SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE � PRESS RELEASES/ CHAIRMAN�S AND MEMBER�S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 02-MAR-2026

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

COMPANIES: DIRECTED TO DISGORGE

S.No.

ENTITY

PERSONS

REGULATORY CHARGES

REGULATORY ACTION(S) / DATE OF ORDER

FURTHER DEVELOPMENTS

AVADHUT SATHE TRADING ACADEMY PVT.LTD.

(PAN:AATCA1675K)

Click here to view complete history of this specific entity/person

AVADHUT DINKAR SATHE

PAN:BCSPS7915K

ACTED AS INVESTMENT ADVISER WITHOUT SEBI REGISTRATION

ACTED AS RESEARCH ANALYST WITHOUT SEBI REGISTRATION

PROMISED ASSURED/GUARANTEE RETURNS/PROFITS TO CLIENTS

DISSEMINATED MISLEADING INFORMATION AND ADVERTISEMENTS THROUGH SOCIAL MEDIA PLATFORMS

CEASED AND DESIST FROM OFFERING UNREGISTERED INVESTMENT ADVISORY AND RESEARCH ANALYST SERVICES FROM ACTING AS OR HOLDING THEMSELVES OUT TO BE INVESTMENT ADVISOR/ RESEARCH ANALYST IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY IN ANY MANNER WHATSOEVER FROM 04-DEC-2025 UNTIL FURTHER ORDERS

CEASED TO SOLICIT OR UNDERTAKE INVESTMENT ADVISORY ACTIVITIES OR ANY OTHER ACTIVITY IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY, IN ANY MANNER WHATSOEVER FROM 04-DEC-2025 UNTIL FURTHER ORDERS

DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS

DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 04-DEC-2025 UNTIL FURTHER ORDERS

DIRECTED TO IMMEDIATELY WITHDRAW AND REMOVE ALL ADVERTISEMENTS, REPRESENTATIONS, LITERATURES, BROCHURES, MATERIALS, PUBLICATIONS, DOCUMENTS, WEBSITE, ETC. IN RELATION TO THOSE SCHEMES / ACTIVITIES (INVESTMENT ADVISER AND ALTERNATIVE INVESTMENT FUND, AND/OR RESEARCH ANALYST) OR ANY UNREGISTERED ACTIVITIES FROM 04-DEC-2025 UNTIL FURTHER ORDERS

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 04-DEC-2025 UNTIL FURTHER ORDERS

DIRECTED TO DISGORGE RS.5,46,16,65,367 ALONG WITH OTHER ENTITIES/PERSONS

DIRECTED TO OPEN FIXED DEPOSIT ACCOUNTS EITHER IN ANY NOTICEE�S NAME OR JOINTLY/SEVERALLY WITH LIEN MARK IN FAVOUR OF SEBI AND MONIES KEPT THEREIN NOT TO BE RELEASED WITHOUT PERMISSION FROM SEBI

DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI

DIRECTED DEPOSITORIES THAT NO DEBIT TO BE MADE WITHOUT PERMISSION OF SEBI

DIRECTED BANKS AND/OR DEPOSITORIES AND/OR CUSTODIANS TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS

ALLOWED BANKS TO DEBIT FOR THE PURPOSE OF COMPLYING WITH THIS ORDER

DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES

DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS / PROPERTIES / SECURITIES, TILL SUCH TIME UNLAWFUL GAINS ARE CREDITED TO ESCROW ACCOUNT

04-DEC-2025

SAT: SAT VIDE ITS ORDER DATED 19/12/2025 ALLOWED RESPONDENT SIX WEEKS TO FILE REPLY AND REJOINDER, IF ANY, TO BE FILED WITHIN THREE WEEKS THEREAFTER. DIRECTED BANKS THAT PENDING CONSIDERATION OF INTERIM PRAYER, PERMIT APPELLANTS TO WITHDRAW OF RS.2.25 CRORE FOR THIS MONTH EXPENDITURE

SAT: SAT VIDE ITS ORDER DATED 22/01/2026 PARTLY ALLOWED THE APPEAL BY MODIFYING DIRECTIONS IN PARA NO.83(IX) AND ORDER THAT DIRECTIONS STIPULATED IN PARA NO.(III), (VI) AND (VII) SHALL CEASE TO APPLY UPON APPELLANTS DEPOSITING RS.100 CRORE IN TERMS OF DIRECTION 83(V) B) APPELLANTS TO FILE AFFIDAVIT BEFORE WTM OF SEBI DISCLOSING FULL DETAILS OF THEIR ASSETS WITH VALUATION CERTIFICATE BY SEBI CERTIFIED VALUER AND TO UNDERTAKE NOT TO ALIENATE FIXED ASSETS WITHOUT LEAVE OF WTM C) APPELLANTS TO FILE REPLY WITHIN FOUR WEEKS FROM DATE OF THIS ORDER. NO COSTS

AVENTIS BIOFEEDS PVT.LTD.

(PAN:AAECA0863E)

INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION THROUGH IRREGULAR TRANSACTIONS IN SCRIP OF RUCHI SOYA INDUSTRIES LTD.

DIRECTED TO DISGORGE RS.89,92,000

19-MAR-2021

SEBI VIDE ITS NOTICE DATED 16/02/2024 DIRECTED TO PAY RS.1,53,82,000.77 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE

SEBI VIDE ITS ORDER DATED 11/03/2024 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUNDS FOLIOS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED

SEBI VIDE ITS NOTICE DATED 24/04/2024 ALLOWED THE APPEAL AND DIRECTED ALL THE BANKS IN INDIA/NSDL/CDSL TO RELEASE ALL THE BANK ACCOUNTS INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUND FOLIOS OF THE DEFAULTERS WHICH WERE ATTACHED PURSUANT TO THE NOTICE OF ATTACHMENT DATED 11/03/2024

SEBI VIDE ITS ORDER DATED 24/04/2024 COMPLETED OF RECOVERY CERTIFICATE PAYMENT OF AMOUNT DUE UNDER CERTIFICATE NO.7644 OF 2024 DATED 16/02/2024

AVENTIS BIOFEEDS PVT.LTD.

(PAN:AAECA0863E)

INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION THROUGH IRREGULAR TRANSACTIONS IN SCRIP OF RUCHI SOYA INDUSTRIES LTD.

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 15-FEB-2013 TILL FURTHER ORDERS

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 15-FEB-2013 TILL FURTHER ORDERS

DIRECTED BANKS AND DEPOSITORIES NOT TO DEBIT AND/OR CREDIT, WITHOUT PERMISSION OF SEBI IN RESPECT OF BANK/DEMAT ACCOUNTS, HELD JOINTLY AND SEVERALLY

DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS / PROPERTIES / SECURITIES, TILL SUCH TIME UNLAWFUL GAINS ARE CREDITED TO ESCROW ACCOUNT

DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY

15-FEB-2013

DIRECTED TO DISGORGE RS.8,30,99,802 ALONG WITH OTHER ENTITIES/PERSONS

07-JUN-2016

SEBI VIDE ITS ORDER DATED 06/12/2013 REVOKED DIRECTIONS ISSUED VIDE ITS AD-INTERIM EX-PARTE ORDER DATED 15/02/2013

SEBI VIDE ITS ORDER DATED 07/06/2016 DIRECTED TO 1. IMPOUND UNLAWFUL GAINS OF RS.8,30,99,802 (GAIN OF RS.5,75,68,000 + INTEREST OF RS.2,55,31,802 FROM 28/09/2012 TO 07/06/2016), JOINTLY AND SEVERALLY FROM ALL THE DEFAULTERS 2. BANK AND DEPOSITORIES NOT TO MAKE DEBITS WITHOUT PERMISSION OF SEBI, IN RESPECT OF BANK ACCOUNTS AND DEMAT ACCOUNTS AND ENSURE THAT ALL DIRECTIONS ARE STRICTLY ENFORCED. HOWEVER, CREDITS, IF ANY INTO THE ACCOUNTS MAY BE ALLOWED 3. NOT TO DISPOSE OFF OR ALIENATE ANY OF THEIR ASSETS / PROPERTIES / SECURITIES, TILL SUCH TIME AMOUNTS ARE CREDITED TO AN ESCROW ACCOUNT CREATED SPECIFICALLY FOR PURPOSE IN A NATIONALIZED BANK. THE ESCROW ACCOUNT/S SHALL CREATE A LIEN IN FAVOUR OF SEBI AND THE MONIES KEPT THEREIN SHALL NOT BE RELEASED WITHOUT PERMISSION OF SEBI 4. PROVIDE FULL INVENTORY OF ALL THEIR ASSETS AND PROPERTIES AND DETAILS OF ALL THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, IF HELD IN PHYSICAL FORM AND DETAILS OF COMPANIES HOLD SUBSTANTIAL OR CONTROLLING INTEREST

SAT: SAT VIDE ITS ORDER DATED 14/09/2016 QUASHED AND SET ASIDED IMPUGNED ORDER DATED 07/06/2016 AND DIRECTED SEBI TO DEFREEZE ALL BANK ACCOUNTS AND DEMAT ACCOUNTS OF THE APPELLANTS FORTHWITH. TILL SEBI PASSES FRESH ORDER, THE BANK ACCOUNTS AND DEMAT ACCOUNTS OF THE APPELLANTS SHALL BE USED ONLY FOR THE PURPOSE OF CARRYING ON THE BUSINESS IN THE ORDINARY COURSE. NO COSTS

SAT: SAT VIDE ITS ORDER DATED 09/03/2017 DIRECTED SEBI TO ISSUE COMPREHENSIVE SHOW-CAUSE NOTICES TO RESPECTIVE APPELLANTS WITHIN A PERIOD OF EIGHT WEEKS FROM THE DATE OF THIS ORDER. NO COSTS

BALLEY BUILDERS & DEVELOPERS PVT.LTD.

(PAN:AACCB7383E)

(Along with : SPIRE MARKETING PVT.LTD.,

SPLENDID HOTELS RESORTS PVT.LTD.,

ANCIENT EDUCATION PVT.LTD.,

JITNEY INVESTMENTS PVT.LTD.,

ASHWORTH CONSTRUCTIONS PVT.LTD.)

ANITA KARKI

PAN:BMSPK6708E

DEEPIKA SHARMA

PAN:HFDPS1131F

RAJNEESH KUMAR

PAN:ANDPK4877B

ROMIKA

PAN:DSZPR7910C

SANJAY KUMAR PATHAK

PAN:AMIPP8453C

SANTOSH SINGH KARKI

PAN:AHMPK4222D

SHRAWAN

PAN:KVSPS2783B

AIDED AND ABETTED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF SUPERIOR FINLEASE LTD.

INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF SUPERIOR FINLEASE LTD.

DIRECTED TO DISGORGE RS.8,16,000 ALONG WITH OTHER ENTITIES/PERSONS

DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)

25-JAN-2023

SEBI VIDE ITS ORDER DATED 22/05/2024 DIRECTED TO DISGORGE RS.8.16 LAC ALONG WITH SIMPLE INTEREST @ 12% P.A. CALCULATED FROM 14/09/2021 TILL DATE OF ACTUAL PAYMENT /IMPOUNDING AND AMOUNT TO BE REMITTED TO IPEF WITHIN FORTY FIVE DAYS FROM DATE OF RECEIPT OF THIS ORDER

BALLEY BUILDERS & DEVELOPERS PVT.LTD.

(PAN:AACCB7383E)

(Along with : ANCIENT EDUCATION PVT.LTD.,

JITNEY INVESTMENTS PVT.LTD.,

ASHWORTH CONSTRUCTIONS PVT.LTD.)

ANITA KARKI

PAN:BMSPK6708E

RAJNEESH KUMAR

PAN:ANDPK4877B

ROMIKA

PAN:DSZPR7910C

SANJAY KUMAR PATHAK

PAN:AMIPP8453C

SANTOSH SINGH KARKI

PAN:AHMPK4222D

SHRAWAN

PAN:KVSPS2783B

DIRECTED TO DISGORGE RS.2,14,000 ALONG WITH OTHER ENTITIES/PERSONS

DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)

25-JAN-2023

SEBI VIDE ITS ORDER DATED 22/05/2024 DIRECTED TO DISGORGE RS.2.14 LAC ALONG WITH SIMPLE INTEREST @ 12% P.A. CALCULATED FROM 14/09/2021 TILL DATE OF ACTUAL PAYMENT /IMPOUNDING AND AMOUNT TO BE REMITTED TO IPEF WITHIN FORTY FIVE DAYS FROM DATE OF RECEIPT OF THIS ORDER

BALLEY BUILDERS & DEVELOPERS PVT.LTD.

(PAN:AACCB7383E)

(Along with : SPLENDID HOTELS RESORTS PVT.LTD.,

ANCIENT EDUCATION PVT.LTD.,

JITNEY INVESTMENTS PVT.LTD.,

ASHWORTH CONSTRUCTIONS PVT.LTD.)

ANITA KARKI

PAN:BMSPK6708E

DEEPIKA SHARMA

PAN:HFDPS1131F

RAJNEESH KUMAR

PAN:ANDPK4877B

ROMIKA

PAN:DSZPR7910C

SANJAY KUMAR PATHAK

PAN:AMIPP8453C

SANTOSH SINGH KARKI

PAN:AHMPK4222D

SHRAWAN

PAN:KVSPS2783B

DIRECTED TO DISGORGE RS.47,38,000 ALONG WITH OTHER ENTITIES/PERSONS

DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)

25-JAN-2023

SEBI VIDE ITS ORDER DATED 22/05/2024 DIRECTED TO DISGORGE RS.47.38 LAC ALONG WITH SIMPLE INTEREST @ 12% P.A. CALCULATED FROM 14/09/2021 TILL DATE OF ACTUAL PAYMENT /IMPOUNDING AND AMOUNT TO BE REMITTED TO IPEF WITHIN FORTY FIVE DAYS FROM DATE OF RECEIPT OF THIS ORDER

BALLEY BUILDERS & DEVELOPERS PVT.LTD.

(PAN:AACCB7383E)

(Along with : ANCIENT EDUCATION PVT.LTD.,

JITNEY INVESTMENTS PVT.LTD.,

ASHWORTH CONSTRUCTIONS PVT.LTD.)

ANITA KARKI

PAN:BMSPK6708E

RAJNEESH KUMAR

PAN:ANDPK4877B

SANJAY KUMAR PATHAK

PAN:AMIPP8453C

SANTOSH SINGH KARKI

PAN:AHMPK4222D

SHRAWAN

PAN:KVSPS2783B

DIRECTED TO DISGORGE RS.3,72,000 ALONG WITH OTHER ENTITIES/PERSONS

DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)

25-JAN-2023

SEBI VIDE ITS ORDER DATED 22/05/2024 DIRECTED TO DISGORGE RS.3.72 LAC ALONG WITH SIMPLE INTEREST @ 12% P.A. CALCULATED FROM 14/09/2021 TILL DATE OF ACTUAL PAYMENT /IMPOUNDING AND AMOUNT TO BE REMITTED TO IPEF WITHIN FORTY FIVE DAYS FROM DATE OF RECEIPT OF THIS ORDER

SEBI VIDE ITS NOTICE DATED 13/11/2024 DIRECTED TO PAY RS.3,99,040.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE

SEBI VIDE ITS ORDER DATED 14/01/2025 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUNDS FOLIOS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED

BALLEY BUILDERS & DEVELOPERS PVT.LTD.

(PAN:AACCB7383E)

(Along with : ORION RETAIL PVT.LTD.,

SPIRE MARKETING PVT.LTD.,

SPLENDID HOTELS RESORTS PVT.LTD.,

ANCIENT EDUCATION PVT.LTD.,

JITNEY INVESTMENTS PVT.LTD.,

ASHWORTH CONSTRUCTIONS PVT.LTD.)

ANITA KARKI

PAN:BMSPK6708E

ASHISH KUMAR SINGH

PAN:CNKPS7612D

DEEPIKA SHARMA

PAN:HFDPS1131F

RAJNEESH KUMAR

PAN:ANDPK4877B

ROMIKA

PAN:DSZPR7910C

SANJAY KUMAR PATHAK

PAN:AMIPP8453C

SANTOSH SINGH KARKI

PAN:AHMPK4222D

SHRAWAN

PAN:KVSPS2783B

DIRECTED TO DISGORGE RS.6,74,000 ALONG WITH OTHER ENTITIES/PERSONS

DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)

25-JAN-2023

SEBI VIDE ITS ORDER DATED 22/05/2024 DIRECTED TO DISGORGE RS.6.74 LAC ALONG WITH SIMPLE INTEREST @ 12% P.A. CALCULATED FROM 14/09/2021 TILL DATE OF ACTUAL PAYMENT /IMPOUNDING AND AMOUNT TO BE REMITTED TO IPEF WITHIN FORTY FIVE DAYS FROM DATE OF RECEIPT OF THIS ORDER

BALLEY BUILDERS & DEVELOPERS PVT.LTD.

(PAN:AACCB7383E)

ASHISH PANALAL SHAH

PAN:AJRPS7737C

KIRTIDAN K.GADHAVI

PAN:AJAPG0901B

RAJNEESH KUMAR

PAN:ANDPK4877B

DIRECTED TO DISGORGE RS.2,13,000 ALONG WITH OTHER ENTITIES/PERSONS

DIRECTED TO OPEN ESCROW ACCOUNT WITH NATIONALISED BANK JOINTLY OR SEVERALLY AND DEPOSIT IMPOUNDED AMOUNT

DIRECTED BANKS TO ENSURE THAT NO DEBITS ARE MADE IN BANK ACCOUNTS HELD JOINTLY OR SEVERALLY

DIRECTED DEPOSITORIES THAT NO DEBIT TO BE MADE WITHOUT PERMISSION OF SEBI

DIRECTED BANKS TO ENSURE COMPLIANCE OF THE DIRECTIONS ISSUED BY SEBI FROM 22-MAY-2024 TO 21-MAY-2029

DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS WITHOUT PRIOR PERMISSION OF SEBI

DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 22-MAY-2024 TO 21-MAY-2029

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 22-MAY-2024 TO 21-MAY-2029

DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)

25-JAN-2023

SEBI VIDE ITS ORDER DATED 22/05/2024 DIRECTED TO A) RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES, DIRECTLY OR INDIRECTLY, OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER, WHATSOEVER FOR FIVE YEARS FROM DATE OF THIS ORDER B) DISGORGE RS.2.13 LAC ALONG WITH SIMPLE INTEREST @ 12% P.A. CALCULATED FROM 14/09/2021 TILL DATE OF ACTUAL PAYMENT /IMPOUNDING AND AMOUNT TO BE REMITTED TO IPEF WITHIN FORTY FIVE DAYS FROM DATE OF RECEIPT OF THIS ORDER

SEBI VIDE ITS NOTICE DATED 22/11/2024 DIRECTED TO PAY RS.22,8,910.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE

SEBI VIDE ITS ORDER DATED 14/01/2025 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUNDS FOLIOS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED

BALLEY BUILDERS & DEVELOPERS PVT.LTD.

(PAN:AACCB7383E)

(Along with : ANCIENT EDUCATION PVT.LTD.,

JITNEY INVESTMENTS PVT.LTD.,

ASHWORTH CONSTRUCTIONS PVT.LTD.)

ANITA KARKI

PAN:BMSPK6708E

DEEPIKA SHARMA

PAN:HFDPS1131F

RAJNEESH KUMAR

PAN:ANDPK4877B

ROMIKA

PAN:DSZPR7910C

SANJAY KUMAR PATHAK

PAN:AMIPP8453C

SANTOSH SINGH KARKI

PAN:AHMPK4222D

SHRAWAN

PAN:KVSPS2783B

DIRECTED TO DISGORGE RS.2,24,000 ALONG WITH OTHER ENTITIES/PERSONS

DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)

25-JAN-2023

SEBI VIDE ITS ORDER DATED 22/05/2024 DIRECTED TO DISGORGE RS.2.24 LAC ALONG WITH SIMPLE INTEREST @ 12% P.A. CALCULATED FROM 14/09/2021 TILL DATE OF ACTUAL PAYMENT /IMPOUNDING AND AMOUNT TO BE REMITTED TO IPEF WITHIN FORTY FIVE DAYS FROM DATE OF RECEIPT OF THIS ORDER

ANITA KARKI

PAN:BMSPK6708E

DEEPIKA SHARMA

PAN:HFDPS1131F

RAJNEESH KUMAR

PAN:ANDPK4877B

ROMIKA

PAN:DSZPR7910C

SANJAY KUMAR PATHAK

PAN:AMIPP8453C

SANTOSH SINGH KARKI

PAN:AHMPK4222D

SHRAWAN

PAN:KVSPS2783B

DIRECTED TO DISGORGE RS.37,37,000 ALONG WITH OTHER ENTITIES/PERSONS

DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)

25-JAN-2023

SEBI VIDE ITS ORDER DATED 22/05/2024 DIRECTED TO DISGORGE RS.37.37 LAC ALONG WITH SIMPLE INTEREST @ 12% P.A. CALCULATED FROM 14/09/2021 TILL DATE OF ACTUAL PAYMENT /IMPOUNDING AND AMOUNT TO BE REMITTED TO IPEF WITHIN FORTY FIVE DAYS FROM DATE OF RECEIPT OF THIS ORDER

BANHEM STOCK BROKING PVT.LTD.

(PAN:AACCB5251H)

KAUSHAL CHANDARANA

PAN:ABJPC5129L

MANISHKUMAR SUMATILAL MEHTA

PAN:AAEPM2096G

INDULGED IN FRONT RUNNING TRADING ACTIVITIES VIOLATING SECTIONS 12A(A) TO (C) OF SEBI ACT, 1992 READ WITH REGULATIONS 3(A) TO (D) AND 4(1) OF SEBI (PFUTP) REGULATIONS, 2003

DIRECTED TO DISGORGE RS.18,63,438 ALONG WITH OTHER ENTITIES/PERSONS

DIRECTED TO DEPOSIT WRONGFUL GAINS IN ESCROW ACCOUNT

DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI

DIRECTED DEPOSITORIES THAT NO DEBIT TO BE MADE WITHOUT PERMISSION OF SEBI

DIRECTED BANKS AND/OR DEPOSITORIES AND/OR CUSTODIANS TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS

ALLOWED BANKS TO DEBIT FOR THE PURPOSE OF MAKING REFUNDS TO CLIENTS/INVESTORS/COMPLAINANTS

DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES

DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS / PROPERTIES / SECURITIES, TILL SUCH TIME UNLAWFUL GAINS ARE CREDITED TO ESCROW ACCOUNT

DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS

DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)

28-MAR-2023

SAT: SAT VIDE ITS ORDER DATED 13/04/2023 DIRECTED A) RESPONDENT TO FILE REPLY WITHIN A WEEK FROM DATE OF THIS ORDER B) SET ASIDE DIRECTION IN PARA 51.1 OF IMPUGNED ORDER DATED 28/03/2023 FOR RESTRAINED FROM BUYING, SELLING OR DEALING IN SECURITIES MARKET OR ASSOCIATING THEMSELVES WITH SECURITIES MARKET, EITHER DIRECTLY OR INDIRECTLY, IN ANY MANNER WHATSOEVER UNTIL FURTHER ORDERS C) APPELLANT TO DEPOSIT 50% AMOUNT IN ESCROW ACCOUNT. UPON DEPOSIT, THEIR BANK ACCOUNTS, DEMAT ACCOUNTS ETC. WILL BE DEFREEZED FORTHWITH

SAT: SAT VIDE ITS ORDER DATED 27/04/2023 CONDONED THE DELAY IN FILING OF APPEAL AND ALLOWED TEN DAYS TO FILE REJOINDER

SAT: SAT VIDE ITS ORDER DATED 11/05/2023 CONDONED THE DELAY IN FILING OF APPEAL AND ALLOWED THE APPLICATION

SAT: SAT VIDE ITS ORDER DATED 17/05/2023 DIRECTED TO A) DIRECTION GIVEN IN PARAGRAPH 51.1 OF IMPUGNED ORDER TO REMAIN STAYED DURING PENDENCY OF PROCEEDINGS BEFORE THE WTM B) APPELLANT TO DEPOSIT 50% OF AMOUNT IN ESCROW ACCOUNT WITH LIEN MARKED IN FAVOUR OF SEBI. UPON DEPOSIT OF 50% OF ALLEGED UNLAWFUL GAINS, BANK ACCOUNTS,DEMAT ACCOUNTS TO BE DEFREEZED FORTHWITH C) APPELLANTS TO FILE THEIR REPLY ON OR BEFORE 09/06/2023 AND DIRECTED WTM TO PROCEED IN ACCORDANCE WITH LAW WITHIN SIX MONTHS FROM DATE OF FILING OF REPLY

SEBI VIDE ITS ORDER DATED 21/03/2024 DIRECTED TO A) DIRECTED TO DISGORGE RS.18,63,438.00 JOINTLY AND SEVERALLY ALONG WITH SIMPLE INTEREST @12% P.A. FROM LAST DATE OF FRONT-RUN TRADES (I.E. 30/09/2022) TILL THE DATE OF ACTUAL PAYMENT B) PERMITTED TO UTILIZE RS.1.12 CRORE ALREADY DEPOSITED BY THE NOTICEES IN THE ESCROW ACCOUNT, ALONG WITH ACCRUED INTEREST, IF ANY, FOR THE PURPOSE OF DISGORGEMENT C) AMOUNT TO BE REMITTED TO INVESTOR PROTECTION AND EDUCATION FUND (IPEF) WITHIN FORTY FIVE DAYS FROM DATE OF RECEIPT OF THIS ORDER

BEEJAY INVESTMENT & FINANCIAL CONSULTANTS PVT.LTD.

(PAN:AABCB0832B)

SUDHIR JAIN

PAN:AEUPJ6167K

TRADED INDIRECTLY IN SECURITIES MARKET BY TRANSFERRING FUNDS, DIRECTLY/INDIRECTLY TO CONNECTED ENTITIES DURING THE INVESTIGATION PERIOD AND MADE UNLAWFUL GAINS

DIRECTED BANKS AND DEPOSITORIES NOT TO DEBIT AND/OR CREDIT, WITHOUT PERMISSION OF SEBI IN RESPECT OF BANK/DEMAT ACCOUNTS, HELD JOINTLY AND SEVERALLY

DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS / PROPERTIES / SECURITIES, TILL SUCH TIME UNLAWFUL GAINS ARE CREDITED TO ESCROW ACCOUNT

DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY

RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 09-APR-2021 TO 08-APR-2023

DIRECTED TO DISGORGE RS.3,30,52,904 ALONG WITH OTHER ENTITIES/PERSONS

16-JUN-2016

SEBI VIDE ITS ORDER DATED 09/04/2021 DIRECTED TO 1) RESTRAIN FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES, DIRECTLY OR INDIRECTLY, OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER CONTINUE TO BE RESTRAINED FOR TWO YEARS FROM DATE OF THIS ORDER 2) JOINTLY AND SEVERALLY, DISGORGED UNLAWFUL GAINS OF RS.3,30,26,842.00 AND DIRECTED TO PAY WITHIN 45 DAYS FROM DATE OF THIS ORDER

SAT: SAT VIDE ITS ORDER DATED 07/07/2021 CONDONED THE DELAY OF 34 DAYS IN FILLING OF APPEAL.GRANTED RESPONDENT FOUR WEEKS TIME TO FILE REPLY AND APPELLANT TO FILE REJOINDER THREE WEEKS THEREAFTER

SEBI VIDE ITS ORDER DATED 19/07/2021 DISPOSED OFF THE APPLICATION DATED 14/07/2021 AND DIRECTED IN COMPLIANCE WITH SAT ORDER DATED 07/07/2021 1) DEMAT ACCOUNT OF SUDHIR JAIN IN TABLE 2 OF THIS ORDER IS PERMITTED TO BE DEFREEZED FOR THE SPECIFIC PURPOSE OF EXECUTING THE SALE OF SECURITIES MENTIONED IN TABLE I, SO THAT THE PROCEEDS OF THE SALE CAN BE TRANSFERRED TO THE BANK ACCOUNT AND 2) PERMITTED HDFC BANK TO TRANSFER THE PROCEEDS FROM THE SALE PERMITTED FROM BANK ACCOUNT OF THE APPLICANT TO SEBI BANK ACCOUNT

SAT: SAT VIDE ITS ORDER DATED 13/09/2021 ALLOWED APPELLANT THREE WEEKS TIME TO FILE REJOINDER AND DIRECTED APPELLANT HAD DEPOSIT RS.45 LAC. FURTHER, DIRECTED RESPONDENT TO DEFREEZE THEIR BANK ACCOUNTS AND DEMAT ACCOUNTS

SAT: SAT VIDE ITS ORDER DATED 08/02/2022 DIRECTED REVIVE BANK ACCOUNT, DEMAT ACCOUNT INCLUDING TRADING ACCOUNT FORTHWITH

SAT: SAT VIDE ITS ORDER DATED 20/09/2022 ALLOWED APPELLANT THREE WEEKS TO FILE REJOINDER

SAT: SAT VIDE ITS ORDER DATED 16/01/2023 ALLOWED APPELLANTS THREE WEEKS TO FILE REJOINDER

BENZER DEPARTMENT STORES PVT.LTD.

(PAN:AAACB4252E)

MIHIR DHIRAJALAL SAVLA

PAN:AQRPS0359K

INDULGED IN FRONT RUNNING TRADING ACTIVITIES VIOLATING CLAUSES (A) TO (C) AND (E) OF SECTION 12A AND CLAUSES (A) TO (D) OF REGULATION 3, SUB REGULATION (1) OF REGULATION 4, CLAUSE (Q) OF SUB REGULATION (2) REGULATION 4 OF SEBI (PFUTP) REGULATIONS, 2003

DIRECTED TO DISGORGE RS.46,60,298 ALONG WITH OTHER ENTITIES/PERSONS

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 26-APR-2024 UNTIL FURTHER ORDERS

DIRECTED TO CREDIT/DEPOSIT WRONGFUL GAINS INTO INTEREST BEARING ESCROW ACCOUNTS OR SAVING ACCOUNTS WITHIN FIFTEEN DAYS FROM DATE OF ORDER AND AMOUNT NOT TO BE RELEASED WITHOUT PERMISSION FROM SEBI

DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI EXCEPT FOR THE PURPOSE OF TRANSFER OF FUNDS TO ESCROW ACCOUNT

DIRECTED DEPOSITORIES THAT NO DEBIT TO BE MADE WITHOUT PERMISSION OF SEBI

DIRECTED BANKS AND/OR DEPOSITORIES AND/OR CUSTODIANS TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS

DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES

DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS / PROPERTIES / SECURITIES, TILL SUCH TIME UNLAWFUL GAINS ARE CREDITED TO ESCROW ACCOUNT

DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS

26-APR-2024

SAT: SAT VIDE ITS ORDER DATED 28/06/2024 CONDONED THE DELAY OF 13 DAYS IN FILING OF APPEAL. GRANTED APPELLANT EIGHT WEEKS TO FILE REPLY FROM DATE OF THIS ORDER AND REJOINDER, IF ANY, TO BE FILED WITHIN THREE WEEKS THEREAFTER

SEBI VIDE ITS ORDER DATED 06/08/2024 DISPOSED OF THE APPLICATION WITHOUT ISSUING ANY DIRECTIONS

SAT: SAT VIDE ITS ORDER DATED 02/09/2024 GRANTED APPELLANT THREE WEEKS TO FILE REJOINDER

BETUL MINERALS & CONSTRUCTION PVT.LTD.

(PAN:AADCB7050M)

INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION THROUGH IRREGULAR TRANSACTIONS IN SCRIP OF RUCHI SOYA INDUSTRIES LTD.

BETUL MINERALS & CONSTRUCTION PVT.LTD.

(PAN:AADCB7050M)

INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION THROUGH IRREGULAR TRANSACTIONS IN SCRIP OF RUCHI SOYA INDUSTRIES LTD.

DIRECTED TO DISGORGE RS.1,04,00,000

19-MAR-2021

SAT: SAT VIDE ITS ORDER DATED 24/06/2021 ALLOWED RESPONDENT THREE WEEKS TIME TO FILE REPLY AND APPELLANT TO FILE REJOINDER THREE WEEKS THEREAFTER. IN THE MEANWHILE IF APPELLANT DEPOSIT 50% OF PRINCIPAL AMOUNT WITHIN THREE WEEKS FROM DATE OF THIS ORDER, THE BALANCE AMOUNT SHALL NOT BE RECOVERED DURING PENDENCY OF THE APPEAL

SAT: SAT VIDE ITS ORDER DATED 30/09/2021 ALLOWED APPELLANTS THREE WEEKS TIME TO FILE REJOINDER

SAT: SAT VIDE ITS ORDER DATED 15/11/2021 ALLOWED APPELLANTS TO FILE REJOINDER WITHIN THREE WEEKS FROM DATE OF THIS ORDER

SAT: SAT VIDE ITS ORDER DATED 06/01/2022 ALLOWED APPELLANT FURTHER THREE WEEKS TO FILE REJOINDER

SAT: SAT VIDE ITS ORDER DATED 10/11/2023 ALLOWED THE APPEAL AND IMPUGNED ORDER DATED 19/03/2021 SET ASIDE

BETUL OILS & FEEDS PVT.LTD.

(PAN:AACCB8638E)

INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION THROUGH IRREGULAR TRANSACTIONS IN SCRIP OF RUCHI SOYA INDUSTRIES LTD.

BETUL OILS & FEEDS PVT.LTD.

(PAN:AACCB8638E)

INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION THROUGH IRREGULAR TRANSACTIONS IN SCRIP OF RUCHI SOYA INDUSTRIES LTD.

DIRECTED TO DISGORGE RS.81,92,000

19-MAR-2021

BISHAL NARAIN MITTAL (HUF)

(PAN:AAHHM2656R)

INDULGED IN CREATION OF ARTIFICIAL MARKET & PRICE MANIPULATION IN SCRIP OF NUTRAPLUS INDIA LTD.

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 28-FEB-2023 TO 27-FEB-2024

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 28-FEB-2023 TO 27-FEB-2024

DIRECTED TO FREEZE EXISTING HOLDING OF SECURITIES, INCLUDING UNITS OF MUTUAL FUNDS

DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)

DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS

DIRECTED TO DISGORGE RS.5,15,241

28-FEB-2023

BRUT FINANCE (INDIA) PVT.LTD.

(CIN:U65921DL1996PTC078245
PAN:AABCB9386Q)

USED OWN FUNDS INDIRECTLY FOR SUBSCRIPTION OF ITS OWN EQUITY SHARES IN PREFERENTIAL ALLOTMENT

MISLED PUBLIC AND STOCK EXCHANGES BY PROVIDING WRONG INFORMATION OF NUMBER AND IDENTITIES OF PREFERENTIAL ALLOTTEES

MISLED INVESTORS BY MAKING FALSE ANNOUNCEMENT OF BUY BACK OF SHARES

DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 7 OF SEBI TAKEOVER CODE, 1997 IN MATTER OF VITAL COMMUNICATIONS LTD.

DID NOT MAKE OPEN OFFER TO ACQUIRE SHARES FROM PUBLIC VIOLATING REGULATIONS 10 AND 11 OF SEBI TAKEOVER CODE, 1997 IN MATTER OF VITAL COMMUNICATIONS LTD.

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 13-NOV-2018 TO 12-NOV-2023

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 13-NOV-2018 TO 12-NOV-2023

DIRECTED TO FREEZE ALL DEMAT ACCOUNTS WHEREIN EQUITY SHARES ALLOTTED UNDER PREFERENTIAL OFFER WERE LYING

DIRECTED NOT TO GIVE EFFECT TO TRANSFER OF ANY SHARES ACQUIRED AND HELD BY PREFERENTIAL ALLOTTEES IN PREFERENTIAL ALLOTMENT

RESTRAINED PREFERENTIAL ALLOTTEES FROM EXERCISING ANY VOTING RIGHTS (THROUGH NOMINEE OR PROXY) OR OTHER RIGHTS ATTACHED TO SHARES ACQUIRED AND HELD IN PREFERENTIAL ALLOTMENT FROM 13-NOV-2018 TO 12-NOV-2023

31-JUL-2014

DIRECTED TO DISGORGE RS.4,55,91,232 ALONG WITH OTHER ENTITIES/PERSONS

28-SEP-2018

SEBI VIDE ITS ORDER DATED 28/09/2018 DIRECTED TO 1) DISGORGE WRONGFUL GAIN OF RS.4,55,91,232.00 ALONG WITH INTEREST @ 10% P.A. FROM 01/08/2002 TILL DATE OF PAYMENT WITHIN 45 DAYS FROM DATE OF RECEIPT OF THIS ORDER 2) RESTRAINED FROM BUYING, SELLING OR DEALING IN SECURITIES MARKET IN ANY MANNER WHATSOEVER OR ACCESSING THE SECURITIES MARKET, DIRECTLY OR INDIRECTLY FOR A PERIOD OF FIVE YEARS FROM END OF THE TIME OF 45 DAYS

SEBI VIDE ITS NOTICE DATED 27/01/2022 ALLOWED THE APPEAL AND DIRECTED ALL THE BANKS IN INDIA/NSDL/CDSL TO RELEASE ALL THE BANK ACCOUNTS INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUND FOLIOS OF THE DEFAULTERS WHICH WERE ATTACHED PURSUANT TO THE NOTICE OF ATTACHMENT DATED 22/05/2019

SEBI VIDE ITS NOTICE DATED 22/05/2019 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED

The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.