| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 121 |
|
DBR AGROTECH INDIA LTD.
|
|
|
|
ANIL KUMAR MATHUR
|
|
|
ASHA SINGH TEOTIA
|
|
|
BHUPENDRA KUMAR
|
|
|
DHIRENDRA SINGH CHONIYAN
|
|
|
NARESH KUMAR PAL
|
|
|
PRAVESH RANI
|
|
|
SEEMA TEOTIA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED COMPANY AND ACCUSED NO.3,4,6 TO 8 CONVICTED AND SENTENCED TO PAY A FINE OF RS 10,000 EACH AND ON DEFAULT, ACCUSED NO. 3, 4, 6 TO 8 SHALL GO SIMPLE IMPRISONMENT FOR 3 MONTHS.FURTHER, OUT OF THE AMOUNT OF FINE REALIZED A SUM OF RS.20,000 BE PAID TO SEBI AFTER EXPIRY OF PERIOD OF REVISION, APPEAL, TOWARDS THE EXPENSES INCURRED BY IT. ACCUSED NO.2 &5 DECLARED AS PROCLAIMED OFFENDERS
|
| 122 |
|
|
DEEP SANGEET PLANTATION LTD.
|
|
|
|
D.K.PAUL
|
|
|
K.DEO DAS
|
|
|
KUMKUM PAUL
|
|
|
MANOJ KUMAR SHUKLA
|
|
|
R.S.SHUKLA
|
|
|
SADHANA MISHRA
|
|
|
SANJAY KUMAR SHUKLA
|
|
|
SETWAN MISHRA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 123 |
|
|
DEEPSHIKHA ORCHARDS & FARMS LTD.
|
|
|
|
ANIL KUMAR SHUKLA
|
|
|
JITENDRA PATI TRIPATHI
|
|
|
MARKANDAY TIWARI
|
|
|
SUNIL KUMAR SHUKLA
|
|
|
THAKURJEE MISHRA
|
|
|
UDAY RAJ SHUKLA
|
|
|
VIJAY RAJ SHUKLA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
THE COURT CONVICTED THE ACCUSED NO.1 COMPANY AND IMPOSED FINE OF RS.5000 THE COURT ACQUITTED ACCUSED NO.5 ALL OTHER ACCUSED WERE DECLARED AS PROCLAIMED OFFENDERS
|
| 124 |
|
|
DEEPTI AGRO FARMS PVT.LTD.
|
|
|
|
N.SASHIKALA
|
|
|
P.MOHANA RAO
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 125 |
|
|
DHAN FOREST (INDIA) LTD.
|
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
DISMISSED
|
| 126 |
|
|
DHANBAD PLANTATIONS PVT.LTD.
|
|
|
|
ANJU SAHA
|
|
|
SUNIL KUMAR SAHA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 127 |
|
|
DHANVARSHA FORESTS (INDIA) LTD.
|
|
|
|
ANITA AWASTHI
|
|
|
HARI SHANKAR MISHRA
|
|
|
RAJINDER GARG
|
|
|
SANJAY SHARMA
|
|
|
SHARMILA PARMAR
|
|
|
SUSMA SEHGAL
|
|
|
VINEET JOSHI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
COMPLAINT DISMISSED AND ALL THE 7 ACCUSED HAVE BEEN ACQUITTED
|
| 128 |
|
|
DIAMOND TREE TEAK PLANTATION
|
|
|
|
BHAVESH C.SHAH
|
|
|
BHUPESH R.SHAH
|
|
|
CHETAN R.SHAH
|
|
|
GOVINDBHAI J.PATEL
|
|
|
MILAN S.SHAH
|
|
|
PRANAV S.SHAH
|
|
|
RAMESHBHAI N.PATEL
|
|
|
SURESHBHAI O.SHAH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 129 |
|
|
DIP SHIKHA PLANTATION LTD.
|
|
|
|
ANIL KUMAR SHUKLA
|
|
|
GEETADEVI SHUKLA
|
|
|
JITENDRA PATI TRIPATHI
|
|
|
SUNIL KUMAR SHUKLA
|
|
|
VIJAY RAJ SHUKLA
|
|
|
VINDHYA VASANIDEVI SHUKLA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 130 |
|
|
DISC ASSETS LEAD INDIA LTD.
(CIN:U51211TN2006PLC059572
PAN:AACCD4575E)
|
|
|
|
NITHIYANANTHAM ARUNKUMAR
DIN:01612408
PAN:AFWPA7113H
|
|
|
NITHIYANANTHAM MALATHI UMASHANKAR
DIN:01612437
PAN:AAOPU8534H
|
|
|
S.JEEVALATHA SRIDHAR
PAN:AKPPJ3044C
DIN:03357606
|
|
|
SHYAMCHANDER THANIKODI
PAN:BPEPS8939C
DIN:03328678
|
|
|
SRINIVASAN CHIDAMBARAM
DIN:03296079
PAN:AJTPS6054J
|
|
|
VIVEKANANDAM JANARTHANAN
DIN:02292665
PAN:AFFPJ9926C
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 30-MAR-2016 TO 29-MAR-2020
DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) / PLAN OR FLOAT ANY NEW COMPANY/IES/FIRM TO RAISE FRESH MONIES FROM 30-MAR-2016 TO 29-MAR-2020
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 30-MAR-2016 TO 29-MAR-2020
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 30-MAR-2016 TO 29-MAR-2020
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS, THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH LIST OF INVESTORS TO WHICH LAND HAS BEEN ALLOTTED AND GOT REGISTETED & DETAILS OF AMOUNT REFUNDED
DIRECTED TO SUBMIT AUDITED ACCOUNTS FOR THE LAST FINANCIAL YEAR
DIRECTED TO SUBMIT LIST OF INVESTORS OPTED FOR RENT OUT / SALES OPTION OF SCHEME
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 30-MAR-2016 TO 29-MAR-2020
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 30-MAR-2016 TO 29-MAR-2020
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 30-MAR-2016 TO 29-MAR-2020
20-AUG-2015
|
SEBI VIDE ITS ORDER DATED 30/03/2016 DIRECTED DISC ASSETS LEAD INDIA LTD. TO 1) ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING THE SCHEMES WHICH HAVE BEEN INDENTIFIED AS A COLLECTIVE INVESTMENT SCHEME IN THIS ORDER 2) WIND UP ITS EXISTING SCHEME AND REFUND THROUGH ‘BANK DEMAND DRAFT’ OR ‘PAY ORDER’, THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS 3) NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY ASSETS OF COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 4) FILE A CERTIFICATE OF SUCH COMPLETION WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTS WHO ARE IN THE PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION 5) DIRECTED TO PROVIDE FULL INVENTORY OF ALL ASSETS AND PROPERTIES AND DETAILS OF ALL THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, OR HELD IN PHYSICAL FORM 6) RESTRAINED FROM ACCESSING SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF FOUR YEARS
SAT: SAT VIDE ITS ORDER DATED 09/06/2016 GRANTED EXTENSION OF THREE MONTHS TIME TO COMPLY WITH THE ORDER PASSED BY SEBI ON 30/03/0/2016 WITH LIBERTY TO APPELLANT TO PAY TO INVESTORS THROUGH NEFT MODE IN ADDITION TO OTHER PERMISSIBLE MODES OF PAYMENTS AND DIRECTED TO FURNISH PROOF OF PAYMENT TO SEBI FROM TIME TO TIME. NO COSTS
SEBI VIDE ITS ORDER DATED 21/09/2016 PASSED FOLLOWING DIRECTIONS A) SEBI SHALL TAKE UP THE CASE WITH ECONOMIC OFFENCE WING (EOW) TO GET FULL DETAILS OF THE PROCEEDINGS INITIATED AGAINST DISC ASSETS LEAD INDIA LTD. (DALIL) & ITS DIRECTORS BY EOW B) TO RECORD SEBI’S CLAIM WITH EOW OF RS.1,137 CRORES PLUS INTEREST PAYABLE TO THE INVESTORS OF DALIL AGAINST PROCEEDS OF SALES, IF ANY, EFFECT BY EOW C) REQUEST EOW TO GIVE PRIOR INFORMATION TO SEBI IN CASE THEY DECIDE TO RELEASE, FOR WHATEVER REASON, ANY OF THE ASSETS SEIZED D) SEBI SHALL NOT TAKE ANY FURTHER COERCIVE STEPS FOR IMPLEMENTATION OF ITS ORDER DATED 30/03/2016 TILL EOW COMPLETES ITS PROCEEDINGS E) DIRECTED DALIL AND ITS DIRECTORS NOT TO ALIENATE ANY OF THEIR ASSETS IN ANY FORM TILL THE FULL REPAYMENT TO INVESTORS
SAT: SAT VIDE ITS ORDER DATED 13/10/2016 DISPOSED OFF MISC. APPLICATION AS SEBI, VIDE ITS ORDER DATED 21/09/2016 ALLOWED APPLICANTS TO SELL THEIR ASSETS IN CONSULTATION WITH SEBI AND UTILIZE SALE PROCEEDS TO PAY TO INVESTORS. NO COSTS
|
| 131 |
|
|
DIVYABHUMI AGRO (I) LTD.
|
|
|
|
BHUPINDER SINGH
|
|
|
G.S.VERMA
|
|
|
HARBANS SINGH
|
|
|
KALPANA VERMA
|
|
|
KRISHNI VERMA
|
|
|
RASHMI VERMA
|
|
|
SURINDER THAKUR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
THE COURT CONVICTED THE ACCUSED NO.1 COMPANY AND SENTENCED TO A FINE OF RS.1,00,000. FURTHER, THE COURT GRANTED THE LIBERTY TO SEBI TO APPROACH THE COURT FOR REALIZATION OF FINE AS AND WHEN PROPERTY DETAILS OF THE ACCUSED COMPANY ARE TRACED OUT. PROCEEDING QUA ACCUSED 4 & 7 ABATED ON ACCOUNT OF THEIR DEATH. ACCUSED 2 AND 3 WERE DECLARED AS PROCLAIMED OFFENDERS PROCEEDINGS AGAINST ACCUSED NO.6 HAD BEEN QUASHED BY HC.COURT ACQUITTED ACCUSED NO.5 AND 8
|
| 132 |
|
|
DMC INTERNATIONAL LTD.
(PAN:AACCD5023B)
|
|
|
|
A.K.JAIN
|
|
|
A.S.SINGHAL
|
|
|
ALKA JAIN
|
|
|
CHET RAM GUPTA
|
|
|
DAVENDER JAIN
|
|
|
DHRUV AGARWAL
|
|
|
GURCHARAN DASS MEHTA
|
|
|
INDER MOHAN LAL KAURA
|
|
|
JINESH C.JAIN
|
|
|
KAMAL SHARMA
|
|
|
MRIDUL KUMAR JAIN
|
|
|
NEELAM JAIN
|
|
|
NITI MEHTA
|
|
|
RAJIV KUMAR JAIN
|
|
|
RAMESH CHAND PURI
|
|
|
SANTOSH KUMAR SINGH
|
|
|
SHAM SUNDER GUPTA
PAN:AISPG6871B
|
|
|
SUBHASH C.JAIN
|
|
|
SURENDER SHARMA
|
|
|
SWATANTAR KUMAR JAIN
|
|
|
VIJESH C.JAIN
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 21-OCT-2002 TO 21-OCT-2007
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
21-OCT-2002
|
|
| 133 |
|
|
DNS AGROTECH LTD.
|
|
|
|
BALESH DEVI
|
|
|
BHAGWATI DEVI
|
|
|
BRAHMLA DEVI
|
|
|
DHARMENDRA MALIK
|
|
|
SANJEEV KUMAR
|
|
|
SHYAM SINGH RANA
|
|
|
UPENDRA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
THE COURT CONVICTED ACCUSED NO.1 COMPANY, 2 TO 5 AND SENTENCED TO PAY A FINE OF RS.15,000 EACH IN DEFAULT ACCUSED NO.2 TO 5 SHALL UNDERGO 3 MONTHS SIMPLE IMPRISONMENT. PROCEEDINGS AGAINST ACCUSED NO.6 WAS ABATED ON ACCOUNT OF HER DEATH THE COURT ACQUITTED ACCUSED NO.7 AND 8
|
| 134 |
|
|
DURGA AGRO ESTATE PLANTATIONS LTD.
|
|
|
|
CHATURBHUJA NANDA
|
|
|
GOURI SHANKAR SWAIN
|
|
|
RANJEET KUMAR MOHAPATRA
|
|
|
SANGRAM KESHARI HOTA
|
|
|
TRILOCHAN BISWAL
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 135 |
|
|
DWAPER AGROTECH LTD.
|
|
|
|
AJAY KUMAR SHARMA
|
|
|
BHUPENDRA KUMAR
|
|
|
DEVENDRA KUMAR
|
|
|
GOVIND DAS
|
|
|
JAY DEV GAUTAM
|
|
|
KAMLESH KUMAR KHANDELWAL
|
|
|
KAVITA GAUTAM
|
|
|
KIRAN DEVI
|
|
|
MADHUBAN DUTT CHATURVEDI
|
|
|
RAM BABU GAUTAM
|
|
|
RAMA BHARDWAJ
|
|
|
TARA CHAND SHARMA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
THE COURT CONVICTED ALL ACCUSED SENTENCED TO PAY A FINE OF RS.10,000 EACH
|
| 136 |
|
|
ECOGREEN REALESTATE (INDIA) LTD.
(PAN:AACCE6014F)
|
|
|
|
AJAYKUMAR
DIN:03093374
|
|
|
AVNEESH VERMA
DIN:03063709
|
|
|
CHANDRA PRAKASH VERMA
PAN:AJYPV9387Q
|
|
|
RAM SAMUJH YADAV
PAN:ADIPY9791P
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 27-DEC-2014 TO 26-DEC-2018
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 27-DEC-2014 TO 26-DEC-2018
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 27-DEC-2014 TO 26-DEC-2018
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 27-DEC-2014 TO 26-DEC-2018
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 27-DEC-2014 TO 26-DEC-2018
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 27-DEC-2014 TO 26-DEC-2018
DIRECTED TO REFUND MONEY TO THE INVESTORS
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
26-MAR-2014
|
SEBI VIDE ITS ORDER DATED 26/12/2014 DIRECTED ECOGREEN REALESTATE (INDIA) LTD. AND ITS DIRECTORS MR.AVNEESH VERMA, MR.CHANDRA PRAKASH VERMA, MR.AJAY KUMAR AND RAM SAMUJH YADAV TO 1. ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING SCHEMES WHICH HAVE BEEN INDENTIFIED AS CIS IN THIS ORDER 2. RESTRAINED FROM ACCESSING SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF 4 YEARS FROM DATE OF THIS ORDER 3. WIND UP ITS EXISTING SCHEME AND REFUND THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS 4. COMPANY TO PROVIDE PROOF INCLUDING TRAIL OF FUNDS, BANK STATEMENTS TO SUPPORT ITS CONTENTION THAT IT HAS REFUNDED MONIES TO SUCH INVESTORS AND ALSO AUTHENTICATE ITS CLAIM THAT IT HAS MOBILIZED MONEY ONLY FROM 37 INVESTORS / CUSTOMERS THROUGH VERIFIABLE PROOF LIKE BALANCE SHEET, AUDITED FINANCIAL STATEMENTS, BANK STATEMENTS ETC. 5. NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY ASSETS OF COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 6. DIRECTED TO PROVIDE FULL INVENTORY OF ALL THEIR ASSETS AND PROPERTIES AND DETAILS OF THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, IF HELD IN PHYSICAL SHARES
SEBI VIDE ITS NOTICE DATED 27/02/2019 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
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| 137 |
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ECONOMIC BROTHERS FARMS LTD.
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MOHAMMED AHMED
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S.M.HUSSAIN
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S.Q.HUSSAIN
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ZAHIDA BEGUM
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DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
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REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
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| 138 |
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EKNAATH PLANTATIONS PVT.LTD.
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GOWRINATHAN
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S.E.ANURADHA
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S.E.SURESH
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S.EKANATHAN
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V.SRINIVASAN
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DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
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REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
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CASE DISMISSED. CRIMINAL REVISION FILED BY SEBI IS PENDING BEFORE HON’BLE HIGH COURT OF MADRAS
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| 139 |
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ELITE FOREST LTD.
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KAMAL KUMAR AGGARWAL
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KAUSHAL K.SHARMA
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KRISHAN RATHI
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MEENAKSHI GARG
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SAVITRI DEVI
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SNEH GOYAL
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SUDHIR GARG
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SUNIL AGARWAL
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SURAJMAL KADIAN
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SURENDER SAINI
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DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
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REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
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ACCUSED MOBILIZED RS.42.3 LAKH. ACCUSED NO.2 AND 5 CONVICTED AND SENTENCED
TO FINE OF RS.50,000 EACH. COMPANY DECLARED AS PROCLAIMED OFFENDER. ACCUSED
NO.3 AND 4 WERE ACQUITTED
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| 140 |
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EMERGING INDIA INFRA LTD.
(PAN:AACCE2572N
CIN:U45209CH2009PTC031826)
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GURLAL SINGH
PAN:ELFPS2056N
DIN:02992706
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GURPREET SINGH SIDHU
PAN:DEKPS0764C
DIN:02783457
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HARMINDER SINGH
PAN:AYPPS8429Q
DIN:02992650
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OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
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DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 25-OCT-2018 TO 24-OCT-2024
DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) / PLAN OR FLOAT ANY NEW COMPANY/IES/FIRM TO RAISE FRESH MONIES FROM 25-OCT-2018 TO 24-OCT-2024
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 25-OCT-2018 TO 24-OCT-2024
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 25-OCT-2018 TO 24-OCT-2024
DIRECTED TO SUBMIT DETAILS OF AMOUNT MOBILIZED AND REFUNDED TILL DATE
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS, THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH LIST OF INVESTORS TO WHICH LAND HAS BEEN ALLOTTED AND GOT REGISTETED & DETAILS OF AMOUNT REFUNDED
DIRECTED TO SUBMIT DETAILS OF AGENTS ALONGWITH ADDRESS, MONEY MOBILIZED AND COMMISSION PAID
DIRECTED TO SUBMIT AUDITED ACCOUNTS FOR THE LAST FINANCIAL YEAR
DIRECTED TO FURNISH PAN NUMBER OF COMPANY AND/OR DIRECTORS
DIRECTED TO REFUND MONEY TO THE INVESTORS
DIRECTED TO MAKE REFUND THROUGH BANKING CHANNELS SUCH AS DEMAND DRAFT AND/OR PAY ORDER AND/OR ELECTRONIC MODE OF TRANSFER
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 25-OCT-2018 TO 24-OCT-2024
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 25-OCT-2018 TO 24-OCT-2024
26-JUN-2015
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SEBI VIDE ITS ORDER DATED 25/10/2018 DIRECTED TO 1) WIND UP ITS EXISTING COLLECTIVE INVESTMENT SCHEMES AND REFUND THE MONEY COLLECTED UNDER SCHEME WITH RETURNS DUE TO INVESTORS WITHIN THREE MONTHS FROM THE DATE OF THIS ORDER 2) REFUND SHALL BE MADE THROUGH ‘BANK DEMAND DRAFT’ OR ‘PAY ORDER’ 3) SUBMIT WINDING UP AND REPAYMENT REPORT (WRR) JOINTLY OR SEVERALLY TO SEBI ALONG WITH CERTIFICATION OF REPAYMENT FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTS IN THE PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION 4) NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY OF THE ASSETS OF THE COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUND TO ITS INVESTORS 5) RESTRAINED FROM ACCESSING SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY FOR SIX YEARS
SEBI VIDE ITS NOTICE DATED 24/04/2019 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
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