| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 501 |
|
SIDDHAM EXPORTS
|
|
|
|
JAFARBHAI DANAVALA
|
|
INDULGED IN CARRYING OUT SUSPICIOUS BANKING TRANSACTIONS AND APPEAR TO HAVE CHANNELED THESE FUNDS EITHER DIRECTLY OR INDIRECTLY IN STOCK MARKET IN MATTER OF PYRAMID SAIMIRA THEATRE LTD.
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 23-APR-2009 TILL FURTHER ORDERS
DIRECTED INCOME TAX DEPARTMENT TO TAKE NECESSARY ACTIONS IN MATTER OF PYRAMID SAIMIRA THEATRE LTD.
23-APR-2009
|
AD-INTERIM EX-PARTE ORDER DATED 23/04/2009 CONFIRMED VIDE ORDER DATED 12/01/2010
SEBI VIDE ITS ORDER DATED 31/03/2015 DISPOSED OFF THE PROCEEDINGS WITHOUT ANY FURTHER ORDERS, SINCE PROHIBITION AGAINST THE ENTITIES NEED NOT TO BE CONTINUED
|
| 502 |
|
|
SIDDHIVINAYAK TRADELINK PVT.LTD.
|
|
|
CONNIVED AND CONSPIRED WITH PLATINUM CORPORATION AND ITS DIRECTORS/PROMOTERS AND OFFLOADED SHARES IN THE WAKE OF FALSE & MISLEADING CORPORATE ANNOUNCEMENTS THEREBY MADE ILLEGAL PROGIT/GAIN IN MATTER OF PLATINUM CORP.LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 12-AUG-2016 TO 11-AUG-2019
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 12-AUG-2016 TO 11-AUG-2019
DIRECTED TO DISGORGE RS.33,52,299
12-AUG-2016
|
SAT: SAT VIDE ITS ORDER DATED 19/03/2018 ALLOWED APPEAL TO BE WITHDRAWN. NO COSTS
|
| 503 |
|
|
SIGMA TOURS & TRAVELS
|
|
|
|
KAMAL B.THAKUR
|
|
INDULGED IN CARRYING OUT SUSPICIOUS BANKING TRANSACTIONS AND APPEAR TO HAVE CHANNELED THESE FUNDS EITHER DIRECTLY OR INDIRECTLY IN STOCK MARKET IN MATTER OF PYRAMID SAIMIRA THEATRE LTD.
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 23-APR-2009 TILL FURTHER ORDERS
DIRECTED INCOME TAX DEPARTMENT TO TAKE NECESSARY ACTIONS IN MATTER OF PYRAMID SAIMIRA THEATRE LTD.
23-APR-2009
|
AD-INTERIM EX-PARTE ORDER DATED 23/04/2009 CONFIRMED VIDE ORDER DATED 12/01/2010
SEBI VIDE ITS ORDER DATED 31/03/2015 DISPOSED OFF THE PROCEEDINGS WITHOUT ANY FURTHER ORDERS, SINCE PROHIBITION AGAINST THE ENTITIES NEED NOT TO BE CONTINUED
|
| 504 |
|
|
SIMI IMPEX
|
|
|
|
SANDEEP S.RATHORE
|
|
INDULGED IN CARRYING OUT SUSPICIOUS BANKING TRANSACTIONS AND APPEAR TO HAVE CHANNELED THESE FUNDS EITHER DIRECTLY OR INDIRECTLY IN STOCK MARKET IN MATTER OF PYRAMID SAIMIRA THEATRE LTD.
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 23-APR-2009 TILL FURTHER ORDERS
DIRECTED INCOME TAX DEPARTMENT TO TAKE NECESSARY ACTIONS IN MATTER OF PYRAMID SAIMIRA THEATRE LTD.
23-APR-2009
|
SEBI VIDE ITS ORDER DATED 31/03/2015 DISPOSED OFF THE PROCEEDINGS WITHOUT ANY FURTHER ORDERS, SINCE PROHIBITION AGAINST THE ENTITIES NEED NOT TO BE CONTINUED
|
| 505 |
|
|
SINDHU SECURITIES PVT.LTD.
(PAN:AAJCS3065K)
|
|
|
INDULGED IN DISSEMINATION OF MISLEADING INFORMATION LEADING TO PRICE MANIPULATION IN THE SCRIP OF KOLAR BIOTECH LTD., SOUNDCRAFT INDUSTRIES LTD. & ADAM COMSOF LTD.
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 30-SEP-2004 TILL INVESTIGATIONS COMPLETED
30-SEP-2004
|
|
| 506 |
|
|
SINDIA INVESTMENT GROUP PTE LTD.
(PAN:AAPCS2634E)
|
|
|
INDULGED IN SENDING BULK SMS WITH BUY RECOMMENDATIONS WITH ULTIMATE GOAL OF OFFLOADING SHAREHOLDING OF PROMOTERS/DIRECTORS IN MATTER OF SUPREME TEX MART LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 01-NOV-2017 TO 31-OCT-2023
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 01-NOV-2017 TO 31-OCT-2023
DIRECTED TO FREEZE EXISTING HOLDING OF SECURITIES, INCLUDING UNITS OF MUTUAL FUNDS
DIRECTED TO CEASE & DESIST FROM DISSEMINATING NEWS OR MESSAGES IN ANY FORM RELATED TO SECURITIES MARKET, BY ANY MEANS WHATSOEVER FROM 01-NOV-2017 TO 31-OCT-2023
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS/PROPERTIES/ SECURITIES
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI EXCEPT FOR THE PURPOSE OF TRANSFER OF FUNDS TO ESCROW ACCOUNT
DIRECTED DEPOSITORIES THAT NO DEBIT TO BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)
01-NOV-2017
DIRECTED TO DISGORGE RS.2,86,07,060
05-MAR-2019
|
SEBI VIDE ITS ORDER DATED 05/03/2019 DIRECTED TO 1) DISGORGE RS.2,86,07,060.00 2) NOT TO DISPOSE OFF OR ALIENATE ANY OF THEIR ASSETS / PROPERTIES / SECURITIES, TILL SUCH TIME AMOUNTS GAIN MADE ALONGWITH WITH INTEREST CREDITED TO ESCROW ACCOUNT WITHOUT PERMISSION FROM SEBI 2) NOT TO DISPOSE OFF OR ALIENATE ANY OF THEIR ASSETS / PROPERTIES / SECURITIES, TILL SUCH TIME UNLAWFUL GAINS ARE CREDITED TO ESCROW ACCOUNT 3) BANKS AND DEPOSITORIES NO TO DEBIT,WITHOUT PERMISSION OF SEBI IN RESPECT OF BANK/DEMAT ACCOUNTS, HELD BY NOTICEES 4) BANKS AND DEPOSITORIES TO ENSURE THAT ALL DIRECTIONS ARE STRICTLY ENFORCED 5) PROVIDE FULL INVENTORY OF THEIR ASSETS, PROPERTIES AND DETAILS OF ALL BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES / SECURITIES, IF HELD IN PHYSICAL FORM AND DETAILS OF COMPANIES HOLD SUBSTANTIAL OR CONTROLLING INTEREST
SEBI VIDE ITS ORDER DATED 06/07/2022 DIRECTED TO A) RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY, OR BEING ASSOCIATING WITH SECURITIES MARKET IN ANY MANNER, WHATSOEVER FOR SIX YEARS B) DURING THE PERIOD OF RESTRAINT EXISTING HOLDING, INCLUDING UNITS OF MUTUAL FUNDS TO REMAIN FROZEN C) DISGORGE AMOUNT RS.2,86,07,060.00 ALONG WITH SIMPLE INTEREST @ 12% P.A. FROM DATE OF IMPOUNDING ORDER TILL DATE OF ACTUAL PAYMENT D) REMIT DISGORGEMENT AMOUNT TO INVESTOR PROTECTION AND EDUCATION FUND (IPEF)
|
| 507 |
|
|
SITARAM PRINTS PVT.LTD.
(CIN:U22211GJ1987PTC009299
PAN:AAECS2255C)
(Along with : SUMEET INDUSTRIES LTD.)
|
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION THROUGH SELF TRADES AND SYNCHRONIZED TRANSACTIONS IN SCRIP OF SUMEET INDUSTRIES LTD.
INDULGED IN ISSUANCE OF VARIOUS FALSE CORPORATE ANNOUNCEMENTS RELATED TO PREFERENTIAL ALLOTMENT OF SHARES, JOINT VENTURE WITH VISHWAS INFRASTRUCTURE LTD. AND AMALGAMATION OF ITS GROUP COMPANIES ETC IN MATTER OF SUMEET INDUSTRIES LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 21-MAY-2014 TO 20-MAY-2017
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 21-MAY-2014 TO 20-MAY-2017
DIRECTED TO DISGORGE RS.43,92,000
21-MAY-2014
|
SAT: SAT VIDE ITS ORDER DATED 30/06/2016 A) SET ASIDED QUANTUM OF UNLAWFUL GAINS DETERMINED BY SEBI AND DIRECTED WTM OF SEBI TO RECOMPUTE QUANTUM OF UNLAWFUL GAINS LIABLE TO BE DISGORGED BY APPELLANTS AND B) MODIFY IMPUGNED ORDER DATED 21/05/2014 BY REDUCING PERIOD OF RESTRAINT IMPOSED ON APPELLANTS FROM 3 YEARS TO PERIOD OF RESTRAINT UNDERGONE BY APPELLANTS UP TO DATE OF PASSING OF PRESENT ORDER. NO COSTS
|
| 508 |
|
|
SMITASHA IMPEX PVT.LTD.
|
|
|
ACTED IN CONCERT WITH GROUP ENTITIES TO GIVE MISLEADING IMPRESSION OF SUCCESSFUL SUBSCRIPTION OF PREFERENTIAL ALLOTMENT THROUGH RECIRCULATING MONEY AMONG THEMSELVES IN CASE OF AASTHA BROADCASTING NETWORK LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 15-JAN-2004 TO 14-JAN-2007
DIRECTED TO FREEZE DEMAT ACCOUNT OF A SPECIFIED SCRIP
06-SEP-2005
|
DIRECTED TO PERMANENTLY FREEZE DEMAT ACCOUNT W.E.F. 19/01/2007
SAT: APPEAL DISMISSED WITH NO ORDER AS TO COSTS
SEBI VIDE ITS ORDER DATED 29/08/2012 DIRECTED THAT DEMAT ACCOUNTS WILL REMAIN FROZEN PERMANENTLY
|
| 509 |
|
|
SMR UNIVERSAL SOFTECH LTD.
(Along with : GOLDEN PALMS (INDIA) LTD.)
|
|
|
|
A.X.N.PRABHU
|
|
|
I.SRINIVASAN
|
|
|
K.PRAKASH
|
|
|
K.R.KUMARESAN
|
|
|
MUBEEN UR REHMAN
|
|
|
PRADEEP KUMAR JAIN
|
|
|
R.MURALIDHARAN
|
|
|
S.MOORTHY
|
|
|
UDAY KHEDKA
|
|
ISSUED MISLEADING ADVERTISEMENT OF BUYBACK OF SHARES OF SMR UNIVERSAL SOFTECH LTD. AND ALSO FAILED TO TAKE CONCLUSIVE ACTION THEREON
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 25-FEB-2008 TO 24-FEB-2010
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 25-FEB-2008 TO 24-FEB-2010
25-FEB-2008
|
SAT: APPELLANT FILED AN APPEAL FOR CONSENT ORDER AND OFFERED TO DEPOSIT A SUM OF RS.1,00,000 TOWARDS SETTLEMENT CHARGES AND RS.75,000 TOWARDS LEGAL EXPENSES ALONGWITH VOLUNTARILY DEBARMENT OF TWO YEARS FROM SECURITIES MARKET. APPEAL ACCEPTED. IMPUGNED ORDER MODIFIED WITH NO ORDER AS TO COSTS
|
| 510 |
|
|
SMR UNIVERSAL SOFTECH LTD.
(Along with : GOLDEN PALMS (INDIA) LTD.)
|
|
|
|
A.X.N.PRABHU
|
|
|
I.SRINIVASAN
|
|
|
K.PRAKASH
|
|
|
K.R.KUMARESAN
|
|
|
MUBEEN UR REHMAN
|
|
|
PRADEEP KUMAR JAIN
|
|
|
R.MURALIDHARAN
|
|
|
S.MOORTHY
|
|
|
UDAY KHEDKA
|
|
ISSUED MISLEADING ADVERTISEMENT OF BUYBACK OF SHARES OF SMR UNIVERSAL SOFTECH LTD. AND ALSO FAILED TO TAKE CONCLUSIVE ACTION THEREON
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 25-FEB-2008 TO 24-FEB-2010
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 25-FEB-2008 TO 24-FEB-2010
25-FEB-2008
|
SAT: APPELLANT FILED AN APPEAL FOR CONSENT ORDER AND OFFERED TO DEPOSIT A SUM OF RS.1,00,000 TOWARDS SETTLEMENT CHARGES AND RS.75,000 TOWARDS LEGAL EXPENSES ALONGWITH VOLUNTARILY DEBARMENT OF TWO YEARS FROM SECURITIES MARKET. APPEAL ACCEPTED. IMPUGNED ORDER MODIFIED WITH NO ORDER AS TO COSTS
|
| 511 |
|
|
SMR UNIVERSAL SOFTECH LTD.
(Along with : GOLDEN PALMS (INDIA) LTD.)
|
|
|
|
A.X.N.PRABHU
|
|
|
I.SRINIVASAN
|
|
|
K.PRAKASH
|
|
|
K.R.KUMARESAN
|
|
|
MUBEEN UR REHMAN
|
|
|
PRADEEP KUMAR JAIN
|
|
|
R.MURALIDHARAN
|
|
|
S.MOORTHY
|
|
|
UDAY KHEDKA
|
|
ISSUED MISLEADING ADVERTISEMENT OF BUYBACK OF SHARES OF SMR UNIVERSAL SOFTECH LTD. AND ALSO FAILED TO TAKE CONCLUSIVE ACTION THEREON
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 25-FEB-2008 TO 24-FEB-2010
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 25-FEB-2008 TO 24-FEB-2010
25-FEB-2008
|
SAT: APPELLANT FILED AN APPEAL FOR CONSENT ORDER AND OFFERED TO DEPOSIT A SUM OF RS.1,00,000 TOWARDS SETTLEMENT CHARGES AND RS.75,000 TOWARDS LEGAL EXPENSES ALONGWITH VOLUNTARILY DEBARMENT OF TWO YEARS FROM SECURITIES MARKET. APPEAL ACCEPTED. IMPUGNED ORDER MODIFIED WITH NO ORDER AS TO COSTS
|
| 512 |
|
|
SMR UNIVERSAL SOFTECH LTD.
(Along with : GOLDEN PALMS (INDIA) LTD.)
|
|
|
|
A.X.N.PRABHU
|
|
|
I.SRINIVASAN
|
|
|
K.PRAKASH
|
|
|
K.R.KUMARESAN
|
|
|
MUBEEN UR REHMAN
|
|
|
PRADEEP KUMAR JAIN
|
|
|
R.MURALIDHARAN
|
|
|
S.MOORTHY
|
|
|
UDAY KHEDKA
|
|
ISSUED MISLEADING ADVERTISEMENT OF BUYBACK OF SHARES OF SMR UNIVERSAL SOFTECH LTD. AND ALSO FAILED TO TAKE CONCLUSIVE ACTION THEREON
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 25-FEB-2008 TO 24-FEB-2010
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 25-FEB-2008 TO 24-FEB-2010
25-FEB-2008
|
SAT: APPELLANT FILED AN APPEAL FOR CONSENT ORDER AND OFFERED TO DEPOSIT A SUM OF RS.1,00,000 TOWARDS SETTLEMENT CHARGES AND RS.75,000 TOWARDS LEGAL EXPENSES ALONGWITH VOLUNTARILY DEBARMENT OF TWO YEARS FROM SECURITIES MARKET. APPEAL ACCEPTED. IMPUGNED ORDER MODIFIED WITH NO ORDER AS TO COSTS
|
| 513 |
|
|
SMR UNIVERSAL SOFTECH LTD.
(Along with : GOLDEN PALMS (INDIA) LTD.)
|
|
|
|
A.X.N.PRABHU
|
|
|
I.SRINIVASAN
|
|
|
K.PRAKASH
|
|
|
K.R.KUMARESAN
|
|
|
MUBEEN UR REHMAN
|
|
|
PRADEEP KUMAR JAIN
|
|
|
R.MURALIDHARAN
|
|
|
S.MOORTHY
|
|
|
UDAY KHEDKA
|
|
ISSUED MISLEADING ADVERTISEMENT OF BUYBACK OF SHARES OF SMR UNIVERSAL SOFTECH LTD. AND ALSO FAILED TO TAKE CONCLUSIVE ACTION THEREON
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 25-FEB-2008 TO 24-FEB-2010
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 25-FEB-2008 TO 24-FEB-2010
25-FEB-2008
|
SAT: APPELLANT FILED AN APPEAL FOR CONSENT ORDER AND OFFERED TO DEPOSIT A SUM OF RS.1,00,000 TOWARDS SETTLEMENT CHARGES AND RS.75,000 TOWARDS LEGAL EXPENSES ALONGWITH VOLUNTARILY DEBARMENT OF TWO YEARS FROM SECURITIES MARKET. APPEAL ACCEPTED. IMPUGNED ORDER MODIFIED WITH NO ORDER AS TO COSTS
|
| 514 |
|
|
SMR UNIVERSAL SOFTECH LTD.
|
|
|
|
R.PALANIAPPAN
|
|
ISSUED MISLEADING ADVERTISEMENT OF BUYBACK OF SHARES OF SMR UNIVERSAL SOFTECH LTD. AND ALSO FAILED TO TAKE CONCLUSIVE ACTION THEREON
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 23-JUN-2009 TO 22-JUN-2011
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 23-JUN-2009 TO 22-JUN-2011
25-FEB-2008
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.1,00,000, LEGAL EXPENSES RS.75,000 VIDE CONSENT ORDER)
REACHED SETTLEMENT (CONSENT ORDER) (AGREED VOLUNTARILY NOT TO BUY/SELL/ DEAL IN SECURITIES/ SPECIFIED SCRIPS DIRECTLY/INDIRECTLY) FROM 23-JUN-2009 TO 22-JUN-2011
23-JUN-2009
|
SAT: APPELLANT FILED AN APPEAL FOR CONSENT ORDER AND OFFERED TO DEPOSIT A SUM OF RS.1,00,000 TOWARDS SETTLEMENT CHARGES AND RS.75,000 TOWARDS LEGAL EXPENSES ALONGWITH VOLUNTARILY DEBARMENT OF TWO YEARS FROM SECURITIES MARKET. APPEAL ACCEPTED. IMPUGNED ORDER MODIFIED WITH NO ORDER AS TO COSTS
|
| 515 |
|
|
SMS TECHSOFT (INDIA) LTD.
(CIN:L72200TZ1995PLC006017
PAN:AAECA1954G)
|
|
|
|
RAJESH MANGILAL RANKA
PAN:ACUPR5573R
|
|
MADE FALSE REPRESENTATION RELATED TO PREFERENTIAL ALLOTMENT OF 3,00,00,000 EQUITY SHARES IN ANNUAL REPORTS FOR F.Y.2011-2012 AND 2012-2013 IN MATTER OF SMS TECHSOFT (INDIA) LTD.
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN 3,00,00,000 EQUITY SHARES OF SMS TECHSOFT (INDIA) LTD. WHICH WERE ALLOTED ON PREFERENTIAL BASIS TO 31 ALLOTTEES WITHOUT ANY CONSIDERATION
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 05-NOV-2013 TILL FURTHER ORDERS
RESTRAINED FROM RAISING ADDITIONAL CAPITAL THROUGH SECURITIES MARKET, EITHER DIRECTLY OR INDIRECTLY, IN ANY MANNER WHATSOEVER FROM 05-NOV-2013 TILL FURTHER ORDERS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 05-NOV-2013 TILL FURTHER ORDERS
DIRECTED TO KEEP RS.6,00,11,512.00 IN ESCROW ACCOUNT JOINTLY AND SEVERALLY WITHIN 30 DAYS FROM THIS ORDER
05-NOV-2013
|
SEBI VIDE ITS ORDER DATED 07/05/2015 CONFIRMED ITS DIRECTIONS ISSUED VIDE ITS AD INTERIM EX-PARTE ORDER DATED 05/11/2013
SEBI VIDE ITS ORDER DATED 23/01/2020 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS, MUTUAL FUNDS FOLIOS AND/OR POST OFFICE ACCOUNT EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 09/06/2022 A) PROHIBITED FROM DISPOSING, TRANSFERRING, ALIENATING OR CHARGING IN RESPECT OF ALL THE IMMOVABLE AND MOVABLE PROPERTIES LISTED IN THE ORDER B) PROHIBITED FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL, TRANSFER, ALIENATION OR CHARGE IN RESPECT OF THE PROPERTIES LISTED IN ORDER C) DIRECTED TO FURNISH COMPLETE DETAILS OF ALL MOVABLE AND IMMOVABLE PROPERTIES HELD BY DEFAULTERS AND CHARGES, IF ANY, DULY CERTIFIED BY BOARD OF DIRECTORS ALONG WITH ORIGINAL TITLE DEEDS WITHIN TWO WEEKS FROM DATE OF THIS ORDER AT SEBI, WESTERN REGIONAL OFFICE, AHMEDABAD D) DIRECTED INSPECTORS GENERAL OF REGISTRATION OF ALL THE STATES AND UNION TERRITORIES AND CONCERNED TEHSILDARS, DISTRICT REGISTRARS AND SUB-REGISTRARS OF THE RESPECTIVE AREAS WHERE THE PROPERTIES ARE LOCATED E) NOT TO ACT UPON ANY DOCUMENTS PURPORTING TO BE DEALING WITH TRANSFER, MORTGAGE, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST IN ANY OF THE PROPERTIES OWNED/HELD BY THE DEFAULTERS, IF PRESENTED FOR REGISTRATION
SEBI VIDE ITS NOTICE DATED 28/11/2025 ALLOWED THE APPEAL AND DIRECTED ALL THE BANKS IN INDIA/NSDL/CDSL TO RELEASE ALL THE BANK ACCOUNTS INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUND FOLIOS OF THE DEFAULTERS WHICH WERE ATTACHED PURSUANT TO THE NOTICE OF ATTACHMENT DATED 23/01/2020
SEBI VIDE ITS ORDER DATED 28/11/2025 COMPLETED OF RECOVERY CERTIFICATE PAYMENT OF AMOUNT DUE UNDER CERTIFICATE NO.2786 OF 2020 DATED 23/01/2020
|
| 516 |
|
|
SMS TECHSOFT (INDIA) LTD.
(CIN:L72200TZ1995PLC006017
PAN:AAECA1954G)
|
|
|
|
AKASH JAGADISH VITAL
PAN:ATYPA8648K
|
|
|
ANITA SRINIVASABHATT KADANTHALAI
PAN:ABUPA2184Q
|
|
MADE FALSE AND MISLEADING CORPORATE DISCLOSURE TO BSE REGARDING ACQUISITION OF LARGE DATABASE FOR ITS DEVELOPMENT IN AREA OF IT ENABLED SERVICES IN MATTER OF SMS TECHSOFT (INDIA) LTD.
MADE FALSE AND MISLEADING STATEMENTS/MISREPRESENTATIONS IN ANNUAL REPORTS OF COMPANY FOR F.Y. 2011-12 AND 2012-13 IN MATTER OF SMS TECHSOFT (INDIA) LTD.
|
IMPOSED PENALTY RS.20,00,000
29-MAR-2019
|
SEBI VIDE ITS NOTICE DATED 02/09/2022 DIRECTED TO PAY RS.28,61,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SEBI VIDE ITS NOTICE DATED 03/01/2023 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUNDS FOLIOS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 13/02/2023 DIRECTED ALL THE BANKS TO REMIT RS.29,61,000.00 TO THE EXTENT LYING IN THE ACCOUNT OF SMS TECHSOFT (INDIA) LTD. TO SEBI BY WAY OF EFT/NEFT/RTGS
SEBI VIDE ITS ORDER DATED 17/02/2026 A) PROHIBITED FROM DISPOSING, TRANSFERRING, ALIENATING OR CHARGING IN RESPECT OF ALL THE IMMOVABLE AND MOVABLE PROPERTIES LISTED IN THE ORDER B) PROHIBITED FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL, TRANSFER, ALIENATION OR CHARGE IN RESPECT OF THE PROPERTIES LISTED IN ORDER C) DIRECTED TO FURNISH COMPLETE DETAILS OF ALL MOVABLE AND IMMOVABLE PROPERTIES HELD BY DEFAULTERS AND CHARGES, IF ANY, ALONG WITH ORIGINAL TITLE DEEDS PERTAINING TO THE PROPERTIES, WITHIN TWO WEEKS FROM DATE OF THIS ORDER AT SEBI, SOUTHERN REGIONAL OFFICE, CHENNAI D) DEFAULTERS AND INSPECTOR GENERAL OF REGISTRATION OF ALL THE STATES AND UNION TERRITORIES AND SPECIFICALLY TO THE CONCERNED TEHSILDARS, DISTRICT REGISTRARS AND SUB-REGISTRARS IN THE STATE OF TAMIL NADU E) NOT TO ACT UPON ANY DOCUMENTS PURPORTING TO BE DEALING WITH TRANSFER, MORTGAGE, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST IN ANY OF THE PROPERTIES OWNED / HELD BY THE DEFAULTER, INCLUDING THE SAID PROPERTIES, IF PRESENTED FOR REGISTRATION
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| 517 |
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SOFTEC CORP.TRUST
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DINESH DALMIA
PAN:ACPPD9838G
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PAWAN KUMAR
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SURYANIL GHOSH
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INDULGED IN FRAUDULENT ACTIVITIES TO DEFRAUD INVESTORS AND SHAREHOLDERS OF DSQ SOFTWARE LTD.
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DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 04-OCT-2004 TO 03-OCT-2014
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 04-OCT-2004 TO 03-OCT-2014
04-OCT-2004
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| 518 |
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SOMANI CEMENT CO.LTD.
(CIN:L26940GJ1983PLC006400
PAN:AACCS9762N)
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BIMLESH KUMAR MISHRA
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DID NOT APPOINT COMMON SHARE REGISTRAR FOR HANDLING SHARE REGISTRY WORK OF DEMAT AND PHYSICAL SECURITIES
INDULGED IN ISSUANCE OF MISLEADING CORPORATE ANNOUNCEMENTS IN MATTER OF SOMANI CEMENT CO. LTD.
OFFLOADED UNLISTED SHARES OF SOMANI CEMENT CO.LTD IN MARKET THROUGH CONNECTED PERSONS
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF SOMANI CEMENT CO. LTD.
INDULGED IN DEMATERIALISATION OF SHARES OF SOMANI CEMENT CO.LTD. IN EXCESS OF ITS PAID UP CAPITAL
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DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 17-DEC-2008 TO 16-DEC-2018
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 17-DEC-2008 TO 16-DEC-2018
17-DEC-2008
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| 519 |
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SOMANI OVERSEAS PVT.LTD.
(PAN:AAECS2257A)
(Along with : SUMEET INDUSTRIES LTD.)
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INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION THROUGH SELF TRADES AND SYNCHRONIZED TRANSACTIONS IN SCRIP OF SUMEET INDUSTRIES LTD.
INDULGED IN ISSUANCE OF VARIOUS FALSE CORPORATE ANNOUNCEMENTS RELATED TO PREFERENTIAL ALLOTMENT OF SHARES, JOINT VENTURE WITH VISHWAS INFRASTRUCTURE LTD. AND AMALGAMATION OF ITS GROUP COMPANIES ETC IN MATTER OF SUMEET INDUSTRIES LTD.
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DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 21-MAY-2014 TO 20-MAY-2017
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 21-MAY-2014 TO 20-MAY-2017
DIRECTED TO DISGORGE RS.18,60,012
21-MAY-2014
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SAT: SAT VIDE ITS ORDER DATED 30/06/2016 A) SET ASIDED QUANTUM OF UNLAWFUL GAINS DETERMINED BY SEBI AND DIRECTED WTM OF SEBI TO RECOMPUTE QUANTUM OF UNLAWFUL GAINS LIABLE TO BE DISGORGED BY APPELLANTS AND B) MODIFY IMPUGNED ORDER DATED 21/05/2014 BY REDUCING PERIOD OF RESTRAINT IMPOSED ON APPELLANTS FROM 3 YEARS TO PERIOD OF RESTRAINT UNDERGONE BY APPELLANTS UP TO DATE OF PASSING OF PRESENT ORDER. NO COSTS
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| 520 |
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SONAL GEMS TRADING PVT.LTD.
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GEETA JADHAV
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HUKUMCHAND JAIN
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INDULGED IN CARRYING OUT SUSPICIOUS BANKING TRANSACTIONS AND APPEAR TO HAVE CHANNELED THESE FUNDS EITHER DIRECTLY OR INDIRECTLY IN STOCK MARKET IN MATTER OF PYRAMID SAIMIRA THEATRE LTD.
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DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 23-APR-2009 TILL FURTHER ORDERS
DIRECTED INCOME TAX DEPARTMENT TO TAKE NECESSARY ACTIONS IN MATTER OF PYRAMID SAIMIRA THEATRE LTD.
23-APR-2009
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SEBI VIDE ITS ORDER DATED 31/03/2015 DISPOSED OFF THE PROCEEDINGS WITHOUT ANY FURTHER ORDERS, SINCE PROHIBITION AGAINST THE ENTITIES NEED NOT TO BE CONTINUED
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| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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