 SET ASIDE AND CASE REMANDED TO WHOLE TIME MEMBER WITH NO ORDER AS TO COSTS
SEBI VIDE ITS ORDER DATED 24/07/2014 DIRECTED 1. NOT TO BUY, SELL OR DEAL IN SECURITIES MARKET IN ANY MANNER WHATSOEVER, OR ACCESS SECURITIES MARKET, DIRECTLY OR INDIRECTLY FOR A PERIOD OF TEN (10) YEARS FROM DATE OF THIS ORDER AND 2. NOT TO HOLD POSITION OF DIRECTOR IN BOARD OF DIRECTORS OF ANY LISTED COMPANY FOR A PERIOD OF TEN (10) YEARS FROM DATE OF THIS ORDER
SEBI VIDE ITS ORDER DATED 24/07/2014 DIRECTED TO DISGORGE UNLAWFUL GAIN OF RS.42,58,183 AND ALSO PAY RS.31,29,816, BEING SIMPLE INTEREST @ 12% P.A. FOR 6 YEARS (2008-14) ON UNLAWFUL GAIN OF RS.73,87,999
SAT: SAT VIDE ITS ORDER DATED 05/02/2015 QUASHED AND SET ASIDED THE IMPUGNED ORDER DATED 24/07/2014 AND RESTORED THE MATTER TO THE FILE OF SEBI FOR PASSING COMMON ORDER. NO COSTS
SEBI VIDE ITS ORDER DATED 09/12/2020 DIRECTED TO A) DISGORGE WRONGUL GAIN RS.2,54,636.00 ALONGWITH SIMPLE INTEREST @ 12% P.A. FROM 29/02/2008 TILL DATE WHEN THE AMOUNT ACTUALLY DISGORGED B) NOT TO BUY, SELL OR DEAL IN SECURITIES MARKET IN ANY MANNER WHATSOEVER OR ACCESS SECURITIES MARKET,DIRECTLY OR INDIRECTLY FOR PERIOD OF FIVE YEARS FROM DATE OF THIS ORDER OR TILL DISGORGEMENT C) NOT TO HOLD POSITION OF DIRECTOR IN BOARD OF DIRECTORS OF ANY LISTED COMPANY FOR FIVE YEARS FROM DATE OF THIS ORDER OR TILL DISGORGEMENT
SEBI VIDE ITS ORDER DATED 22/22/2014 PERMITTED A) TO SQUARE OFF ANY OPEN POSITION HELD IN DERIVATIVE SEGMENT B) TO ACCESS AND UTILIZE THE FUNDS DEPOSITED IN THE BANK ACCOUNT (AXIS BANK A/C NO.909010042957248) IN TERMS OF ORDERS DATED 10/11/2019 (MISC.APPLICATION NO.94 OF 2009) 21/12/2009 (MISC.APPLICATION NO.102 OF 2009) 15/01/2010 (MISC.APPLICATION NO.4 OF 2010) AND 28/04/2010 (MISC.APPLICATION NO. 37 OF 2010) OF THE SAT). THE FUNDS LYING THEREIN WILL BE FIRST UTILIZED FOR PAYMENT OF DISGORGEMENT AMOUNT AND APPLICABLE INTEREST AS DIRECTED IN SEBI ORDER DATED 09/12/2020
SEBI VIDE ITS ORDER DATED 22/12/2020 PERMITTED A) TO AVAIL THE BENEFITS OF ANY CORPORATE ACTION LIKE BONUS ISSUES, RIGHTS ISSUE ETC. B) TO DEMATERIALIZE THE SECURITIES HELD IN PHYSICAL FORM AND CREDITED INTO THEIR DEMAT ACCOUNT AND (C) TO DEMATERIALIZE AND RECEIVE CREDIT OF THOSE SECURITIES IN THEIR DEMAT ACCOUNT(S) WHICH ARE ENTITLED TO INHERIT / RECEIVE UPON TRANSMISSION
|
| 2 |
|
|
N.NARAYANAN
(PAN:ABXPN6447Q)
|
|
|
|
PYRAMID SAIMIRA THEATRE LTD.
|
|
INDULGED IN ISSUANCE OF MISLEADING PUBLIC ANNOUNCEMENTS TO CREATE PUBLIC INTEREST IN SCRIP OF PYRAMID SAIMIRA THEATRE LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 18-APR-2011 TO 17-APR-2013
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 18-APR-2011 TO 17-APR-2013
DIRECTED NOT TO HOLD POSITION OF DIRECTOR IN BOARD OF ANY LISTED COMPANY FROM 18-APR-2011 TO 17-APR-2013
18-APR-2011
|
SAT: APPEAL DISMISSED WITH NO ORDER AS TO COSTS
|
| 3 |
|
|
N.RAVICHANDRAN
(PAN:AABPN7069H)
|
|
|
|
SKIL INFRASTRUCTURE LTD.
CIN:L36911MH1983PLC178299
|
|
INDULGED IN COMMUNICATION OF UNPUBLISHED PRICE SENSITIVE INFORMATION TO RELATIVES WHO UNDERTOOK TRANSACTIONS IN SCRIP OF KLG CAPITAL SERVICES LTD. VIOLATING REGULATION 11 OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 24-JUL-2014 TO 23-FEB-2024
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 24-JUL-2014 TO 23-FEB-2024
DIRECTED NOT TO HOLD POSITION OF DIRECTOR IN BOARD OF ANY LISTED COMPANY FROM 24-JUL-2014 TO 23-FEB-2024
22-SEP-2009
|
DIRECTED STOCK EXCHANGES TO (I) SQUARE OFF EXISTING OPEN POSITIONS IN F&O SEGMENT. (II) STRICTLY ENSURE THAT NO FRESH POSITIONS ARE CREATED AS PER WTM ORDER DATED 24/09/2009
SAT: APPEAL DISPOSED OFF AS APPLICANT STATES THAT REPLY SHALL BE FILED WITHIN FOUR WEEKS WITH NO ORDER AS TO COSTS
SAT: IMPUGNED ORDER DATED 22/09/2009 SET ASIDE AND CASE REMANDED TO WHOLE TIME MEMBER WITH NO ORDER AS TO COSTS
SEBI VIDE ITS ORDER DATED 24/07/2014 DIRECTED 1. NOT TO BUY, SELL OR DEAL IN SECURITIES MARKET IN ANY MANNER WHATSOEVER, OR ACCESS SECURITIES MARKET, DIRECTLY OR INDIRECTLY FOR A PERIOD OF TEN (10) YEARS FROM DATE OF THIS ORDER AND 2. NOT TO HOLD POSITION OF DIRECTOR IN BOARD OF DIRECTORS OF ANY LISTED COMPANY FOR A PERIOD OF TEN (10) YEARS FROM DATE OF THIS ORDER
SAT: SAT VIDE ITS ORDER DATED 05/02/2015 QUASHED AND SET ASIDED THE IMPUGNED ORDER DATED 24/07/2014 AND RESTORED THE MATTER TO THE FILE OF SEBI FOR PASSING COMMON ORDER. NO COSTS
SEBI VIDE ITS ORDER DATED 22/12/2020 PERMITTED A) TO AVAIL THE BENEFITS OF ANY CORPORATE ACTION LIKE BONUS ISSUES, RIGHTS ISSUE ETC. B) TO DEMATERIALIZE THE SECURITIES HELD IN PHYSICAL FORM AND CREDITED INTO THEIR DEMAT ACCOUNT AND (C) TO DEMATERIALIZE AND RECEIVE CREDIT OF THOSE SECURITIES IN THEIR DEMAT ACCOUNT(S) WHICH ARE ENTITLED TO INHERIT / RECEIVE UPON TRANSMISSION
SAT: SAT VIDE ITS ORDER DATED 22/06/2021 CONDONED THE DELAY OF 470 DAYS IN FILING OF APPEAL AND ALLOWED RESPONDENT THREE WEEKS TIME TO FILE A REPLY TO MEMO OF APPEAL AND APPELLANTS TO FILE REJOINDER THREE WEEKS THEREAFTER
SAT: SAT VIDE ITS ORDER DATED 26/08/2021 ALLOWED APPELLANTS TWO WEEKS TIME TO FILE REJOINDER
|
| 4 |
|
|
N.RAVICHANDRAN
(PAN:AABPN7069H)
|
|
|
TRADED WHILE IN POSSESSION OF UNPUBLISHED PRICE SENSITIVE INFORMATION VIOLATING SECTIONS 12A(D) AND (E) OF SEBI ACT, 1992 READ WITH REGULATION 3(I), 3(II) AND 4 OF SEBI (PIT) REGULATION, 1992 IN MATTER OF KLG CAPITAL SERVICES LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 05-NOV-2019 TO 23-JUL-2024
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 05-NOV-2019 TO 23-JUL-2024
DIRECTED NOT TO HOLD POSITION OF DIRECTOR IN BOARD OF ANY LISTED COMPANY FROM 05-NOV-2019 TO 23-JUL-2024
05-NOV-2019
|
SEBI VIDE ITS ORDER DATED 02/06/2020 A) PERMITTED TO SUBSCRIBE TO SHARES IN RIGHTS ISSUE OF RELIANCE INDUSTRIES LTD. UP TO ENTITLEMENT B) PERMITTED TO CONVERT PHYSICAL SHARE CERTIFICATES AS ON DATE OF THE ORDER INTO DEMAT FORM WITHIN THREE MONTHS OF DATE OF THIS ORDER C) CONTINUE TO REMAIN DEBARRED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, IN ANY MANNER WHATSOEVER OR ACCESSING SECURITIES MARKET, DIRECTLY OR INDIRECTLY, TILL DEBARMENT PERIOD IS OVER
SAT: SAT VIDE ITS ORDER DATED 12/05/2021 INFORMED THAT THE RESPONDENT WILL OPPOSE THE APPLICATION FOR CONDONATION OF DELAY OF 470 DAYS IN FILING OF APPEAL AND DIRECTED RESPONDENT TO FILE REPLY WITHIN TWO WEEKS FROM DATE OF THIS ORDER AND APPELLANT TO FILE REJOINDER TWO WEEKS THEREAFTER.
SAT: SAT VIDE ITS ORDER DATED 22/06/2021 CONDONED THE DELAY OF 470 DAYS IN FILING OF APPEAL AND ALLOWED RESPONDENT THREE WEEKS TIME TO FILE A REPLY TO MEMO OF APPEAL AND APPELLANTS TO FILE REJOINDER THREE WEEKS THEREAFTER
SAT: SAT VIDE ITS ORDER DATED 26/08/2021 ALLOWED APPELLANTS TWO WEEKS TIME TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 20/09/2021 DIRECTED RESPONDENT TO FILE REPLY WITHIN THREE DAYS AND APPELLANT TO FILE REJOINDER WITHIN THREE DAYS THEREAFTER
SAT: SAT VIDE ITS ORDER DATED 29/07/2022 DISMISSED THE APPEAL. NO COSTS
|
| 5 |
|
|
P.S.SAMINATHAN
(PAN:ABHPS7396D)
|
|
|
|
PYRAMID SAIMIRA THEATRE LTD.
|
|
MISLED INVESTORS BY INFLATED PROFIT AND REVENUES BY FICTITIOUS ENTRY IN ACCOUNTS IN MATTER OF PYRAMID SAIMIRA THEATRE LTD.
MADE FALSE CORPORATE ANNOUNCEMENTS REGARDING AGREEMENTS WITH THEATRES IN MATTER OF PYRAMID SAIMIRA THEATRE LTD.
ALLOTTED CONVERTIBLE WARRANTS OF PYRAMID SAIMIRA THEATRE LTD. ON PREFERENTIAL BASIS WITHOUT CONSIDERATION TOWARDS ISSUE OF WARRANTS
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 23-DEC-2010 TO 22-DEC-2020
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 23-DEC-2010 TO 22-DEC-2020
DIRECTED NOT TO HOLD POSITION OF DIRECTOR IN BOARD OF ANY LISTED COMPANY FROM 23-DEC-2010 TO 22-DEC-2020
DIRECTED TO MAKE PUBLIC OFFER THROUGH MERCHANT BANKER TO ACQUIRE SHARES FROM PUBLIC SHAREHOLDERS BY PAYING VALUE AS PER REGULATION 23 OF SEBI (DELISTING OF EQUITY SHARES) REGULATIONS, 2009 WITHIN THREE MONTHS FROM DATE OF ORDER
DIRECTED BSE TO FACILITATE VALUATION OF SHARES TO BE PURCHASED AND COMPULSORILY DELIST COMPANY, IF PUBLIC SHAREHOLDING REDUCES BELOW MINIMUM LEVEL
23-DEC-2010
|
|
| 6 |
|
|
PRAVEENCHAND MOHNOT
(PAN:AAFPM3430K)
|
|
|
TRADED WHILE IN POSSESSION OF UNPUBLISHED PRICE SENSITIVE INFORMATION VIOLATING SECTIONS 12A(D) AND (E) OF SEBI ACT, 1992 READ WITH REGULATION 3(I), 3(II) AND 4 OF SEBI (PIT) REGULATION, 1992 IN MATTER OF KLG CAPITAL SERVICES LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 05-NOV-2019 TO 23-JUL-2024
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 05-NOV-2019 TO 23-JUL-2024
DIRECTED NOT TO HOLD POSITION OF DIRECTOR IN BOARD OF ANY LISTED COMPANY FROM 05-NOV-2019 TO 23-JUL-2024
05-NOV-2019
|
SAT: SAT VIDE ITS ORDER DATED 12/05/2021 INFORMED THAT THE RESPONDENT WILL OPPOSE THE APPLICATION FOR CONDONATION OF DELAY OF 470 DAYS IN FILING OF APPEAL AND DIRECTED RESPONDENT TO FILE REPLY WITHIN TWO WEEKS FROM DATE OF THIS ORDER AND APPELLANT TO FILE REJOINDER TWO WEEKS THEREAFTER.
SAT: SAT VIDE ITS ORDER DATED 22/06/2021 CONDONED THE DELAY OF 470 DAYS IN FILING OF APPEAL AND ALLOWED RESPONDENT THREE WEEKS TIME TO FILE A REPLY TO MEMO OF APPEAL AND APPELLANTS TO FILE REJOINDER THREE WEEKS THEREAFTER
SAT: SAT VIDE ITS ORDER DATED 26/08/2021 ALLOWED APPELLANTS TWO WEEKS TIME TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 20/09/2021 DIRECTED RESPONDENT TO FILE REPLY WITHIN THREE DAYS AND APPELLANT TO FILE REJOINDER WITHIN THREE DAYS THEREAFTER
SAT: SAT VIDE ITS ORDER DATED 29/07/2022 DISMISSED THE APPEAL. NO COSTS
|
| 7 |
|
|
PRAVEENCHAND MOHNOT
(PAN:AAFPM3430K)
|
|
|
|
SKIL INFRASTRUCTURE LTD.
CIN:L36911MH1983PLC178299
|
|
INDULGED IN COMMUNICATION OF UNPUBLISHED PRICE SENSITIVE INFORMATION TO RELATIVES WHO UNDERTOOK TRANSACTIONS IN SCRIP OF KLG CAPITAL SERVICES LTD. VIOLATING REGULATION 11 OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 24-JUL-2014 TO 23-JUL-2024
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 24-JUL-2014 TO 23-JUL-2024
DIRECTED NOT TO HOLD POSITION OF DIRECTOR IN BOARD OF ANY LISTED COMPANY FROM 24-JUL-2014 TO 23-JUL-2024
22-SEP-2009
|
SAT: APPEAL DISPOSED OFF AS APPLICANT STATES THAT REPLY SHALL BE FILED WITHIN FOUR WEEKS WITH NO ORDER AS TO COSTS
SAT: IMPUGNED ORDER DATED 22/09/2009 SET ASIDE AND CASE REMANDED TO WHOLE TIME MEMBER. NO ORDER AS TO COSTS
SEBI VIDE ITS ORDER DATED 24/07/2014 DIRECTED 1. NOT TO BUY, SELL OR DEAL IN SECURITIES MARKET IN ANY MANNER WHATSOEVER, OR ACCESS SECURITIES MARKET, DIRECTLY OR INDIRECTLY FOR A PERIOD OF TEN (10) YEARS FROM DATE OF THIS ORDER AND 2. NOT TO HOLD POSITION OF DIRECTOR IN BOARD OF DIRECTORS OF ANY LISTED COMPANY FOR A PERIOD OF TEN (10) YEARS FROM DATE OF THIS ORDER
SAT: SAT VIDE ITS ORDER DATED 05/02/2015 QUASHED AND SET ASIDED THE IMPUGNED ORDER DATED 24/07/2014 AND RESTORED THE MATTER TO THE FILE OF SEBI FOR PASSING COMMON ORDER. NO COSTS
SEBI VIDE ITS ORDER DATED 22/12/2020 PERMITTED A) TO AVAIL THE BENEFITS OF ANY CORPORATE ACTION LIKE BONUS ISSUES, RIGHTS ISSUE ETC. B) TO DEMATERIALIZE THE SECURITIES HELD IN PHYSICAL FORM AND CREDITED INTO THEIR DEMAT ACCOUNT AND (C) TO DEMATERIALIZE AND RECEIVE CREDIT OF THOSE SECURITIES IN THEIR DEMAT ACCOUNT(S) WHICH ARE ENTITLED TO INHERIT / RECEIVE UPON TRANSMISSION
SAT: SAT VIDE ITS ORDER DATED 22/06/2021 CONDONED THE DELAY OF 470 DAYS IN FILING OF APPEAL AND ALLOWED RESPONDENT THREE WEEKS TIME TO FILE A REPLY TO MEMO OF APPEAL AND APPELLANTS TO FILE REJOINDER THREE WEEKS THEREAFTER
SAT: SAT VIDE ITS ORDER DATED 26/08/2021 ALLOWED APPELLANTS TWO WEEKS TIME TO FILE REJOINDER
|
| 8 |
|
|
UMA SAMINATHAN
|
|
|
|
PYRAMID SAIMIRA THEATRE LTD.
|
|
MISLED INVESTORS BY INFLATED PROFIT AND REVENUES BY FICTITIOUS ENTRY IN ACCOUNTS IN MATTER OF PYRAMID SAIMIRA THEATRE LTD.
MADE FALSE CORPORATE ANNOUNCEMENTS REGARDING AGREEMENTS WITH THEATRES IN MATTER OF PYRAMID SAIMIRA THEATRE LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 23-DEC-2010 TO 22-DEC-2015
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 23-DEC-2010 TO 22-DEC-2015
DIRECTED NOT TO HOLD POSITION OF DIRECTOR IN BOARD OF ANY LISTED COMPANY FROM 23-DEC-2010 TO 22-DEC-2015
23-DEC-2010
|
SEBI VIDE ITS NOTICE DATED 04/06/2014 PROHIBITED AND RESTRAINED, UNTIL THE FURTHER ORDER, FROM TRANSFERRING OR CHARGING THE MENTIONED PROPERTY IN ANY WAY AND THAT ALL PERSONS BE, AND THAT THEY ARE HEREBY PROHIBITED FROM TAKING ANY BENEFIT UNDER SUCH TRANSFER OR CHARGE
SEBI VIDE ITS ORDER DATED 21/11/2014 ORDERED TO SALE OF PROPERTY (RESIDENTAIL APARTMENT) THROUGH E-AUCTION IN SATISFACTION OF DUES
SEBI VIDE ITS ORDER DATED 13/07/2015 ORDERED TO SALE OF PROPERTY (RESIDENTAIL APARTMENT) THROUGH E-AUCTION IN SATISFACTION OF DUES
SEBI VIDE ITS NOTICE DATED 19/11/2015 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUNDS FOLIOS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 13/01/2017 ORDERED TO SALE OF PROPERTY (FLAT NO.804, COMPRISING OF SUPER BUILT AREA OF 2804 SQFT, 8TH FLOOR, TOWER DEVON HIRANANDANI PALACE GARDENS, THRIVENI NAGAR, SENTHAMANGALAM VILLAGE, CHENGALPET TALUK, KANCHEEPURAM DISTRICT, TAMILNADU THROUGH E-AUCTION IN SATISFACTION OF DUES
SEBI VIDE ITS ORDER DATED 27/12/2022 DIRECTED ALL THE BANKS TO REMIT RS.2,34,36,958.00 TO THE EXTENT LYING IN THE ACCOUNT OF MS.UMA SAMINATHAN TO SEBI BY WAY OF EFT/NEFT/RTGS
SEBI VIDE ITS ORDER DATED 06/01/2023 A) PROHIBITED FROM DISPOSING, TRANSFERRING, ALIENATING OR CHARGING IN RESPECT OF ALL THE IMMOVABLE AND MOVABLE PROPERTIES LISTED IN THE ORDER B) PROHIBITED FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL, TRANSFER, ALIENATION OR CHARGE IN RESPECT OF THE PROPERTIES LISTED IN ORDER C) DIRECTED INSPECTORS GENERAL OF REGISTRATION TAMILNADU AND CONCERNED TEHSILDARS, DISTRICT REGISTRARS AND SUB-REGISTRARS OF THE RESPECTIVE AREAS WHERE THE PROPERTIES ARE LOCATED D) NOT TO ACT UPON ANY DOCUMENTS PURPORTING TO BE DEALING WITH TRANSFER, MORTGAGE, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST IN ANY OF THE PROPERTIES OWNED/HELD BY THE DEFAULTERS, IF PRESENTED FOR REGISTRATION
|
| 9 |
|
|
UVES MOHAMMED YUNUS SARESHWALA
(DIN:00123493
PAN:AOFPS5856M)
|
|
|
|
PARSOLI CORP.LTD.
PAN:AABCP9030F
|
|
INTRODUCED, TRANSFERRED AND DEMATERIALISED 80,800 FAKE SHARES OF PARSOLI CORP.LTD. IN FAVOUR OF PROMOTERS/FRONT ENTITIES
DID NOT PROVIDE NECESSARY INFORMATION/DOCUMENTS IN MATTER OF ISSUANCE OF 80,800 FAKE SHARES OF PARSOLI CORP.LTD. TO PROMOTERS/FRONT ENTITIES
DID NOT HANDLE AND MAINTAIN SHARE TRANSFER WORK AT SINGLE POINT AS REQUIRED UNDER REGULATION 53A OF SEBI (DEPOSITORIES AND PARTICIPANTS) REGULATIONS, 1996 IN MATTER OF PARSOLI CORP.LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 27-JUL-2010 TO 26-JUL-2017
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 27-JUL-2010 TO 26-JUL-2017
DIRECTED NOT TO HOLD POSITION OF DIRECTOR IN BOARD OF ANY LISTED COMPANY FROM 27-JUL-2010 TO 26-JUL-2017
DIRECTED TO MAKE PUBLIC OFFER THROUGH MERCHANT BANKER TO ACQUIRE SHARES FROM PUBLIC SHAREHOLDERS BY PAYING VALUE AS PER REGULATION 23 OF SEBI (DELISTING OF EQUITY SHARES) REGULATIONS, 2009 WITHIN THREE MONTHS FROM DATE OF ORDER
DIRECTED BSE TO FACILITATE VALUATION OF SHARES TO BE PURCHASED AND COMPULSORILY DELIST COMPANY, IF PUBLIC SHAREHOLDING REDUCES BELOW MINIMUM LEVEL
DIRECTED TO CREDIT AMOUNTS TO ESCROW ACCOUNT IN NATIONALISED BANK
DIRECTED BANKS NOT TO ALLOW ANY DEBITS/WITHDRAWLS WITHOUT PERMISSION OF SEBI
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS/PROPERTIES/ SECURITIES
27-JUL-2010
|
SAT: APPEAL FAILED AND DISMISSED WITH NO ORDER AS TO COSTS
SAT: APPEAL DISMISSED
SAT: SAT VIDE ITS ORDER DATED 28/01/2020 DISMISSED THE APPEAL
SEBI VIDE ITS ORDER DATED 13/12/2021 DIRECTED TO A) TAKE STEPS AND COMPLETE PROCESS OF PUBLIC OFFER IN TERMS OF SEBI ORDER DATED 27/07/2010 WITHIN 60 DAYS OF RECEIPT OF THIS ORDER B) PENDING COMPLETION OF PUBLIC OFFER WITHIN SEVEN WORKING DAYS DEPOSIT RS.38,65,21,669.00 ALONG WITH SIMPLE INTEREST @15% FROM 27/07/2010 TILL DATE OF ACTUAL PAYMENT C) BANKS NOT TO ALLOW DEBITS FROM THE BANK ACCOUNTS (JOINT OR OTHERWISE) WITHOUT PRIOR WRITTEN PERMISSION FROM SEBI D) RESTRAINED FROM DISPOSING OFF OR ALIENATING ANY OF ASSETS/ PROPERTIES/SECURITIES EXCEPT FOR THE PURPOSE OF COMPLETING THE PUBLIC OFFER AND FURTHER DIRECTED TO PROVIDE FULL INVENTORY OF ALL THEIR ASSETS AND PROPERTIES AND DETAILS OF ALL THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, IF HELD IN PHYSICAL FORM WITHIN 30 DAYS FROM THE DATE OF THIS ORDER E) RESTRAINED FROM BUYING, SELLING OR DEALING IN SECURITIES MARKET IN ANY MANNER WHATSOEVER OR ACCESSING THE SECURITIES MARKET DIRECTLY OR INDIRECTLY AND/OR REMAINING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER WHATSOEVER
SAT: SAT VIDE ITS ORDER DATED 10/01/2023 DISMISSED THE APPEAL. NO COSTS
|
| 10 |
|
|
V.NATARAJAN
(PAN:ACFPN0276Q)
|
|
|
|
PYRAMID SAIMIRA THEATRE LTD.
|
|
INDULGED IN ISSUANCE OF MISLEADING PUBLIC ANNOUNCEMENTS TO CREATE PUBLIC INTEREST IN SCRIP OF PYRAMID SAIMIRA THEATRE LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 18-APR-2011 TO 17-APR-2014
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 18-APR-2011 TO 17-APR-2014
DIRECTED NOT TO HOLD POSITION OF DIRECTOR IN BOARD OF ANY LISTED COMPANY FROM 18-APR-2011 TO 17-APR-2014
18-APR-2011
|
SAT: APPEAL DISMISSED WITH NO ORDER AS TO COSTS
SAT: APPEAL AGAIN DISMISSED WITH NO ORDER AS TO COSTS
|
| 11 |
|
|
ZAFAR YUNUS SARESHWALA
(DIN:00123536
PAN:ANYPS8494D)
|
|
|
|
PARSOLI CORP.LTD.
PAN:AABCP9030F
|
|
INTRODUCED, TRANSFERRED AND DEMATERIALISED 80,800 FAKE SHARES OF PARSOLI CORP.LTD. IN FAVOUR OF PROMOTERS/FRONT ENTITIES
DID NOT PROVIDE NECESSARY INFORMATION/DOCUMENTS IN MATTER OF ISSUANCE OF 80,800 FAKE SHARES OF PARSOLI CORP.LTD. TO PROMOTERS/FRONT ENTITIES
DID NOT HANDLE AND MAINTAIN SHARE TRANSFER WORK AT SINGLE POINT AS REQUIRED UNDER REGULATION 53A OF SEBI (DEPOSITORIES AND PARTICIPANTS) REGULATIONS, 1996 IN MATTER OF PARSOLI CORP.LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 27-JUL-2010 TO 26-JUL-2017
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 27-JUL-2010 TO 26-JUL-2017
DIRECTED NOT TO HOLD POSITION OF DIRECTOR IN BOARD OF ANY LISTED COMPANY FROM 27-JUL-2010 TO 26-JUL-2017
DIRECTED TO MAKE PUBLIC OFFER THROUGH MERCHANT BANKER TO ACQUIRE SHARES FROM PUBLIC SHAREHOLDERS BY PAYING VALUE AS PER REGULATION 23 OF SEBI (DELISTING OF EQUITY SHARES) REGULATIONS, 2009 WITHIN THREE MONTHS FROM DATE OF ORDER
DIRECTED BSE TO FACILITATE VALUATION OF SHARES TO BE PURCHASED AND COMPULSORILY DELIST COMPANY, IF PUBLIC SHAREHOLDING REDUCES BELOW MINIMUM LEVEL
DIRECTED TO CREDIT AMOUNTS TO ESCROW ACCOUNT IN NATIONALISED BANK
DIRECTED BANKS NOT TO ALLOW ANY DEBITS/WITHDRAWLS WITHOUT PERMISSION OF SEBI
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS/PROPERTIES/ SECURITIES
27-JUL-2010
|
SAT: APPEAL FAILED AND DISMISSED WITH NO ORDER AS TO COSTS
SAT: APPEAL DISMISSED
SAT: SAT VIDE ITS ORDER DATED 28/01/2020 DISMISSED THE APPEAL
SEBI VIDE ITS ORDER DATED 13/12/2021 DIRECTED TO A) TAKE STEPS AND COMPLETE PROCESS OF PUBLIC OFFER IN TERMS OF SEBI ORDER DATED 27/07/2010 WITHIN 60 DAYS OF RECEIPT OF THIS ORDER B) PENDING COMPLETION OF PUBLIC OFFER WITHIN SEVEN WORKING DAYS DEPOSIT RS.38,65,21,669.00 ALONG WITH SIMPLE INTEREST @15% FROM 27/07/2010 TILL DATE OF ACTUAL PAYMENT C) BANKS NOT TO ALLOW DEBITS FROM THE BANK ACCOUNTS (JOINT OR OTHERWISE) WITHOUT PRIOR WRITTEN PERMISSION FROM SEBI D) RESTRAINED FROM DISPOSING OFF OR ALIENATING ANY OF ASSETS/ PROPERTIES/SECURITIES EXCEPT FOR THE PURPOSE OF COMPLETING THE PUBLIC OFFER AND FURTHER DIRECTED TO PROVIDE FULL INVENTORY OF ALL THEIR ASSETS AND PROPERTIES AND DETAILS OF ALL THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, IF HELD IN PHYSICAL FORM WITHIN 30 DAYS FROM THE DATE OF THIS ORDER E) RESTRAINED FROM BUYING, SELLING OR DEALING IN SECURITIES MARKET IN ANY MANNER WHATSOEVER OR ACCESSING THE SECURITIES MARKET DIRECTLY OR INDIRECTLY AND/OR REMAINING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER WHATSOEVER
SAT: SAT VIDE ITS ORDER DATED 10/01/2023 DISMISSED THE APPEAL. NO COSTS
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