| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 81 |
|
RHINE & RAAVI CREDITS & HOLDINGS LTD.
(CIN:U74899DL1994PLC059772
PAN:AAACN4793N)
|
|
|
|
BIRENDRA KAJI
DIN:05165145
PAN:BSIPK9909F
|
|
MOBILIZED RS.6.27 CRORES THROUGH ALLOTMENT OF 27,692 NON CONVERTIBLE DEBENTURES TO 744 ALLOTTEES VIOLATING SECTIONS 56, 60, 69 AND 73 OF COMPANIES ACT, 1956 IN MATTER OF RHINE CREDITS & HOLDINGS LTD.
|
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 19-JUL-2024 TO 18-JUL-2025
DIRECTED TO REFUND MONEY TO THE INVESTORS
DIRECTED NOT TO DISPOSE OF PROPERTIES/ASSETS OWNED OR ACQUIRED WITHOUT PRIOR PERMISSION OF SEBI
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 19-JUL-2024 TO 18-JUL-2025
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 19-JUL-2024 TO 18-JUL-2025
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 19-JUL-2024 TO 18-JUL-2025
IMPOSED PENALTY RS.1,00,00,000 ALONG WITH OTHER ENTITIES/PERSONS
01-OCT-2013
|
SEBI VIDE ITS ORDER DATED 27/03/2015 DIRECTED TO A) JOINTLY AND SEVERALLY, FORTHWITH REFUND MONEY COLLECTED THROUGH ISSUANCE OF SECURED NCDS, INCLUDING FROM INVESTORS, WITH INTEREST OF 15% P.A. B) REPAYMENTS TO INVESTORS SHALL BE EFFECTED ONLY IN CASH THROUGH BANK DEMAND DRAFT OR PAY ORDER C) PERMITTED TO SELL ASSETS OF THE COMPANY ONLY FOR SOLE PURPOSE OF MAKING REFUND AND DEPOSIT PROCEEDS IN ESCROW ACCOUNT OPENED WITH A NATIONALISED BANK D) ISSUE PUBLIC NOTICE, IN ALL EDITIONS OF TWO NATIONAL DAILIES WITH WIDE CIRCULATION, DETAILING THE MODALITIES FOR REFUND E) FILE A CERTIFICATE OF SUCH COMPLETION WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTS WHO ARE IN THE PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION F) DIRECTED NOT TO, DIRECTLY OR INDIRECTLY, ACCESS CAPITAL MARKET BY ISSUING PROSPECTUS, OFFER DOCUMENT OR ADVERTISEMENT SOLICITING MONEY FROM PUBLIC AND FURTHER RESTRAINED AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY IN WHATSOEVER MANNER, FROM DATE OF THIS ORDER TILL EXPIRY OF 4 YEARS
SEBI VIDE ITS ORDER DATED 23/03/2018 IMPOSED PENALTY OF RS.1 CRORE U/S 15HB PAYABLE JOINTLY AND SEVERALLY AS THE NOTICEES FAILED TO COMPLY WITH THE DIRECTIONS ISSUED VIDE ITS ORDER DATED 27/03/2015
SEBI VIDE ITS ORDER DATED 11/06/2019 A) PROHIBITED FROM DISPOSING, TRANSFERRING, ALIENATING OR CHARGING IN RESPECT OF ALL IMMOVABLE AND MOVABLE PROPERTIES LISTED IN THE ORDER B) PROHIBITED FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL, TRANSFER, ALIENATION OR CHARGE IN RESPECT OF PROPERTIES LISTED IN ORDER C) DIRECTED TO FURNISH COMPLETE DETAILS OF ALL MOVABLE AND IMMOVABLE PROPERTIES HELD BY DEFAULTERS AND CHARGES, DULY CERTIFIED BY BOARD OF DIRECTORS WITHIN TWO WEEKS FROM DATE OF THIS ORDER AT SEBI, NORTHERN REGIONAL OFFICE, NEW DELHI D) DIRECTED INSPECTORS GENERAL OF REGISTRATION OF ALL THE STATES AND UNION TERRITORIES AND CONCERNED TEHSILDARS, DISTRICT REGISTRARS AND SUB-REGISTRARS OF RESPECTIVE AREAS WHERE PROPERTIES ARE LOCATED NOT TO ACT UPON ANY DOCUMENTS PURPORTING TO BE DEALING WITH TRANSFER, MORTGAGE, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST IN ANY OF THE PROPERTIES OWNED / HELD BY DEFAULTERS, IF PRESENTED FOR REGISTRATION
SEBI VIDE ITS NOTICE DATED 13/01/2021 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL AND/OR MUTUAL FUNDS TO 1. ATTACH ALL THE ACCOUNTS (INCLUDING MUTUAL FUNDS) BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 24/03/2021 DIRECTED ALL THE BANKS TO REMIT RS.1,36,07,575.00 TO THE EXTENT LYING IN THE ACCOUNT OF RHINE & RAAVI CREDITS & HOLDINGS LTD., MR.RAKESH GUPTA, MR.BIRENDRA KAJI & MR.SURENDRA KUMAR BY WAY OF EFT/NEFT/RTGS
SEBI VIDE ITS ORDER DATED 19/07/2024 A) RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES, DIRECTLY OR INDIRECTLY FOR A PERIOD OF ONE YEAR
|
| 82 |
|
|
RHINE & RAAVI CREDITS & HOLDINGS LTD.
(CIN:U74899DL1994PLC059772
PAN:AAACN4793N)
|
|
|
|
RAKESH GUPTA
DIN:03039404
PAN:ASVPG8313M
|
|
|
SURENDRA KUMAR
DIN:05275114
PAN:CBFPK9464A
|
|
MOBILIZED RS.6.27 CRORES THROUGH ALLOTMENT OF 27,692 NON CONVERTIBLE DEBENTURES TO 744 ALLOTTEES VIOLATING SECTIONS 56, 60, 69 AND 73 OF COMPANIES ACT, 1956 IN MATTER OF RHINE CREDITS & HOLDINGS LTD.
|
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 27-MAR-2015 TO 26-MAR-2019
DIRECTED TO REFUND MONEY TO THE INVESTORS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 27-MAR-2015 TO 26-MAR-2019
IMPOSED PENALTY RS.1,00,00,000 ALONG WITH OTHER ENTITIES/PERSONS
01-OCT-2013
|
|
| 83 |
|
|
RHINE & RAAVI CREDITS & HOLDINGS LTD.
(CIN:U74899DL1994PLC059772
PAN:AAACN4793N)
|
|
|
|
GURPREETESH SINGH MAINI
|
|
|
JIVTESH SINGH MAINI
|
|
|
JYOTI MAINI
|
|
|
TRIDIVESH SINGH MAINI
|
|
MOBILIZED RS.6.27 CRORES THROUGH ALLOTMENT OF 27,692 NON CONVERTIBLE DEBENTURES TO 744 ALLOTTEES VIOLATING SECTIONS 56, 60, 69 AND 73 OF COMPANIES ACT, 1956 IN MATTER OF RHINE CREDITS & HOLDINGS LTD.
|
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 01-OCT-2013 TILL FURTHER ORDERS
01-OCT-2013
|
SEBI VIDE ITS ORDER DATED 27/03/2015 DIRECTED TO A) JOINTLY AND SEVERALLY, FORTHWITH REFUND MONEY COLLECTED THROUGH ISSUANCE OF SECURED NCDS, INCLUDING FROM INVESTORS, WITH INTEREST OF 15% P.A. B) REPAYMENTS TO INVESTORS SHALL BE EFFECTED ONLY IN CASH THROUGH BANK DEMAND DRAFT OR PAY ORDER C) PERMITTED TO SELL ASSETS OF THE COMPANY ONLY FOR SOLE PURPOSE OF MAKING REFUND AND DEPOSIT PROCEEDS IN ESCROW ACCOUNT OPENED WITH A NATIONALISED BANK D) ISSUE PUBLIC NOTICE, IN ALL EDITIONS OF TWO NATIONAL DAILIES WITH WIDE CIRCULATION, DETAILING THE MODALITIES FOR REFUND E) FILE A CERTIFICATE OF SUCH COMPLETION WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTS WHO ARE IN THE PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION F) DIRECTED NOT TO, DIRECTLY OR INDIRECTLY, ACCESS CAPITAL MARKET BY ISSUING PROSPECTUS, OFFER DOCUMENT OR ADVERTISEMENT SOLICITING MONEY FROM PUBLIC AND FURTHER RESTRAINED AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY IN WHATSOEVER MANNER, FROM DATE OF THIS ORDER TILL EXPIRY OF 4 YEARS
SEBI VIDE ITS ORDER DATED 23/03/2018 IMPOSED PENALTY OF RS.1 CRORE U/S 15HB PAYABLE JOINTLY AND SEVERALLY AS THE NOTICEES FAILED TO COMPLY WITH THE DIRECTIONS ISSUED VIDE ITS ORDER DATED 27/03/2015
SEBI VIDE ITS ORDER DATED 11/06/2019 A) PROHIBITED FROM DISPOSING, TRANSFERRING, ALIENATING OR CHARGING IN RESPECT OF ALL IMMOVABLE AND MOVABLE PROPERTIES LISTED IN THE ORDER B) PROHIBITED FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL, TRANSFER, ALIENATION OR CHARGE IN RESPECT OF PROPERTIES LISTED IN ORDER C) DIRECTED TO FURNISH COMPLETE DETAILS OF ALL MOVABLE AND IMMOVABLE PROPERTIES HELD BY DEFAULTERS AND CHARGES, DULY CERTIFIED BY BOARD OF DIRECTORS WITHIN TWO WEEKS FROM DATE OF THIS ORDER AT SEBI, NORTHERN REGIONAL OFFICE, NEW DELHI D) DIRECTED INSPECTORS GENERAL OF REGISTRATION OF ALL THE STATES AND UNION TERRITORIES AND CONCERNED TEHSILDARS, DISTRICT REGISTRARS AND SUB-REGISTRARS OF RESPECTIVE AREAS WHERE PROPERTIES ARE LOCATED NOT TO ACT UPON ANY DOCUMENTS PURPORTING TO BE DEALING WITH TRANSFER, MORTGAGE, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST IN ANY OF THE PROPERTIES OWNED / HELD BY DEFAULTERS, IF PRESENTED FOR REGISTRATION
|
| 84 |
|
|
RICH INFRA DEVELOPERS INDIA LTD.
(PAN:AAFCR3888R
CIN:U70100RJ2011PLC035842)
|
|
|
|
BALJINDER PREET SINGH
PAN:BBJPS5825E
|
|
|
GURPREET SINGH SIDHU
DIN:03307249
PAN:ATAPS7417G
|
|
|
HARVINDER PAL SINGH
DIN:03307241
PAN:ABPPS4178P
|
|
|
PARAMPREET SINGH SIDHU
PAN:BCWPS1318C
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 27-SEP-2018 TO 26-SEP-2022
DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) / PLAN OR FLOAT ANY NEW COMPANY/IES/FIRM TO RAISE FRESH MONIES FROM 27-SEP-2018 TO 26-SEP-2022
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 27-SEP-2018 TO 26-SEP-2022
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 27-SEP-2018 TO 26-SEP-2022
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED
DIRECTED TO SUBMIT DETAILS OF AGENTS ALONGWITH ADDRESS, MONEY MOBILIZED AND COMMISSION PAID
DIRECTED TO SUBMIT AUDITED ACCOUNTS FOR THE LAST FINANCIAL YEAR
DIRECTED TO SUBMIT DETAILS OF CHARGES, IF ANY, CREATED ON ITS ASSETS BY COMPANY
DIRECTED TO REFUND MONEY TO THE INVESTORS
DIRECTED TO MAKE REFUND THROUGH BANKING CHANNELS SUCH AS DEMAND DRAFT AND/OR PAY ORDER AND/OR ELECTRONIC MODE OF TRANSFER
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 27-SEP-2018 TO 26-SEP-2022
RESTRAINED FROM HOLDING OR OCCUPYING POSITION AS DIRECTOR OR KEY MANAGERIAL PERSONNEL IN ANY LISTED COMPANY FROM 27-SEP-2018 TO 26-SEP-2022
31-MAR-2015
|
SEBI VIDE ITS ORDER DATED 27/02/2018 DIRECTED TO 1) JOINTLY AND SEVERALLY TO WIND UP ITS EXISTING COLLECTIVE INVESTMENT SCHEMES AND REFUND THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF NINE MONTHS FROM DATE OF THIS ORDER. REFUND SHALL BE MADE THROUGH ‘BANK DEMAND DRAFT’ OR ‘PAY ORDER’ AND SUBMIT WINDING UP AND REPAYMENT REPORT (WRR) TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS. WINDING UP AND REPAYMENT REPORT SHALL BE SUPPORTED BY THE PROOF OF TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO THE INVESTORS AND RECEIPT FROM THE INVESTORS ACKNOWLEDGE SUCH REFUNDS ALONG WITH A CERTIFICATION OF SUCH REPAYMENT FROM TWO INDEPENDENT CHARTERED ACCOUNTANTS 2) NOT TO ALIENATE OR DISPOSE OF OR SELL ANY OF THE ASSETS OF THE COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUND TO ITS INVESTORS 3) RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY FOR A PERIOD OF FOUR YEARS FROM THE DATE OF COMPLETION OF REFUND
SAT: SAT VIDE ITS ORDER DATED 08/04/2021 RESPONDENT TO FILE REPLY WITHIN TWO WEEKS FROM DATE OF THIS ORDER AND APPELLANT TO FILE REJOINDER WITHIN A WEEK THEREAFTER
SAT: SAT VIDE ITS ORDER DATED 06/08/2021 DISMISSED THE APPEAL
SEBI VIDE ITS ORDER DATED 09/06/2023 A) PROHIBITED FROM DISPOSING, TRANSFERRING, ALIENATING OR CHARGING IN RESPECT OF ALL THE IMMOVABLE PROPERTIES LISTED IN THE ORDER B) PROHIBITED FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL, TRANSFER, ALIENATION OR CHARGE IN RESPECT OF THE PROPERTIES LISTED IN ORDER C) DIRECTED TO FURNISH COMPLETE DETAILS OF ALL MOVABLE AND IMMOVABLE PROPERTIES HELD BY DEFAULTERS AND CHARGES, IF ANY, DULY CERTIFIED BY BOARD OF DIRECTORS ALONG WITH ORIGINAL TITLE DEEDS PERTAINING TO THE PROPERTIES, WITHIN TWO WEEKS FROM DATE OF THIS ORDER AT SEBI, NORTHERN REGIONAL OFFICE, NEW DELHI D) DIRECTED INSPECTORS GENERAL OF REGISTRATION OF ALL THE STATES AND UNION TERRITORIES AND CONCERNED TEHSILDARS, DISTRICT REGISTRARS AND SUB-REGISTRARS OF THE RESPECTIVE AREAS WHERE THE PROPERTIES ARE LOCATED E) NOT TO ACT UPON ANY DOCUMENTS PURPORTING TO BE DEALING WITH TRANSFER, MORTGAGE, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST IN ANY OF THE PROPERTIES OWNED/HELD BY THE DEFAULTERS, IF PRESENTED FOR REGISTRATION
|
| 85 |
|
|
ROSE VALLEY HOTELS & ENTERTAINMENTS LTD.
(CIN:U55101WB1997PLC085759
PAN:AABCR2164G)
|
|
|
|
ABHIJIT DUTTA
DIN:00233374
|
|
|
ABIR KUNDU
DIN:01517458
PAN:AQKPK1365J
|
|
|
ASHOK KUMAR SAHA
DIN:00939075
PAN:BDCPS5827D
|
|
|
RAM LAL GOSWAMI
DIN:01320525
PAN:AHDPG0244L
|
|
|
SHIBAMOY DUTTA
DIN:00774250
PAN:AHRPD6466H
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 15-NOV-2017 TO 14-NOV-2021
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 15-NOV-2017 TO 14-NOV-2021
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 15-NOV-2017 TO 14-NOV-2021
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 15-NOV-2017 TO 14-NOV-2021
DIRECTED TO REFUND MONEY TO THE INVESTORS
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 15-NOV-2017 TO 14-NOV-2021
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 15-NOV-2017 TO 14-NOV-2021
10-JUL-2013
|
SEBI VIDE ITS ORDER DATED 15/11/2017 DIRECTED TO 1) JOINTLY AND SEVEALLY WIND UP ITS HOLIDAY MEMBERSHIP SCHEMES / PLANS AND REFUND THE MONEY COLLECTED UNDER SCHEMES WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER THROUGH ‘BANK DEMAND DRAFT’ OR ‘PAY ORDER’ WITHIN A FURTHER PERIOD OF TWO WEEKS AND SUBMIT WINDING UP AND REPAYMENT REPORT (WRR) TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS. WRR SHALL BE SUPPORTED BY THE PROOF OF TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO THE INVESTORS AND RECEIPT FROM THE INVESTORS ACKNOWLEDGE SUCH REFUNDS ALONG WITH A CERTIFICATION OF SUCH REPAYMENT FROM TWO INDEPENDENT CHARTERED ACCOUNTANTS 2) NOT TO ALIENATE OR DISPOSE OF OR SELL ANY OF THE ASSETS OF THE COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUND TO ITS INVESTORS 3) RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN THE SECURITIES MARKET, DIRECTLY OR INDIRECTLY FOR A PERIOD OF FOUR YEARS FROM THE DATE OF COMPLETION OF REFUNDS
SEBI VIDE ITS NOTICE DATED 06/06/2022 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUNDS FOLIOS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S. HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
|
| 86 |
|
|
ROSE VALLEY REAL ESTATES CONSTRUCTIONS LTD.
(CIN:U45201WB1999PLC089311
PAN:AABCR8068D)
|
|
|
|
GAUTAM KUNDU
DIN:00773899
PAN:ALMPK9146L
|
|
RAISED FUNDS FROM PUBLIC IN THE NAME OF SALE OF PLOTS OF LAND IN WEST BENGAL
|
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 03-JAN-2011
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 03-JAN-2011
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 03-JAN-2011
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 03-JAN-2011
03-JAN-2011
|
SAT: SAT VIDE ITS ORDER DATED 26/09/2013 DISPOSED OFF THE APPEAL BY DIRECTING 1) SEBI TO FURNISH ADDITIONAL MATERIALS. IF ANY TO APPELLANT NO.1 WITHIN A PERIOD OF 2 WEEKS FROM DATE OF THIS ORDER. 2) APPELLANTS TO FILE OBJECTION IF ANY WITHIN A PERIOD OF 4 WEEKS FROM DATE OF RECEIVED ADDITIONAL MATERIALS FROM SEBI. NO COSTS
SAT: SEBI VIDE ITS ORDER DATED 29/04/2014 DIRECTED SEBI TO GIVE FURTHER HEARING TO APPELLANT WITHIN A PERIOD OF TWO WEEKS FROM THE DATE OF THIS ORDER AND PASS FINAL ORDER WITHIN A PERIOD OF SIX WEEKS THEREAFTER
|
| 87 |
|
|
ROYAL TWINKLE STAR CLUB PVT.LTD.
(PAN:AAECR0618L)
|
|
|
|
NARAYAN SHIVRAM KOTNIS
PAN:ABIPK5022D
|
|
|
OMPRAKASH BASANTLAL GOENKA
PAN:AECPG3854J
|
|
|
PRAKASH GANPAT UTEKAR
PAN:AALPU9100E
|
|
|
VENKATRAMAN NATRAJAN
PAN:ACUPV4686K
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 21-AUG-2015 TO 20-AUG-2019
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 21-AUG-2015 TO 20-AUG-2019
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 21-AUG-2015 TO 20-AUG-2019
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 21-AUG-2015 TO 20-AUG-2019
DIRECTED TO SUBMIT LIST OF INVESTORS WITH FULL PARTICULARS SUCH AS PAN NUMBER, ADDRESS ETC.
DIRECTED TO SUBMIT FULL INVENTORY OF 233965 ROOMS AS MENTIONED IN THE LETTER OF RTSCL
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 21-AUG-2015 TO 20-AUG-2019
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 21-AUG-2015 TO 20-AUG-2019
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
07-MAR-2014
|
SEBI VIDE ITS ORDER DATED 21/08/2015 DIRECTED ROYAL TWINKLE STAR CLUB PVT.LTD. AND ITS DIRECTORS TO 1. ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY CISINCLUDING THE SCHEMES WHICH HAVE BEEN INDENTIFIED AS CIS IN THIS ORDER 2. RESTRAINED FROM ACCESSING SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR FOUR YEARS 3. WIND UP ITS EXISTING SCHEME AND REFUND THE MONEY COLLECTED UNDER SCHEME WITH RETURNS DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS 4. NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY ASSETS OF COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 5. PROVIDE FULL INVENTORY OF ALL THEIR ASSETS AND PROPERTIES AND DETAILS OF ALL THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, IF HELD IN PHYSICAL FORM
SAT: SAT VIDE ITS ORDER DATED 03/02/2016 GRANTED EXTENSION FOR TWO YEARS FROM DATE OF THIS ORDER TO APPELLANTS TO ENABLE THEM TO PAY BALANCE AMOUNT TO INVESTORS. FURTHER, , SAT RESTRICTED DEBARMENT IMPOSED AGAINST DIRECTORS FROM DATE OF IMPUGNED ORDER I.E.FROM 21/08/2015 TILL DATE OF PRESENT ORDER. NO COSTS
SEBI VIDE ITS NOTICE DATED 23/11/2021 ORDERED TO SALE IMMOVABLE PROPERTIES THROUGH E-AUCTION IN SATISFACTION OF DUES AS PER ORDERS OF HON’BLE SUPREME COURT DATED 06/08/2019, 21/10/2019, 13/12/2019 AND 17/02/2020
|
| 88 |
|
|
SAI MULTI SERVICES
|
|
|
|
SANJAY B.TENGINKAI
PAN:AFDPT9966L
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 10-MAY-2016 TO 09-MAY-2020
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 10-MAY-2016 TO 09-MAY-2020
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 10-MAY-2016 TO 09-MAY-2020
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 10-MAY-2016 TO 09-MAY-2020
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 10-MAY-2016 TO 09-MAY-2020
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 10-MAY-2016 TO 09-MAY-2020
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 10-MAY-2016 TO 09-MAY-2020
02-DEC-2014
|
SEBI VIDE ITS ORDER DATED 10/05/2016 DIRECTED SAI MULTI SERVICES AND MR.SANJAY B.TENGINKAI TO 1) ABSTAIN, EITHER DIRECTLY OR INDIRECTLY FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING THE SCHEMES WHICH HAVE BEEN INDENTIFIED AS A COLLECTIVE INVESTMENT SCHEME IN THIS ORDER 2) WIND UP ITS EXISTING SCHEME AND REFUND THROUGH ‘BANK DEMAND DRAFT’ OR ‘PAY ORDER’, THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS 3) PERMITTED TO SELL ASSETS OF THE COMPANY ONLY FOR SOLE PURPOSE OF MAKING REFUNDS AND DEPOSIT PROCEEDS IN ESCROW ACCOUNT OPENED WITH A NATIONALISED BANK 4) DIRECTED FILE CERTIFICATE OF SUCH COMPLETION WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS WHO ARE IN THE PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION 5) DIRECTED TO PROVIDE FULL INVENTORY OF ALL ASSETS AND PROPERTIES AND DETAILS OF ALL THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, OR HELD IN PHYSICAL FORM 6) RESTRAINED FROM ACCESSING SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF FOUR YEARS
|
| 89 |
|
|
SAI PRAKASH ORGANIC FOOD LTD.
(CIN:U01122RJ2010PLC032361
PAN:AAPCS0636Q)
|
|
|
|
DHEERENDRA KRISHAN PRATAP
DIN:03545450
PAN:AXMPB0165C
|
|
|
MRAGENDRA SINGH BAGHEL
DIN:03544515
PAN:BKJPB6325H
|
|
|
PUSHPANJALI SINGH BAGHEL
PAN:AFZPB0557M
|
|
|
PUSHPENDRA SINGH BAGHEL
PAN:AFZPB0624B
|
|
|
RANVAJAY PRATAP SINGH BAGHEL
DIN:03538188
PAN:ATTPB8254D
|
|
|
SHAHENDRA SINGH BAGHEL
PAN:ATTPB8244M
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 16-JUL-2018 TO 15-JUL-2022
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 16-JUL-2018 TO 15-JUL-2022
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 16-JUL-2018 TO 15-JUL-2022
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 16-JUL-2018 TO 15-JUL-2022
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED TO SUBMIT DETAILS OF AMOUNT MOBILIZED AND REFUNDED TILL DATE
DIRECTED TO SUBMIT AGREEMENTS ENTERED INTO WITH JOINT VENTURE CUSTOMERS / INVESTORS
DIRECTED TO REFUND MONEY TO THE INVESTORS
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 16-JUL-2018 TO 15-JUL-2022
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 16-JUL-2018 TO 15-JUL-2022
06-JAN-2015
|
SEBI VIDE ITS ORDER DATED 16/07/2018 DIRECTED TO 1) JOINTLY AND SEVERALLY TO WIND UP ITS EXISTING COLLECTIVE INVESTMENT SCHEMES AND REFUND THE MONEY COLLECTED UNDER SCHEME WITH RETURNS DUE TO INVESTORS WITHIN A PERIOD OF THREE MONTHS FROM THE DATE OF THIS ORDER THROUGH BANK DEMAND DRAFT OR PAY ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT (WRR) TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS ALONG WITH CERTIFIED FROM TWO INDEPENDENT CHARTERED ACCOUNTS 2) NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY OF THE ASSETS OF THE COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 3) RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY FOR A FURTHER PERIOD OF FOUR YEARS FROM THE DATE OF COMPLETION OF REFUND
|
| 90 |
|
|
SAI PRAKASH PROPERTIES DEVELOPMENT LTD.
(PAN:AANCS7178R)
|
|
|
|
DHEERENDRA KRISHAN PRATAP
DIN:03545450
PAN:AXMPB0165C
|
|
|
MRAGENDRA SINGH BAGHEL
DIN:03544515
PAN:BKJPB6325H
|
|
|
PUSHPANJALI SINGH BAGHEL
PAN:AFZPB0557M
|
|
|
PUSHPENDRA SINGH BAGHEL
PAN:AFZPB0624B
|
|
|
RANVAJAY PRATAP SINGH BAGHEL
DIN:03538188
PAN:ATTPB8254D
|
|
|
SHAHENDRA SINGH BAGHEL
PAN:ATTPB8244M
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 29-JUL-2019 TO 28-JUL-2026
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 29-JUL-2019 TO 28-JUL-2026
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 29-JUL-2019 TO 28-JUL-2026
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 29-JUL-2019 TO 28-JUL-2026
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED
DIRECTED TO REFUND MONEY TO THE INVESTORS
DIRECTED TO MAKE REFUND THROUGH BANKING CHANNELS SUCH AS DEMAND DRAFT AND/OR PAY ORDER AND/OR ELECTRONIC MODE OF TRANSFER
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DIRECTED NOT TO DISPOSE OF, ALIENATE OR ENCUMBER ANY ASSETS / PROPERTIES
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 29-JUL-2019 TO 28-JUL-2026
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 29-JUL-2019 TO 28-JUL-2026
26-DEC-2014
|
SEBI VIDE ITS ORDER DATED 29/07/2019 DIRECTED TO 1) JOINTLY AND SEVERALLY TO WIND UP ITS EXISTING COLLECTIVE INVESTMENT SCHEMES AND REFUND MONEY COLLECTED UNDER SCHEME WITH RETURNS DUE TO INVESTORS WITHIN THREE MONTHS FROM DATE OF THIS ORDER THROUGH BANK DEMAND DRAFT OR PAY ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT (WRR) TO SEBI INCLUDING PROOF OF TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS ALONG WITH CERTIFICATION OF SUCH REPAYMENT FROM TWO INDEPENDENT CHARTERED ACCOUNTS 2) NOT TO ALIENATE OR DISPOSE OFF OR SELL OF ASSETS OF COMPANY EXCEPT FOR PURPOSE OF MAKING REFUND TO ITS INVESTORS 3) RESTRAINED FROM ACCESSING SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY FOR SEVEN YEARS FROM DATE OF COMPLETION OF REFUND
|
| 91 |
|
|
SAI PRAKASH PROPERTIES DEVELOPMENT LTD.
(PAN:AANCS7178R)
|
|
|
|
SANDEEP SHANKAR
PAN:ANPPS8356M
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 29-JUL-2019 TO 28-JUL-2020
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 29-JUL-2019 TO 28-JUL-2020
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 29-JUL-2019 TO 28-JUL-2020
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 29-JUL-2019 TO 28-JUL-2020
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 29-JUL-2019 TO 28-JUL-2020
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 29-JUL-2019 TO 28-JUL-2020
RESTRAINED FROM HOLDING OR OCCUPYING POSITION AS DIRECTOR OR KEY MANAGERIAL PERSONNEL IN ANY LISTED COMPANY FROM 29-JUL-2019 TO 28-JUL-2020
26-DEC-2014
|
SEBI VIDE ITS ORDER DATED 29/07/2019 DIRECTED TO 1) JOINTLY AND SEVERALLY TO WIND UP ITS EXISTING COLLECTIVE INVESTMENT SCHEMES AND REFUND MONEY COLLECTED UNDER SCHEME WITH RETURNS DUE TO INVESTORS WITHIN THREE MONTHS FROM DATE OF THIS ORDER THROUGH BANK DEMAND DRAFT OR PAY ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT (WRR) TO SEBI INCLUDING PROOF OF TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS ALONG WITH CERTIFICATION OF SUCH REPAYMENT FROM TWO INDEPENDENT CHARTERED ACCOUNTS 2) NOT TO ALIENATE OR DISPOSE OFF OR SELL OF ASSETS OF COMPANY EXCEPT FOR PURPOSE OF MAKING REFUND TO ITS INVESTORS 3) RESTRAINED FROM ACCESSING SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY FOR SEVEN YEARS FROM DATE OF COMPLETION OF REFUND
|
| 92 |
|
|
SAI PRASAD CORP.LTD.
(CIN:U70102PN2011PLC141639
PAN:AAQCS7428B)
|
|
|
|
BALASAHEB K.BHAPKAR
PAN:AFIPB3674A
|
|
|
SHASHANK B.BHAPKAR
PAN:AQHPB8639H
|
|
|
VANDANA BALASAHEB BHAPKAR
PAN:AFIPB3675B
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 01-FEB-2016 TO 31-JAN-2020
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 01-FEB-2016 TO 31-JAN-2020
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 01-FEB-2016 TO 31-JAN-2020
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 01-FEB-2016 TO 31-JAN-2020
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 01-FEB-2016 TO 31-JAN-2020
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 01-FEB-2016 TO 31-JAN-2020
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 01-FEB-2016 TO 31-JAN-2020
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
22-JUL-2014
|
SAT: SAT VIDE ITS ORDER DATED 03/08/2015 DIRECTED APPELLANTS TO FILE APPLICATION IN PRESCRIBED FORM WITHIN SIX WEEKS FROM THE DATE OF THIS ORDER AND DIRECTED SEBI TO CONSIDER THE SAID APPLICATION ON MERITS AND ACCORDANCE WITH LAW WITHOUT BEING INFLUENCED BY IMPUGNED COMMUNICATION DATED 11/06/2015 AND PASS AN APPROPRIATE ORDER AFTER GIVING AN OPPORTUNITY OF HEARING TO APPELLANT. NO COSTS
SEBI VIDE ITS ORDER DATED 01/02/2016 DIRECTED SAI PRASAD CORP.LTD. AND ITS DIRECTORS MR.BALASAHEB K.BHAPKAR, MR.SHASHANK B.BHAPKAR & MS.VANDANA B.BHAPKAR TO 1) RESTRAINED FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING SCHEMES WHICH HAVE BEEN INDENTIFIED AS A COLLECTIVE INVESTMENT SCHEME IN THIS ORDER 2) RESTRAINED FROM ACCESSING SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF FOUR YEARS 3) WIND UP ITS EXISTING SCHEME AND REFUND THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS 4) NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY ASSETS OF COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 5) DIRECTED TO PROVIDE FULL INVENTORY OF ALL ASSETS AND PROPERTIES AND DETAILS OF ALL THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, OR HELD IN PHYSICAL FORM
SEBI VIDE ITS NOTICE DATED 25/08/2016 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS NOTICE DATED 17/03/2017 ORDERED TO SALE OF JEWELLERY / ORNAMENTS THROUGH E-AUCTION IN SATISFACTION OF DUES
SAT: APPEAL DISMISSED. NO COSTS
SEBI VIDE ITS NOTICE DATED 05/05/2017 ORDERED TO SALE OF GOLD JEWELLERY / ORNAMENTS, COMPOSITE JEWELLERY / ORNAMENTS OF DIAMOND AND GOLD, SILVER ITEMS AND BRANDED WATCHES THROUGH E-AUCTION IN SATISFACTION OF DUES
SEBI VIDE ITS NOTICE DATED 25/07/2017 ORDERED TO SALE THE IMMOVABLE PROPERTIES THROUGH E-AUCTION IN SATISFACTION OF DUES
SEBI VIDE ITS ORDER DATED 16/03/2018 ORDERED TO SALE THE PROPERTY THROUGH E-AUCTION IN SATISFACTION OF DUES
SEBI VIDE ITS NOTICE DATED 10/05/2018 ORDERED TO SALE OF THE PROPERTY THROUGH E-AUCTION IN SATISFACTION OF DUES
SEBI VIDE ITS ORDER DATED 14/12/2018 ORDERED TO SALE THE IMMOVABLE PROPERTY THROUGH E-AUCTION IN SATISFACTION OF DUES
SEBI VIDE ITS ORDER DATED 21/09/2020 DIRECTED ALL THE BANKS TO REMIT RS.615,47,01,000.00 TO THE EXTENT LYING IN THE ACCOUNT OF SAI PRASAD CORP.LTD. TO SEBI BY WAY OF EFT/NEFT/RTGS
|
| 93 |
|
|
SAI PRASAD FOODS LTD.
(CIN:U51909PN2001PLC016447
PAN:AAHCS3986M)
|
|
|
|
BALASAHEB K.BHAPKAR
PAN:AFIPB3674A
|
|
|
SHASHANK B.BHAPKAR
PAN:AQHPB8639H
|
|
|
VANDANA BALASAHEB BHAPKAR
PAN:AFIPB3675B
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 14-JAN-2015 TO 13-JAN-2019
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 14-JAN-2015 TO 13-JAN-2019
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 14-JAN-2015 TO 13-JAN-2019
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 14-JAN-2015 TO 13-JAN-2019
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 14-JAN-2015 TO 13-JAN-2019
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 14-JAN-2015 TO 13-JAN-2019
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 14-JAN-2015 TO 13-JAN-2019
17-JUL-2013
|
SEBI VIDE ITS ORDER DATED 14/01/2015 DIRECTED SAI PRASAD FOODS LTD. AND ITS DIRECTORS MR.BALASAHEB K.BHAPKAR, MS.VANDANA B.BHAPKAR AND MR.SHASHANK B.BHAPKAR TO 1. ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES 2. WIND UP ITS EXISTING SCHEME AND REFUND THE MONIES COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER / AGREEMENT WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI ALONG WITH TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS 3. NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY ASSETS OF COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 4. IMMEDIATELY SUBMIT COMPLETE AND DETAILED INVENTORY OF ALL THEIR ASSETS AND PROPERTIES AND DETAILS OF THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, IF HELD IN PHYSICAL SHARES 5. RESTRAINED SAI PRASAD FOODS LTD. AND ITS DIRECTORS FROM ACCESSING SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF 4 YEARS FROM DATE OF THIS ORDER
SAT: SAT VIDE ITS ORDER DATED 15/09/2015 PERMITTED APPLICANT / APPELLANT TO REDEEM MUTUAL FUNDS SET OUT AT PAGE 21 OF THE APPEAL PAPERBOOK AND ALSO SELL THE SECURITIES BELONGING TO THE APPLICANT / APPELLANT AND DEPOSIT THE AMOUNTS/SALE PROCEEDS IN ESCROW ACCOUNT AND NOT TO UTILIZE THE SAID AMOUNTS FOR ANY PAYMENT WHATSOEVER. NO COSTS
SAT: SAT VIDE ITS ORDER DATED 08/09/2016 DID NOT GRANT ANY RELIEF SOUGHT IN PRAYER (A) OF THE RESPECTIVE MISC. APPLICATION. NO COSTS
SEBI VIDE ITS NOTICE DATED 08/02/2017 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS NOTICE DATED 17/03/2017 ORDERED TO SALE OF JEWELLERY / ORNAMENTS THROUGH E-AUCTION IN SATISFACTION OF DUES
SAT: APPEAL DISMISSED. NO COSTS
SEBI VIDE ITS NOTICE DATED 05/05/2017 ORDERED TO SALE OF GOLD JEWELLERY / ORNAMENTS, COMPOSITE JEWELLERY / ORNAMENTS OF DIAMOND AND GOLD, SILVER ITEMS AND BRANDED WATCHES THROUGH E-AUCTION IN SATISFACTION OF DUES
SEBI VIDE ITS NOTICE DATED 25/07/2017 ORDERED TO SALE THE IMMOVABLE PROPERTIES THROUGH E-AUCTION IN SATISFACTION OF DUES
SEBI VIDE ITS ORDER DATED 16/03/2018 ORDERED TO SALE THE PROPERTY THROUGH E-AUCTION IN SATISFACTION OF DUES
SEBI VIDE ITS NOTICE DATED 10/05/2018 ORDERED TO SALE OF THE PROPERTY THROUGH E-AUCTION IN SATISFACTION OF DUES
SEBI VIDE ITS ORDER DATED 14/12/2018 ORDERED TO SALE THE IMMOVABLE PROPERTY THROUGH E-AUCTION IN SATISFACTION OF DUES
SEBI VIDE ITS ORDER DATED 21/09/2020 DIRECTED ALL THE BANKS TO REMIT RS.394,29,65,838.69 TO THE EXTENT LYING IN THE ACCOUNT OF SAI PRASAD FOODS LTD. TO SEBI BY WAY OF EFT/NEFT/RTGS
|
| 94 |
|
|
SAI PRASAD PROPERTIES LTD.
(CIN:U70200GA2008PLC005799
PAN:AAMCS2738N)
|
|
|
|
BALASAHEB K.BHAPKAR
PAN:AFIPB3674A
|
|
|
VANDANA BALASAHEB BHAPKAR
PAN:AFIPB3675B
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 14-JAN-2015 TO 13-JAN-2019
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 14-JAN-2015 TO 13-JAN-2019
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 14-JAN-2015 TO 13-JAN-2019
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 14-JAN-2015 TO 13-JAN-2019
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 14-JAN-2015 TO 13-JAN-2019
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 14-JAN-2015 TO 13-JAN-2019
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 14-JAN-2015 TO 13-JAN-2019
17-JUL-2013
|
SEBI VIDE ITS ORDER DATED 14/01/2015 DIRECTED SAI PRASAD PROPERTIES LTD. AND ITS DIRECTORS MR.BALASAHEB K.BHAPKAR & MS.VANDANA B.BHAPKAR TO 1. ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES 2. WIND UP ITS EXISTING SCHEME AND REFUND THE MONIES COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER / AGREEMENT WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI ALONG WITH TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS 3. NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY ASSETS OF COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 4. IMMEDIATELY SUBMIT COMPLETE AND DETAILED INVENTORY OF ALL THEIR ASSETS AND PROPERTIES AND DETAILS OF THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, IF HELD IN PHYSICAL SHARES 5. RESTRAINED SAI PRASAD PROPERTIES LTD. AND ITS DIRECTORS FROM ACCESSING SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF 4 YEARS FROM DATE OF THIS ORDER
SAT: SAT VIDE ITS ORDER DATED 15/09/2015 PERMITTED APPLICANT / APPELLANT TO REDEEM MUTUAL FUNDS SET OUT AT PAGE 25 OF THE APPEAL PAPERBOOK AND ALSO SELL THE SECURITIES BELONGING TO THE APPLICANT / APPELLANT AND DEPOSIT THE AMOUNTS/SALE PROCEEDS IN ESCROW ACCOUNT AND UTILIZE THE SAME ONLY FOR THE PURPOSE OF MAKING PAYMENT TO THE INCOME TAX DEPARTMENT AS PER THE ORDER OF INCOME TAX APPELLATE TRIBUNAL, DATED 18/06/2015. NO COSTS
SAT: SAT VIDE ITS ORDER DATED 08/09/2016 DID NOT GRANT ANY RELIEF SOUGHT IN PRAYER (A) OF THE RESPECTIVE MISC. APPLICATION. NO COSTS
SEBI VIDE ITS NOTICE DATED 08/02/2017 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS NOTICE DATED 17/03/2017 ORDERED TO SALE OF JEWELLERY / ORNAMENTS THROUGH E-AUCTION IN SATISFACTION OF DUES
SAT: APPEAL DISMISSED. NO COSTS
SEBI VIDE ITS NOTICE DATED 05/05/2017 ORDERED TO SALE OF GOLD JEWELLERY / ORNAMENTS, COMPOSITE JEWELLERY / ORNAMENTS OF DIAMOND AND GOLD, SILVER ITEMS AND BRANDED WATCHES THROUGH E-AUCTION IN SATISFACTION OF DUES
SEBI VIDE ITS NOTICE DATED 25/07/2017 ORDERED TO SALE THE IMMOVABLE PROPERTIES THROUGH E-AUCTION IN SATISFACTION OF DUES
SEBI VIDE ITS ORDER DATED 16/03/2018 ORDERED TO SALE THE PROPERTY THROUGH E-AUCTION IN SATISFACTION OF DUES
SEBI VIDE ITS NOTICE DATED 10/05/2018 ORDERED TO SALE OF THE PROPERTY THROUGH E-AUCTION IN SATISFACTION OF DUES
SEBI VIDE ITS ORDER DATED 14/12/2018 ORDERED TO SALE THE IMMOVABLE PROPERTY THROUGH E-AUCTION IN SATISFACTION OF DUES
SEBI VIDE ITS ORDER DATED 21/09/2020 DIRECTED ALL THE BANKS TO REMIT RS.2039,38,56,309.00 TO THE EXTENT LYING IN THE ACCOUNT OF SAI PRASAD PROPERTIES LTD. TO SEBI BY WAY OF EFT/NEFT/RTGS
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| 95 |
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SAMRUDDHA JEEVAN FOODS INDIA LTD.
(CIN:U15204PN2002PLC016950
PAN:AAICS0865N)
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GHANSHYAM JASHBHAI PATEL
PAN:ARJPP0156A
DIN:02703676
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MAHESH KISAN MOTEWAR
DIN:00054860
PAN:AKMPM3895K
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RAJENDRA PANDURANG BHANDARE
DIN:00054872
PAN:ALKPB5263D
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VAISHALI MAHESH MOTEWAR
DIN:02750035
PAN:ATTPM4634Q
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OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
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DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 02-SEP-2015 TO 01-SEP-2019
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 02-SEP-2015 TO 01-SEP-2019
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 02-SEP-2015 TO 01-SEP-2019
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 02-SEP-2015 TO 01-SEP-2019
DIRECTED TO REFUND MONEY TO THE INVESTORS
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-SEP-2015 TO 01-SEP-2019
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 02-SEP-2015 TO 01-SEP-2019
31-OCT-2013
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SEBI VIDE ITS ORDER DATED 02/09/2015 DIRECTED SAMRUDDHA JEEVAN FOODS INDIA LTD. AND ITS DIRECTORS MR.MAHESH KISAN MOTEWAR, MS.VAISHALI MAHESH MOTEWAR AND MR.RAJENDRA PANDURANG BHANDARE TO 1. ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING THE SCHEMES WHICH HAVE BEEN INDENTIFIED AS A COLLECTIVE INVESTMENT SCHEME IN THIS ORDER 2. WIND UP ITS EXISTING SCHEME AND REFUND THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS 3. NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY ASSETS OF COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 4. PROVIDE A FULL INVENTORY OF ALL THEIR ASSETS AND PROPERTIES AND DETAILS OF ALL THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, IF HELD IN PHYSICAL FORM 5. RESTRAINED FROM ACCESSING SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF FOUR YEARS
SAT: SAT VIDE ITS ORDER DATED 29/09/2017 DISPOSED OFF THE APPEAL AND MISC.APPLICATIONS. NO COSTS
SAT: SAT VIDE ITS ORDER DATED 08/06/2018 DISPOSED OFF THE APPEAL AS COUNSEL FOR SEBI, STATED THAT SEBI WOULD PASS ITS ORDER ON REPRESENTATION MADE BY APPELLANT WITHIN A PERIOD OF FOUR WEEKS FROM DATE OF THIS ORDER. NO COSTS
APPEAL DISMISSED
SEBI VIDE ITS NOTICE DATED 18/12/2018 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SAT: APPEAL DISMISSED
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| 96 |
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SAVE EARTH HERBS LTD.
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AKHILESHWAR KUMAR SINHA
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DIPAK KUMAR BASU MALLIK
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K.SAI RAM
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RAJIV DUTTA
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SAIBAL PAL
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SANJAY KUMAR MISHRA
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SANKAR MONDAL
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SANTOSH KUMAR SRIVASTAVA
|
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DID NOT APPLY FOR REGISTRATION OF CIS
ENTITY CLAIMED IT DID NOT COLLECT ANY MONEY UNDER CIS
DID NOT REFUND MONEY COLLECTED UNDER CIS
|
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 22-SEP-2008 TO 21-SEP-2013
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 22-SEP-2008 TO 21-SEP-2013
DIRECTED TO REFUND MONEY TO THE INVESTORS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 22-SEP-2008 TO 21-SEP-2013
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
22-SEP-2008
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|
| 97 |
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SERVEHIT HOUSING & INFRASTRUCTURE INDIA LTD.
(CIN:U70109PB2009PLC032787
PAN:AANCS0417R)
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BALBIR SINGH SAINI
DIN:02610827
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RAJENDER KUMAR
PAN:BCIPK4911M
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SATISH KUMAR
PAN:BDSPK2187C
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SUKHMINDER SINGH
DIN:02610807
PAN:BUZPS4365J
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OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 04-NOV-2015 TO 03-NOV-2019
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 04-NOV-2015 TO 03-NOV-2019
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 04-NOV-2015 TO 03-NOV-2019
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 04-NOV-2015 TO 03-NOV-2019
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 04-NOV-2015 TO 03-NOV-2019
31-OCT-2013
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SEBI VIDE ITS ORDER DATED 04/11/2015 DIRECTED SERVEHIT HOUSING & INFRASTRUCTURE INDIA LTD. AND ITS DIRECTORS MR.SUKHMANDER SINGH, MR.RAJENDER KUMAR, MR.BALBIR SINGH SAINI, MR.SATISH KUMAR AND MR.SURJEET KUMAR TO 1) ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING THE SCHEMES WHICH HAVE BEEN INDENTIFIED AS A COLLECTIVE INVESTMENT SCHEME IN THIS ORDER 2) WIND UP ITS EXISTING SCHEME AND REFUND THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS 3) NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY ASSETS OF COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 4) DIRECTED TO PROVIDE FULL INVENTORY OF ALL ASSETS AND PROPERTIES AND DETAILS OF ALL THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, OF HELD IN PHYSICAL FORM 5) RESTRAINED FROM ACCESSING SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF FOUR YEARS
SEBI VIDE ITS NOTICE DATED 30/10/2017 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 12/10/2018 ORDERED TO SALE THE PROPERTY THROUGH E-AUCTION IN SATISFACTION OF DUES
|
| 98 |
|
|
SHREE SAI SPACES CREATIONS LTD.
(CIN:U45200PN2012PLC144315
PAN:AARCS9644N)
|
|
|
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LAXMI SURESH LAL SHRIVASTAV
PAN:ARAPS3958G
|
|
|
RITESH KUMAR SHRIVASTAV
DIN:03290891
PAN:CEBPS5607E
|
|
|
SURESH LAL SHRIVASTAV
DIN:03290887
PAN:ABTPS4472N
|
|
|
VIVEKKUMAR SURESH SRIVASTAV
PAN:DRMPS4668Q
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 24-NOV-2014 TO 23-NOV-2018
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 24-NOV-2014 TO 23-NOV-2018
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 24-NOV-2014 TO 23-NOV-2018
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 24-NOV-2014 TO 23-NOV-2018
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 24-NOV-2014 TO 23-NOV-2018
24-NOV-2014
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SEBI VIDE ITS NOTICE DATED 24/02/2016 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SAT: SAT VIDE ITS ORDER DATED 20/04/2016 DISPOSED OFF THE APPEL. NO COSTS
SAT: SAT VIDE ITS ORDER DATED 13/05/2016 TIME TO FILE PROPOSAL AS PER ORDER DATED 20/04/2016 EXTENDED BY TWO WEEKS FROM THE DATE OF THIS ORDER. NO COSTS
SEBI VIDE ITS ORDER DATED 04/07/2016 A. DIRECTED DEFAULTERS TO BRING AT LEAST RS.1.30 CRORES WITHIN ONE MONTH BY ANY SOURCE EITHER FROM THEIR OWN FUNDS OR THROUGH SALE/MORTGAGE OF ANY OF PROPERTIES OF DEFAULTERS B. DIRECTED DEFAULTERS THAT WITH THE CORPUS OF RS.1.74 CRORE (AMOUNT OF RS.1.30 CRORE AND AMOUNTS OF RS.32 LACS WITH BANKS AND RS.12 LACS INVESTED IN MUTUAL FUND FOLIOS), THE DEFAULTERS SHALL WITHIN ONE MONTH FROM DATE OF COMPLETION OF DIRECTION AT (I) REPAY THE ENTIRE DUES ALONG WITH ASSURED RETURNS AND INTEREST TO 2085 INVESTORS TO WHOM MONEY DUE IS LESS THAN RS.10,000 AND PAY A MAXIMUM OF RS.10,000 TO REMAINING 995 INVESTORS TO WHOM DUES MORE THAN RS.10,000 IS PAYABLE C. DIRECTED DEFAULTERS TO BRING AT LEAST RS.1.50 CRORE WITHIN TWO MONTHS FROM DATE OF COMPLIANCE OF DIRECTION AT (I) FROM ANY SOURCE I.E.EITHER FROM THEIR OWN FUNDS OR THROUGH SALE/MORTGAGE OF ANY OF THE PROPERTIES OF DEFAULTERS AND REPAY MAXIMUM OF RS.15,000 PER PERSON TO THE REMAINING 995 INVESTORS TOWARDS THEIR OUTSTANDING DUES ALONG WITH ASSURED RETURNS AND INTEREST D. DIRECTED DEFAULTERS TO BRING BALANCE AMOUNT OF DUES INCLUDING ASSURED RETURNS AND INTEREST TO THE INVESTORS WITHIN TWO MONTHS FROM THE DATE OF COMPLIANCE OF DIRECTION AT (III) ANY SOURCE EITHER FROM THEIR OWN FUNDS OR THROUGH SALE / MORTGAGE OF ANY OF THE PROPERTIES OF DEFAULTERS AND REPAY THE ENTIRE BALANCE DUES ALONG WITH ASSURED RETURNS AND INTEREST TO REMAINING INVESTORS E. DIRECTED DEFAULTERS TO FURNISH WRR WITHIN ONE MONTH FROM DATE OF COMPLIANCE OF THE ABOVE DIRECTIONS IN TERMS OF SEBI (CIS) REGULATIONS AND ENTIRE PROCESS SHALL BE DONE BY THE DEFAULTERS UNDER THE SUPERVISION OF SEBI F. RESTRAINED DEFAULTERS FROM DISPOSING/SELLING/MORTGAGING ANY OF THEIR ASSETS EXCEPT FOR THE PURPOSE OF REPAYMENT TO THE INVESTORS WITH SPECIFIC PERMISSION FROM SEBI G. DIRECTED THAT ALL THE AMOUNTS REFERRED SHALL BE ROUTED THROUGH A SEPARATE ESCROW ACCOUNT OPENED BY THE DEFAULTERS IN CONSULTATION WITH SEBI
SAT: SAT VIDE ITS ORDER DATED 09/02/2017 ALLOWED APPEAL TO BE WITHDRAWN. NO COSTS
SEBI VIDE ITS ORDER DATED 20/07/2017 ORDERED TO SALE THE PROPERTY THROUGH E-AUCTION IN SATISFACTION OF DUES
SEBI VIDE ITS ORDER DATED 18/10/2017 ORDERED TO SALE THE PROPERTY THROUGH E-AUCTION IN SATISFACTION OF DUES
SAT: SAT VIDE ITS ORDER DATED 01/08/2018 RESTORED THE APPEAL RESTORED. NO COSTS
SEBI VIDE ITS ORDER DATED 03/03/2022 DIRECTED ALL THE BANKS TO REMIT RS.3,07,34,918.04 TO THE EXTENT LYING IN THE ACCOUNT OF SHREE SAI SPACES CREATIONS LTD., MR.SURESH LAL SHRIVASTAV, MR.LAXMI SURESH LAL SHRIVASTAV, MR.RITESH KUMAR SHRIVASTAV & MR.VIVEKKUMAR SURESH SRIVASTAV BY WAY OF EFT/NEFT/RTGS
|
| 99 |
|
|
SHREE SAI SPACES CREATIONS LTD.
(CIN:U45200PN2012PLC144315
PAN:AARCS9644N)
|
|
|
|
LAXMI SURESH LAL SHRIVASTAV
PAN:ARAPS3958G
|
|
|
RAJKUMAR LAXMAN KONDE
PAN:ABXPK2421P
|
|
|
RITESH KUMAR SHRIVASTAV
DIN:03290891
PAN:CEBPS5607E
|
|
|
SURESH LAL SHRIVASTAV
DIN:03290887
PAN:ABTPS4472N
|
|
|
VIVEKKUMAR SURESH SRIVASTAV
PAN:DRMPS4668Q
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 23-JAN-2014 TILL FURTHER ORDERS
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 23-JAN-2014 TILL FURTHER ORDERS
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 23-JAN-2014 TILL FURTHER ORDERS
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 23-JAN-2014 TILL FURTHER ORDERS
23-JAN-2014
|
|
| 100 |
|
|
SHRI RAM REAL ESTATE & BUSINESS SOLUTION LTD.
(PAN:AAMCS4086P
CIN:U70102MP2008PLC021116)
|
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|
|
GYAN SINGH
DIN:02303319
PAN:BNSPS7260N
|
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HEMANT BHAGAT
DIN:02287766
|
|
|
JAGDIESH SINGH MEENA
DIN:03151978
PAN:AUIPM1257D
|
|
|
NIRMAL DHANELIYA
DIN:00665179
PAN:ASNPD7796H
|
|
|
RAJESH KUMAR BHAGAT
DIN:02240082
PAN:AIIPB4384N
|
|
|
SANJAY MEWADA
DIN:02287787
PAN:ASCPM1521A
|
|
|
VIKRAM SINGH
DIN:02254081
PAN:BOUPS2001E
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 18-JAN-2019 TO 17-JAN-2023
DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) / PLAN OR FLOAT ANY NEW COMPANY/IES/FIRM TO RAISE FRESH MONIES FROM 18-JAN-2019 TO 17-JAN-2023
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 18-JAN-2019 TO 17-JAN-2023
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 18-JAN-2019 TO 17-JAN-2023
DIRECTED TO SUBMIT DETAILS OF AMOUNT MOBILIZED AND REFUNDED TILL DATE
DIRECTED TO SUBMIT DETAILS OF AGENTS ALONGWITH ADDRESS, MONEY MOBILIZED AND COMMISSION PAID
DIRECTED TO SUBMIT AUDITED ACCOUNTS FOR THE LAST FINANCIAL YEAR
DIRECTED TO FURNISH PAN NUMBER OF COMPANY AND/OR DIRECTORS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 18-JAN-2019 TO 17-JAN-2023
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 18-JAN-2019 TO 17-JAN-2023
17-MAR-2015
|
SEBI VIDE ITS ORDER DATED 18/01/2019 DIRECTED TO 1) WINDING UP ITS EXISTING COLLECTIVE INVESTMENT SCHEMES AND REFUND THE MONEY COLLECTED UNDER SCHEMES WITH RETURNS DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT (WRR) TO SEBI. WRR SHALL BE SUPPORTED BY THE PROOF OF TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGE SUCH REFUNDS ALONG WITH CERTIFICATION OF SUCH REPAYMENT FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS WHO ARE IN PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTIONS 2) NOT TO ALIENATE OR DISPOSE OF OR SELL ANY OF THE ASSETS OF THE COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUND TO ITS INVESTORS 3) ABSTAIN FROM COLLECTING ANY MONEY FROM THE INVESTORS IN RESPECT OF SCHEMES INDENTIFIED AS A COLLECTIVE INVESTMENT SCHEMES IN THIS ORDER 4) RESTRAINED FROM ACCESSING SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN THE SECURITIES MARKET, DIRECTLY OR INDIRECTLY FOR FURTHER SIX YEARS FROM DATE OF COMPLETION OF REFUNDS
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| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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| Page 5 of 7
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