| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 161 |
|
GAURAV PLANTATION PVT.LTD.
(CIN:U01110GJ1995PTC027859)
|
|
|
|
ARVINDBHAI RAMANI
|
|
|
JAYANTIBHAI B.PATEL
|
|
|
JITUBHAI DAVARIYA
|
|
|
K.S.MAVANI
|
|
|
SHAMBHUBHAI SIDDHPURA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 162 |
|
|
GEMINI AGROTECH INDIA LTD.
|
|
|
|
DYAL SINGH SARPANCH
|
|
|
GURMUKH SINGH
|
|
|
RAJINDER SINGH
|
|
|
RANDHER SINGH
|
|
|
S.JASPAL SINGH SOOD
|
|
|
SUDARSHAN KAUR
|
|
|
TARLOCHAN SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
THE COURT CONVICTED ACCUSED NO.1 COMPANY AND ACCUSED NO.3 AND SENTENCED TO PAY A FINE OF RS.50,000 EACH. THE COURT ACQUITTED ACCUSED NO.6 FROM ALL THE CHARGES ACCUSED NOS 2,4,5,7 AND 8 WERE DECLARED AS PROCLAIMED OFFENDERS
|
| 163 |
|
|
GLITTER GOLD PLANTATIONS LTD.
|
|
|
|
AARTI JAIN
|
|
|
DEEPAK JAIN
|
|
|
MANJUL JAIN
|
|
|
PANKAJ JAIN
|
|
|
SACHIN GUPTA
|
|
|
SUDERSHAN KUMAR JAIN
|
|
|
YASHWANT JAIN
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED NO.2,3,5,7 & 8 CONVICTED AND SENTENCED TO RIGOROUS IMPRISONMENT FOR 3 MONTHS. IN ADDITION ACCUSED NO.1 COMPANY AND ACCUSED NO.2, 3,5,7 8 SHALL PAY A FINE OF RS.100000 EACH AND ON DEFAULT OF PAYMENT OF FINE, ACCUSED 2,3,5,7,& 8 SHALL GO SIMPLE IMPRISONMENT FOR 3 MONTHS EACH. ACCUSED 4 & 6 CONVICTED AND SENTENCED TO PAY OF RS.50000 EACH AND ON DEFAULT, SIMPLE
IMPRISONMENT FOR 3 MONTHS EACH
|
| 164 |
|
|
GLOBAL AGRO FARMS (INDIA) LTD.
|
|
|
|
GARDAS RAMESH
|
|
|
GARDAS SRINIVAS
|
|
|
K.VENKAT REDDY
|
|
|
MARAPALLY RAJAIAH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 165 |
|
|
GLOBAL FORESTS (INDIA) LTD.
|
|
|
|
BABITA GARG
|
|
|
D.S.DHILLON
|
|
|
GAUTAM BHATIA
|
|
|
GURDIAL SINGH GREWAL
|
|
|
GURPAL SINGH GREWAL
|
|
|
H.S.PRUTHI
|
|
|
JASPAL SINGH SOOD
|
|
|
LAL SINGH KOTLA
|
|
|
LEHNA SINGH TOOR
|
|
|
RAJINDER SINGH
|
|
|
RANDHER SINGH
|
|
|
RANJIT SINGH SODHI
|
|
|
SURENDER SINGH
|
|
|
SURINDER SINGH KAPOOR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
A-1 WAS PROCEEDED U/S 305 OF CR.P.C. A-2, 3, 5 AND 6 DECLARED PROCLAIMED OFFENDERS. A-4 CONVICTED
|
| 166 |
|
|
GOLD LINE GREEN INDIA FINSEC LTD.
|
|
|
|
DEVENDRA KUMAR SHRIVASTAVA
|
|
|
MAHENDRA KUMAR KHARE
|
|
|
RAJESH KUMAR SHRIVASTAVA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 167 |
|
|
GOLD WAVES FOREST LTD.
|
|
|
|
ASHAFAQ CHAUDHARY
|
|
|
MAM CHAND BHARDWAJ
|
|
|
MANN SINGH
|
|
|
NARINDER SHARMA
|
|
|
RAJESH KUMAR
|
|
|
RANJEET SINGH
|
|
|
SATWANT SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
ACCUSED MOBILIZED RS.25 LAKH. ALL ACCUSED ARE DECLARED AS PROCLAIMED OFFENDERS AND KEPT IN DORMANT FILE
|
| 168 |
|
|
GOLDAGE FARMS LTD.
|
|
|
|
BALWINDER KAUR
|
|
|
CHARANJIT SINGH
|
|
|
JASMIT SINGH
|
|
|
MANJIT SINGH BAWA
|
|
|
PIARA SINGH
|
|
|
RAJIV SOOD
|
|
|
RANJIT SINGH BAWA
|
|
|
SHARANJIT SINGH
|
|
|
SUKHWINDER KAUR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
CONVICTED CONVICT NO.1 GOLDAGE FARMS LTD. IS BURDENED WITH A FINE OF RS.20 LAC FOR THE OFFENCE PUNISHABLE UNDER SECTION 24(1) OF THE SEBI ACT AND CONVICT NO. 2 SH. SHARANJIT SINGH IS BURDENED WITH THE FINE OF RS.4.50 LAC IN DEFAULT FURTHER THREE MONTHS SIMPLE IMPRISONMENT FOR THE OFFENCE PUNISHABLE UNDER SECTION 24(1) OF SEBI ACT
|
| 169 |
|
|
GOLDAGE PLANTATION & MARINE (I) LTD.
|
|
|
|
ANAND IYER
|
|
|
INDERBHAN K.BHARTIYA
|
|
|
LALCHAND D.GURNANI
|
|
|
MALA L.GURNANI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 170 |
|
|
GOLDEN GLADE PLANTATIONS PVT.LTD.
(CIN:U01131KA1992PTC013495)
|
|
|
|
GAJANAND B.NEELAKARI
|
|
|
PAMPAPATI B.UPASE
|
|
|
VIVEK S.MAHINDRAKAR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
SAT: APPEAL ALLOWED WITH THE CONDITION TO DEPOSIT RS.2,00,000
SAT: APPEAL FAILED AND DISMISSED
THE LEARNED MAGISTRATE DISPOSED OFF THE COMPLAIANT ON THE GROUND THAT THE MATTER HAS BEEN COMPOUNDED. IT IS ALSO OBSERVED THAT SEBI HAS LIBERTY TO TAKE APPROPRIATE ACTION AGAINST THE ACCUSED PERSON IN CASE ANY INVESTOR COME FORWARD WITH SEPARATE CLAIM CONSIDERING IT TO BE A CONTINUING OFFENCE
|
| 171 |
|
|
GOLDEN GREEN FORESTS & INVESTMENTS (I) LTD.
|
|
|
|
AARTI
|
|
|
ANIL GARG
|
|
|
BRAJESH KUMAR DUBEY
|
|
|
KAVITA GARG
|
|
|
NEERAJ GARG
|
|
|
SARLA JAIN
|
|
|
SHIV JAIN
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
ALL ACCUSED DECLARED PO
|
| 172 |
|
|
GOLDEN JUBLEE RAJASTHAN AGRO PLANTATIONS LTD.
|
|
|
|
ARVIND KUMAR
|
|
|
BHERU LAL
|
|
|
CHANDRA PRAKASH NAMDHARANI
|
|
|
DEEPAK VINAYAK
|
|
|
GORI SHANKER OJHA
|
|
|
LALIT KUMAR OJHA
|
|
|
MAHESH OJHA
|
|
|
NARENDRA OJHA
|
|
|
PRITAM KUMAR VYAS
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED MOBILIZED RS.0.997 LAKH. ALL ACCUSED CONVICTED AND SENTENCED TO FINE OF RS.4000 EACH AND ON DEFAULT SIMPLE IMPRISONMENT FOR 1 MONTH
|
| 173 |
|
|
GOLDEN PROJECTS LTD.
|
|
|
|
A.L.SYAL
|
|
|
BIMLA SYAL
|
|
|
NEENA SYAL
|
|
|
PAMILA
|
|
|
R.K.SYAL
|
|
|
ROMILA SINHA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 19-NOV-2001 TO 19-NOV-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
19-NOV-2001
|
ACCUSED NO.1 & 3 HELD GUILTY AND SENTENCED TO S.I. OF 1 YEAR AND FINE OF RS.5 LAKH ON ACCUSED NO.3. ACCUSED NO.2 & 4 EXPIRED HENCE PROCEEDINGS ABATED AGAINST THEM
|
| 174 |
|
|
GOLDEN TREES PLANTATION LTD.
(PAN:AABCG5441R)
|
|
|
|
DINESHBHAI PRAHLADBHAI PATEL
PAN:BAEPP5589A
|
|
|
SHAILESHKUMAR DHAIYALAL PATEL
PAN:AYEPP6275A
|
|
|
USHABEN DIPAKKUMAR PATEL
PAN:ASZPP4304P
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 03-NOV-2021 TO 02-NOV-2026
DIRECTED TO REFUND MONEY TO THE INVESTORS
DIRECTED TO ISSUE PUBLIC NOTICE, IN ALL EDITIONS OF TWO NATIONAL DAILIES IN CONNECTION WITH THE REFUND OF MONEY
DIRECTED TO MAKE REFUND THROUGH BANKING CHANNELS SUCH AS DEMAND DRAFT AND/OR PAY ORDER AND/OR ELECTRONIC MODE OF TRANSFER
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
RESTRAINED FROM SELLING ASSETS, PROPERTIES AND HOLDING OF MUTUAL FUNDS/SHARES/SECURITIES HELD IN DEMAT AND PHYSICAL FORM FROM 03-NOV-2021 TO 02-NOV-2026
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
DIRECTED DEPOSITORIES TO ENSURE THAT NO DEBITS AND/OR CREDITS MADE IN DEMAT ACCOUNTS, HELD JOINTLY OR SEVERALLY, OF ENTITIES AND PERSONS
DIRECTED TO FREEZE BANK ACCOUNTS
RESTRAINED FROM ACCESSING CAPITAL MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES (INCLUDING UNITS OF MUTUAL FUNDS) DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER, WHATSOEVER, STARTING FROM DATE OF THIS ORDER TILL EXPIRY OF FIVE YEARS FROM DATE OF BRINGING MONEY BACK INTO KTL’S BANK ACCOUNT AND DURING THIS PERIOD EXISTING HOLDING OF SECURITIES (INCLUDING UNITS OF MUTUAL FUNDS) TO REMAIN FROZEN FROM 03-NOV-2021 TO 02-NOV-2026
14-MAR-2003
|
SEBI VIDE ITS ORDER DATED 03/11/2021 DIRECTED TO 1) JOINTLY AND SEVERALLY REFUND THE MONEY COLLECTED FROM INVESTORS UNDER ITS PLANTATION SCHEMES ALONG WITH SIMPLE INTEREST @ 15% P.A. WITHIN SIX MONTHS FROM DATE OF THIS ORDER, CALCULATED FROM 01/04/1993 TILL 31/10/2021 2) ISSUE PUBLIC NOTICES IN TWO NATIONAL DAILIES (ONE HINDI AND ONE ENGLISH) AND IN ONE LOCAL LANGUAGE NEWSPAPER EACH IN THE STATES OF GUJARAT, MAHARASHTRA AND RAJASTHAN, INVITING CLAIMS FROM THE INVESTORS FOR THE REFUNDS AS DIRECTED AND INFORMING ABOUT THE MODALITIES OF THE REFUND WITHIN A PERIOD OF ONE MONTH FROM THE DATE OF THIS ORDER 3) REPAYMENTS TO THE INVESTORS TO BE EFFECTED ONLY THROUGH BANK DEMAND DRAFT OR PAY ORDER OR ELECTRONIC FUND TRANSFER OR THROUGH ANY OTHER APPROPRIATE BANKING CHANNELS 4) FILE REPORT OF SUCH COMPLETION OF REFUND WITH SEBI DULY CERTIFIED BY TWO PEER REVIEWED INDEPENDENT CHARTERED ACCOUNTANTS 5) PREVENT FROM SELLING OR DISPOSING OFF THE ASSETS, PROPERTIES (INCLUDING IMMOVABLE PROPERTIES) AND HOLDING OF MUTUAL FUNDS/SHARES/SECURITIES HELD IN DEMAT AND PHYSICAL FORM EXCEPT FOR THE SOLE PURPOSE OF MAKING THE REFUNDS AS DIRECTED 6) PROVIDE FULL INVENTORY OF ASSETS AND DETAILS OF ALL THE BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF MUTUAL FUNDS/SHARES/SECURITIES IN PHYSICAL OR DEMAT FORMS WITHIN 21 DAYS FROM THE DATE OF THIS ORDER 7) DEPOSITORIES TO NOT TO ALLOW DEBITS FROM DEMAT ACCOUNTS (JOINT OR OTHERWISE) OF THE NOTICEES EXCEPT FOR THE PURPOSES OF COMPLIANCE WITH THE DIRECTION 8) BANKS TO FREEZE BANK ACCOUNTS OF THE NOTICEES WITH IMMEDIATE EFFECT TO THE EXTENT OF MONEY STILL DUE TO BE REFUNDED I.E. RS.32.39 CRORE TILL THE REFUND AS DIRECTED AND BANKS NOT TO ALLOW DEBITS FROM BANK ACCOUNTS (JOINT OR OTHERWISE) OF THE NOTICEES EXCEPT FOR THE PURPOSES 9) RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES, DIRECTLY OR INDIRECTLY AND ASSOCIATING WITH SECURITIES MARKET IN ANY MANNER, WHATSOEVER FOR FIVE YEARS FROM DATE OF THIS ORDER OR TILL SUCH TIME THE REFUNDS AS DIRECTED ARE COMPLETED
SEBI VIDE ITS NOTICE DATED 22/05/2023 DIRECTED TO PAY RS.39,93,96,408.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
|
| 175 |
|
|
GOLDENLAND PLANTATIONS LTD.
|
|
|
|
HARBHAJAN SINGH PADDA
|
|
|
J.G.VERMA
|
|
|
LAHMBER SINGH
|
|
|
N.K.KAUSHAL
|
|
|
PARAMJEET KAUR
|
|
|
R.K.BHATARA
|
|
|
RAKESH KUMAR
|
|
|
RAVI MAHAJAN
|
|
|
S.K.SURI
|
|
|
VIJAY KUMAR VERMA
|
|
|
VINOD MAHAJAN
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
ALL ACCUSED DECLARED PO
|
| 176 |
|
|
GOLDSTAR TEAK FOREST (INDIA) LTD.
|
|
|
|
ANURAG SAXENA
|
|
|
D.K.SINGH
|
|
|
DHARMENDRA KUMAR ROY
|
|
|
J.D.SHARMA
|
|
|
JARNAL SINGH RATAN
|
|
|
NAUBAT RAI SAXENA
|
|
|
NILESH RAWAT
|
|
|
POONAM SINGH
|
|
|
S.P.SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
ACCUSED NO.4 CONVICTED AND SENTENCED TO UNDERGO RIGOROUS IMPRISONMENT OF 6
MONTHS ALONG WITH FINE OF RS.50,000 ACCUSED NO.2 AND 3 DECLARED AS PROCLAIMED
OFFENDERS AND KEPT IN DORMANT FILE
|
| 177 |
|
|
GOLDTEAK GROVES LTD.
|
|
|
|
K.PRASAD RAO
|
|
|
K.SHARATH CHOUDARY
|
|
|
N.RAMESH BABU
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 178 |
|
|
GONDWANA FARMS & FORESTS LTD.
|
|
|
|
ASHISH SINGH
|
|
|
INDRA BHUSHAN TOMAR
|
|
|
SHIRISH SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
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| 179 |
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GONDWANA FINANCE (INDIA) LTD.
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ASHISH SINGH
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INDRA BHUSHAN TOMAR
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SHIRISH SINGH
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DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
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| 180 |
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GRACE AGRO ESTATES LTD.
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MAHESH GUPTA
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NISHA GUPTA
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DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 07-FEB-2001 TO 07-FEB-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
07-FEB-2001
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LD. COURT CONVICTED ACCUSED NO.1 COMPANY, ACCUSED NO.3 AND 4 AND IMPOSED FINE OF RS.2000. A2 EXPIRED AND PROCEEDINGS AGAINST HIM ABATED
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| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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| Page 9 of 28
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