| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 961 |
|
TARANG IMPEX PVT.LTD.
(PAN:AACCT9825B)
|
|
|
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 29(1) READ WITH REGULATION 29(3) OF SAST REGULATIONS, 2011 IN MATTER OF SURAJ LTD.
|
IMPOSED PENALTY RS.15,00,000 ALONG WITH OTHER ENTITIES/PERSONS
26-JUN-2014
|
|
| 962 |
|
|
TARGET MINING PVT.LTD.
(PAN:AADCT9856F)
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 29(1) AND 29(3) OF SAST REGULATIONS, 2011 IN MATTER OF INTERFACE FINANCIAL SERVICES LTD.
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 13(1) OF SEBI (PIT) REGULATIONS, 1992 IN MATTER OF INTERFACE FINANCIAL SERVICES LTD.
|
IMPOSED PENALTY RS.1,00,000
28-FEB-2020
|
|
| 963 |
|
|
TARUN KUMAR SAHAY (HUF)
(PAN:AACHT1105P)
|
|
|
|
TARUN KUMAR SAHAY
PAN:AKWPS8358M
|
|
ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND/OR STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 29(2) READ WITH 29(3) OF SAST REGULATIONS, 2011
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.2,03,978 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
09-OCT-2018
|
|
| 964 |
|
|
TCI FINANCE LTD.
(PAN:AABCT7588A)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATIONS 13(2)(A) READ WITH 3(2) OF SAST REGULATIONS, 2011 IN MATTER OF GATI LTD.
|
IMPOSED PENALTY RS.10,00,000 ALONG WITH OTHER ENTITIES/PERSONS
24-MAR-2022
|
|
| 965 |
|
|
TELANGANA STATE INDUSTRIAL DEVELOPMENT CORP.LTD.
(PAN:AAFCT1949P)
(Along with : KASHISH MULTI TRADE PVT.LTD.,
KASTURI OVERSEAS PVT.LTD.)
|
|
|
|
KAVITA PARTANI
PAN:ALUPG2127K
|
|
|
POOJA PARTANI
PAN:AIKPP0742N
|
|
|
PREMLATA PARTANI
PAN:BLOPP9913M
|
|
|
PUSHKAR PARTANI
PAN:PLEPP8184J
|
|
|
RAMESH CHANDRA PARTANI
PAN:AGXPP2845B
|
|
|
VIKAS PARTANI
PAN:ADPPV3347K
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 29(2) READ WITH 29(3) OF SAST REGULATIONS, 2011 IN MATTER OF MATRA KAUSHAL ENTERPRISE LTD.
|
IMPOSED PENALTY RS.2,00,000 ALONG WITH OTHER ENTITIES/PERSONS
28-FEB-2023
|
SEBI VIDE ITS NOTICE DATED 11/07/2023 DIRECTED TO PAY RS.2,11,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SEBI VIDE ITS ORDER DATED 31/07/2023 COMPLETED OF RECOVERY CERTIFICATE PAYMENT OF AMOUNT DUE UNDER CERTIFICATE NO.6836 OF 2023 DATED 11/07/2023
|
| 966 |
|
|
THACKER & CO.LTD.
(PAN:AAACT3200A)
|
|
|
ALLEGED FAILURE IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND/OR STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 13(4), 13(4A) READ WITH 13(5) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF PUDUMJEE PULP & PAPER MILLS LTD.
ALLEGED FAILURE IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND/OR STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 29(1) READ WITH 29(3) OF SAST REGULATIONS, 2011 IN MATTER OF PUDUMJEE PULP & PAPER MILLS LTD.
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.5,96,063 VIDE CONSENT ORDER)
08-MAR-2018
|
|
| 967 |
|
|
THAKKAR JAGDISHCHANDRA DAHYALAL (HUF)
(PAN:AABHT2152H)
|
|
|
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 29(1) READ WITH 29(3) OF SAST REGULATIONS, 2011 IN MATTER OF ALORA TRADING CO.LTD.
|
IMPOSED PENALTY RS.1,00,000
12-JAN-2021
|
|
| 968 |
|
|
THERM FLOW ENGINEERS PVT.LTD.
(PAN:AABCT7264M)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 3(1) READ WITH 3(3) AND 13(1) OF SAST REGULATIONS, 2011 IN MATTER OF PATELS AIRTEMP (INDIA) LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
25-JUL-2018
|
SAT: SAT VIDE ITS ORDER DATED 01/05/2019 PARTLY ALLOWED THE APPEAL BY SET ASIDING ORDER DATED 25/07/2018 TO MAKE PUBLIC ANNOUNCEMENT AND TO PAY 10% INTEREST AND DIRECTED APPELLANT TO TRANSFER 2000 SHARES IN OPEN MARKET WITHIN FOUR WEEKS AND DEPOSIT RS.3,60,300.00 IN INVESTOR PROTECTION AND EDUCATION FUND WITHIN SIX WEEKS FROM DATE OF THIS ORDER
|
| 969 |
|
|
THYROCARE BIOTECH PVT.LTD.
(PAN:AABCT2582L)
|
|
|
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 7(1) AND 7(1A) READ WITH 7(2) OF SEBI TAKEOVER CODE, 1997 READ WITH REGULATION 35 OF SAST REGULATIONS, 2011 IN MATTER OF EINS EDUTECH LTD.
|
IMPOSED PENALTY RS.10,00,000
24-JUN-2014
|
SAT: SAT VIDE ITS ORDER DATED 28/01/2016 MODIFIED THE ORDER DATED 24/06/2014 BY DELETING THE PENALTY AND DIRECTED APPELLANT TO MAKE DISCLOSURE UNDER REGULATION 7(1A) OF SAST REGULATIONS, 1997 IN RESPECT OF 90,350 SHARES SOLD BY THE APPELLANT. NO COSTS
|
| 970 |
|
|
THYROCARE DIAGNOSTICS PVT.LTD.
(PAN:AABCT2581K)
|
|
|
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 7(1) AND 7(1A) READ WITH 7(2) OF SEBI TAKEOVER CODE, 1997 READ WITH REGULATION 35 OF SAST REGULATIONS, 2011 IN MATTER OF EINS EDUTECH LTD.
|
IMPOSED PENALTY RS.10,00,000
24-JUN-2014
|
SAT: SAT VIDE ITS ORDER DATED 28/01/2016 MODIFIED THE ORDER DATED 24/06/2014 BY DELETING THE PENALTY AND DIRECTED APPELLANT TO MAKE DISCLOSURE UNDER REGULATION 7(1A) OF SAST REGULATIONS, 1997 IN RESPECT OF THIRD VIOLATION WITHIN SUCH TIME AS THIS TRIBUNAL DEEMS FIT AND PROPER. NO COSTS
|
| 971 |
|
|
TIEN TRADING PVT.LTD.
(PAN:AADCT1652R)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 4 OF SAST REGULATIONS, 2011 IN MATTER OF RAMMAICA (INDIA) LTD.
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 29(2) READ WITH 29(3) OF SAST REGULATIONS, 2011 IN MATTER OF RAMMAICA (INDIA) LTD.
|
IMPOSED PENALTY RS.17,00,000
23-SEP-2022
|
SEBI VIDE ITS NOTICE DATED 27/06/2023 DIRECTED TO PAY RS.18,71,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SEBI VIDE ITS ORDER DATED 07/09/2023 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUNDS FOLIOS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS NOTICE DATED 09/10/2023 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA TO REMIT RS.19,39,000.00 TO THE EXTENT LYING IN THE ACCOUNT OF NOTICEE TO SEBI BY WAY OF EFT/NEFT/RTG
|
| 972 |
|
|
TIEN TRADING PVT.LTD.
(PAN:AADCT1652R)
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 29(2) READ WITH 29(3) OF SAST REGULATIONS, 2011 IN MATTER OF RAMMAICA (INDIA) LTD.
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 13(3) AND 13(4A) READ WITH 13(5) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF RAMMAICA (INDIA) LTD.
|
IMPOSED PENALTY RS.7,50,000
30-MAY-2017
|
INCLUDED IN SEBI LIST DATED 31/12/2017, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
|
| 973 |
|
|
TIMELY FINANCIAL CONSULTANTS PVT.LTD.
(PAN:AAECT0938K)
(Along with : DORNI VINIMOY PVT.LTD.,
H & K REALESTATE LLP)
|
|
|
|
DURGESHWARI DEVI CHOUDHURY
PAN:BGEPC9538G
|
|
|
GOPALJI CHOUDHARY
PAN:AHLPC7474N
|
|
|
RUPA KUMARI
PAN:EGHPK3443N
|
|
|
UPENDRA NARAYAN CHOUDHARY
PAN:AHUPC4639A
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 29(2) READ WITH 29(3) OF SAST REGULATIONS, 2011 IN MATTER OF COOL CAPS INDUSTRIES LTD.
|
IMPOSED PENALTY RS.5,00,000 ALONG WITH OTHER ENTITIES/PERSONS
17-SEP-2025
|
|
| 974 |
|
|
TINGLI FINVEST PVT.LTD.
(PAN:AABCN7977M)
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 30(2) READ WITH 30(3) OF SAST REGULATIONS, 2011 IN MATTER OF TECHINDIA NIRMAN LTD. (FORMERLY KNOWN AS NATH SEEDS LTD.)
|
IMPOSED PENALTY RS.9,00,000 ALONG WITH OTHER ENTITIES/PERSONS
28-JUN-2024
|
|
| 975 |
|
|
TOHEE TRADING & AGENCIES PVT.LTD.
(PAN:AAACT1354P)
(Along with : WAVE INTER TRADES PVT.LTD.,
EMBASSY FINANCE & CONSULTANTS PVT.LTD.,
SULABH IMPEX LTD.)
|
|
|
|
ANKIT JAIN
PAN:AAGPJ3942C
|
|
|
RASHMI JAIN
PAN:AAGPJ3943D
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 29(2) READ WITH 29(3) OF SAST REGULATIONS, 2011 IN MATTER OF MISHKA FINANCE & TRADING LTD.
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 29(2) READ WITH 29(3) OF SAST REGULATIONS, 2011 IN MATTER OF MISHKA FINANCE & TRADING LTD.
MADE WRONG DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 29(2) READ WITH 29(3) OF SAST REGULATIONS, 2011 IN MATTER OF MISHKA FINANCE & TRADING LTD.
|
IMPOSED PENALTY RS.2,00,000 ALONG WITH OTHER ENTITIES/PERSONS
14-JUL-2022
|
|
| 976 |
|
|
TOHEE TRADING & AGENCIES PVT.LTD.
(PAN:AAACT1354P)
(Along with : WAVE INTER TRADES PVT.LTD.,
EMBASSY FINANCE & CONSULTANTS PVT.LTD.)
|
|
|
|
ANKIT JAIN
PAN:AAGPJ3942C
|
|
|
RASHMI JAIN
PAN:AAGPJ3943D
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 30(1) OF SAST REGULATIONS, 2011 IN MATTER OF MISHKA FINANCE & TRADING LTD.
|
IMPOSED PENALTY RS.2,00,000 ALONG WITH OTHER ENTITIES/PERSONS
14-JUL-2022
|
SEBI VIDE ITS NOTICE DATED 18/07/2023 DIRECTED TO PAY RS.2,27,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SEBI VIDE ITS ORDER DATED 09/08/2023 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUNDS FOLIOS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS NOTICE DATED 24/08/2023 ALLOWED THE APPEAL AND DIRECTED ALL THE BANKS IN INDIA/NSDL/CDSL TO RELEASE ALL THE BANK ACCOUNTS INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUND FOLIOS OF THE DEFAULTERS WHICH WERE ATTACHED PURSUANT TO THE NOTICE OF ATTACHMENT DATED 09/08/2023
SEBI VIDE ITS ORDER DATED 24/08/2023 COMPLETED OF RECOVERY CERTIFICATE PAYMENT OF AMOUNT DUE UNDER CERTIFICATE NO.6898 OF 2023 DATED 18/07/2023
|
| 977 |
|
|
TOHEE TRADING & AGENCIES PVT.LTD.
(PAN:AAACT1354P)
(Along with : WAVE INTER TRADES PVT.LTD.,
EMBASSY FINANCE & CONSULTANTS PVT.LTD.,
PEARL ARCADE TRADING PVT.LTD.)
|
|
|
|
ANKIT JAIN
PAN:AAGPJ3942C
|
|
|
RASHMI JAIN
PAN:AAGPJ3943D
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 30(2) OF SAST REGULATIONS, 2011 IN MATTER OF MISHKA FINANCE & TRADING LTD.
|
IMPOSED PENALTY RS.2,00,000 ALONG WITH OTHER ENTITIES/PERSONS
14-JUL-2022
|
SEBI VIDE ITS NOTICE DATED 18/07/2023 DIRECTED TO PAY RS.2,27,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SEBI VIDE ITS ORDER DATED 09/08/2023 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUNDS FOLIOS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS NOTICE DATED 24/08/2023 ALLOWED THE APPEAL AND DIRECTED ALL THE BANKS IN INDIA/NSDL/CDSL TO RELEASE ALL THE BANK ACCOUNTS INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUND FOLIOS OF THE DEFAULTERS WHICH WERE ATTACHED PURSUANT TO THE NOTICE OF ATTACHMENT DATED 09/08/2023
SEBI VIDE ITS ORDER DATED 24/08/2023 COMPLETED OF RECOVERY CERTIFICATE PAYMENT OF AMOUNT DUE UNDER CERTIFICATE NO.6899 OF 2023 DATED 18/07/2023
|
| 978 |
|
|
TORNER TIE-UP PVT.LTD.
(PAN:AABCT0191K)
(Along with : SRIVANI MERCHANTS PVT.LTD.,
GANGADHAR DEALERS PVT.LTD.,
LATANGI VYAPAAR PVT.LTD.)
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 29(2) READ WITH 29(3) OF SAST REGULATIONS, 2011 IN MATTER OF DECILLION FINANCE LTD.
|
IMPOSED PENALTY RS.4,00,000 ALONG WITH OTHER ENTITIES/PERSONS
03-AUG-2026
|
|
| 979 |
|
|
TRANSNATIONAL GROWTH FUND LTD.
(PAN:AAACT0610Q)
|
|
|
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 29(2) READ WITH 29(3) OF SAST REGULATIONS, 2011 IN MATTER OF APOORVA LEASING FINANCE & INVESTMENT CO.LTD.
|
IMPOSED PENALTY RS.2,00,000
25-OCT-2019
|
|
| 980 |
|
|
TRIBHAWAN KUMAR PARNAMI (HUF)
(PAN:AABHT6051M)
|
|
|
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 29(2) READ WITH 29(3) OF SAST REGULATIONS, 2011 IN MATTER OF PARNAMI CREDITS LTD.
|
IMPOSED PENALTY RS.1,00,000 ALONG WITH OTHER ENTITIES/PERSONS
30-OCT-2017
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 49 of 55
|
