| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 481 |
|
SAMRUDDHA JEEVAN FOODS INDIA LTD.
(CIN:U15204PN2002PLC016950
PAN:AAICS0865N)
|
|
|
|
GHANSHYAM JASHBHAI PATEL
PAN:ARJPP0156A
DIN:02703676
|
|
|
MAHESH KISAN MOTEWAR
DIN:00054860
PAN:AKMPM3895K
|
|
|
RAJENDRA PANDURANG BHANDARE
DIN:00054872
PAN:ALKPB5263D
|
|
|
VAISHALI MAHESH MOTEWAR
DIN:02750035
PAN:ATTPM4634Q
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 02-SEP-2015 TO 01-SEP-2019
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 02-SEP-2015 TO 01-SEP-2019
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 02-SEP-2015 TO 01-SEP-2019
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 02-SEP-2015 TO 01-SEP-2019
DIRECTED TO REFUND MONEY TO THE INVESTORS
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-SEP-2015 TO 01-SEP-2019
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 02-SEP-2015 TO 01-SEP-2019
31-OCT-2013
|
SEBI VIDE ITS ORDER DATED 02/09/2015 DIRECTED SAMRUDDHA JEEVAN FOODS INDIA LTD. AND ITS DIRECTORS MR.MAHESH KISAN MOTEWAR, MS.VAISHALI MAHESH MOTEWAR AND MR.RAJENDRA PANDURANG BHANDARE TO 1. ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING THE SCHEMES WHICH HAVE BEEN INDENTIFIED AS A COLLECTIVE INVESTMENT SCHEME IN THIS ORDER 2. WIND UP ITS EXISTING SCHEME AND REFUND THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS 3. NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY ASSETS OF COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 4. PROVIDE A FULL INVENTORY OF ALL THEIR ASSETS AND PROPERTIES AND DETAILS OF ALL THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, IF HELD IN PHYSICAL FORM 5. RESTRAINED FROM ACCESSING SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF FOUR YEARS
SAT: SAT VIDE ITS ORDER DATED 29/09/2017 DISPOSED OFF THE APPEAL AND MISC.APPLICATIONS. NO COSTS
SAT: SAT VIDE ITS ORDER DATED 08/06/2018 DISPOSED OFF THE APPEAL AS COUNSEL FOR SEBI, STATED THAT SEBI WOULD PASS ITS ORDER ON REPRESENTATION MADE BY APPELLANT WITHIN A PERIOD OF FOUR WEEKS FROM DATE OF THIS ORDER. NO COSTS
APPEAL DISMISSED
SEBI VIDE ITS NOTICE DATED 18/12/2018 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SAT: APPEAL DISMISSED
|
| 482 |
|
|
SANDAL WOOD INDIA PVT.LTD.
|
|
|
|
RAKESH TICKOO
|
|
|
ROHIT RANJAN BHAT
|
|
|
SUMANYAR RANJAN
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED MOBILIZED RS.0.6 LAKH. ALL ACCUSED CONVICTED AND SENTENCED TO FINE OF
RS.2500 EACH AND ON DEFAULT SIMPLE IMPRISONMENT FOR 1 MONTH. FURTHER, ORDERED TO FILE WRR WITHIN 2 MONTHS WITH SEBI
|
| 483 |
|
|
SANGHI PLANTATIONS LTD.
(CIN:U20299TG1991PLC013166)
|
|
|
|
AMIT SANGHI
DIN:00053271
|
|
|
BENDA RAM NARAYAN
DIN:02093589
|
|
|
KODHATY CHANDRASEKHAR RAO
DIN:02093535
|
|
|
SESHADRI UPADHYAYULA
DIN:02093564
|
|
|
SIDDHARTH SANGHI
DIN:00033401
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 17-OCT-2017 TO 16-OCT-2021
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED NOT TO DISPOSE OF, ALIENATE OR ENCUMBER ANY ASSETS / PROPERTIES
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 17-OCT-2017 TO 16-OCT-2021
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 17-OCT-2017 TO 16-OCT-2021
17-OCT-2017
|
SEBI VIDE ITS ORDER DATED 17/10/2017 DIRECTED TO 1) JOINTLY AND SEVEALLY WIND UP ITS EXISTING COLLECTIVE INVESTMENT SCHEMES AND REFUND THE MONEY COLLECTED UNDER SCHEMES WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER THROUGH ‘BANK DEMAND DRAFT’ OR ‘PAY ORDER’ 2) SUBMIT WINDING UP AND REPAYMENT REPORT (WRR) TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS.WRR SHALL BE SUPPORTED BY THE PROOF OF TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO THE INVESTORS AND RECEIPT FROM THE INVESTORS ACKNOWLEDGE SUCH REFUNDS ALONG WITH A CERTIFICATION OF SUCH REPAYMENT FROM TWO INDEPENDENT CHARTERED ACCOUNTANTS 3) NOT TO ALIENATE OR DISPOSE OF OR SELL ANY OF THE ASSETS OF THE COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUND TO ITS INVESTORS 4) RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN THE SECURITIES MARKET, DIRECTLY OR INDIRECTLY FOR A PERIOD OF FOUR YEARS FROM THE DATE OF COMPLETION OF REFUNDS
SEBI VIDE ITS ORDER DATED 18/05/2021 A) PROHIBITED FROM DISPOSING, TRANSFERRING, ALIENATING OR CHARGING IN RESPECT OF ALL IMMOVABLE PROPERTIES LISTED IN THE ORDER B) PROHIBITED FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL, TRANSFER, ALIENATION OR CHARGE IN RESPECT OF PROPERTIES LISTED IN ORDER C) DIRECTED TO PROVIDE CERTIFIED COPIES OF THE SALE DEEDS/DOCUMENT EVIDENCING THE SAID LAND UNDER THE SURVEY NOS. WHICH STOOD REGISTERED AS MENTIONED IN PARAGRAPH 2 D) DIRECTED INSPECTORS GENERAL OF REGISTRATION OF THE STATE OF TELANGANA AND CONCERNED TEHSILDARS, DISTRICT REGISTRARS AND SUB-REGISTRARS OF THE RESPECTIVE AREAS WHERE THE PROPERTIES ARE LOCATED E) NOT TO ACT UPON ANY DOCUMENTS PURPORTING TO BE DEALING WITH TRANSFER, MORTGAGE, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST IN ANY OF THE PROPERTIES OWNED / HELD BY THE DEFAULTER, IF PRESENTED FOR REGISTRATION
SEBI VIDE ITS ORDER DATED 08/08/2024 A) PROHIBITED FROM DISPOSING, TRANSFERRING, ALIENATING OR CHARGING IN RESPECT OF ALL IMMOVABLE PROPERTIES LISTED IN THE ORDER B) PROHIBITED FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL, TRANSFER, ALIENATION OR CHARGE IN RESPECT OF PROPERTIES LISTED IN ORDER C) DIRECTED TO PROVIDE CERTIFIED COPIES OF THE SALE DEEDS/DOCUMENT EVIDENCING THE SAID LAND UNDER THE SURVEY NOS. WHICH STOOD REGISTERED AS MENTIONED IN PARAGRAPHS 2 AND 3 D) DIRECTED INSPECTORS GENERAL OF REGISTRATION OF THE STATE OF TELANGANA AND CONCERNED TEHSILDARS, DISTRICT REGISTRARS AND SUB-REGISTRARS OF THE RESPECTIVE AREAS WHERE THE PROPERTIES ARE LOCATED E) NOT TO ACT UPON ANY DOCUMENTS PURPORTING TO BE DEALING WITH TRANSFER, MORTGAGE, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST IN ANY OF THE PROPERTIES OWNED / HELD BY THE DEFAULTER, IF PRESENTED FOR REGISTRATION
SEBI VIDE ITS NOTICE DATED 11/09/2025 DIRECTED TO PAY RS.19,24,53,610 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
|
| 484 |
|
|
SANKLECHA AGRO TECH (PVT.) LTD.
|
|
|
|
JITENDRA GUGALIA
|
|
|
MAG RAJ JAIN
|
|
|
MAGRAJ JAIN
|
|
|
MOHAN LAL JAIN
|
|
|
MOOLCHAND JAIN
|
|
|
SHOBA DEVI JAIN
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ALL ACCUSED DECLARED AS PROCLAIMED OFFENDERS AND KEPT IN DORMANT FILE
|
| 485 |
|
|
SANSKARDHANI AGROVET PHARMA LTD.
|
|
|
|
ANJANA DUBEY
|
|
|
GARIMA SHARMA
|
|
|
MANJULA GUPTA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 486 |
|
|
SANTHIMADOM PLANTATIONS & AGRO PRODUCTS PVT.LTD.
(CIN:U01117KL1992PTC006652)
|
|
|
|
RAMANI RADHAKRISHNAN
|
|
|
V.N.RADHAKRISHNAN
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
SAT: IMPUGNED ORDER SET ASIDE EXCEPT APPLICANT SHALL NOT ACCESS SECURITIES MARKET FOR A PERIOD OF 5 YEARS
|
| 487 |
|
|
SARADHA REALTY INDIA LTD.
(PAN:AAMCS1398G)
|
|
|
|
SUDIPTA SEN
PAN:AMBPS7793K
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 23-APR-2013 TILL CIS WIND UP
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 23-APR-2013 TILL CIS WIND UP
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 23-APR-2013 TILL CIS WIND UP
23-APR-2013
|
SEBI VIDE ITS NOTICE DATED 04/06/2015 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 24/09/2015 PROHIBITED COMPANY AND ITS MANAGING DIRECTOR FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL, TRANSFER, ALIENATION OR CHARGE IN RESPECT OF THE PROPERTIES MENTIONED IN THE ORDER AND DIRECTED TO FURNISH AT SEBI AT ITS EASTERN REGIONAL OFFICE, KOLKATA, COMPLETE DETAILS OF ALL MOVABLE AND IMMOVABLE PROPERTIES HELD BY THE DEFAULTERS DULY CERTIFIED BY THE BOARD OF DIRECTORS WITHIN TWO WEEK FROM THE DATE OF THIS ORDER
SEBI VIDE ITS ORDER DATED 27/03/2023 EXTENDED THE PERIOD OF ATTACHMENT ON ALL THE PROPERTIES OF THE DEFAULTERS BY ANOTHER PERIOD OF THREE YEARS FROM DATE OF EXPIRY OF EARLIER PROHIBITORY ORDER DATED 24/09/2015
SEBI VIDE ITS ORDER DATED 22/05/2023 CONFIRMED THE SALE OF PROPERTIES AS PER NOTICE OF SALE DATED 10/03/2023
|
| 488 |
|
|
SARVODAYA PLANTATIONS LTD.
|
|
|
|
PREMLATA TIWARI
|
|
|
RAVINDRA NATH DUBAY
|
|
|
SHYAM SUNDAR TIWARI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 489 |
|
|
SARVOTAM FORESTS LTD.
|
|
|
|
ASHOK KUMAR SINGH
|
|
|
CHINDERPAL KAUR
|
|
|
MINA SINGH
|
|
|
NAYAB SINGH DHILLON
|
|
|
PARDEEP KUMAR
|
|
|
PARMINDER SINGH
|
|
|
SAUDAGAR SINGH
|
|
|
SUBHADRA SINGH
|
|
|
TARLOCHAN KAUR
|
|
|
VEENA RANI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
A2, 3, 5 AND 6 ARE DECLARED PO. A4 AND A8 ACQUITTED. A7 EXPIRED, THUS PROCEEDINGS ABATED. FILE CONSIGNED TO RECORD ROOM
|
| 490 |
|
|
SARVOTTAM PLANTATIONS PVT.LTD.
|
|
|
|
ASHOK KUMAR SINGH
|
|
|
MINA SINGH
|
|
|
SUBHADRA SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 491 |
|
|
SATPURA GREEN FOREST LTD.
|
|
|
|
ANIL MALVIYA
|
|
|
CHANDRESH KURAPA
|
|
|
DILIP KUMAR AHIRWAR
|
|
|
JESWANT RAJPUT
|
|
|
RAJESH PATEL
|
|
|
ROOPCHAND AHIRWAR
|
|
|
SATISH KUMAR PATEL
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 492 |
|
|
SATPURA HIRE PURCHASE & PLANTATIONS LTD.
|
|
|
|
BHIM SEN GAUTAM
|
|
|
DEEPAK VERMA
|
|
|
MOTI RAM VASWANI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 493 |
|
|
SATPURA PLANTATIONS LTD.
|
|
|
|
AJAY KUMAR OGLE
|
|
|
JAYANTH BHATTACHARYA
|
|
|
PARTH GHOSH
|
|
|
PINAKI RANJAN SEN
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 494 |
|
|
SAVE EARTH HERBS LTD.
|
|
|
|
AKHILESHWAR KUMAR SINHA
|
|
|
DIPAK KUMAR BASU MALLIK
|
|
|
K.SAI RAM
|
|
|
RAJIV DUTTA
|
|
|
SAIBAL PAL
|
|
|
SANJAY KUMAR MISHRA
|
|
|
SANKAR MONDAL
|
|
|
SANTOSH KUMAR SRIVASTAVA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
ENTITY CLAIMED IT DID NOT COLLECT ANY MONEY UNDER CIS
DID NOT REFUND MONEY COLLECTED UNDER CIS
|
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 22-SEP-2008 TO 21-SEP-2013
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 22-SEP-2008 TO 21-SEP-2013
DIRECTED TO REFUND MONEY TO THE INVESTORS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 22-SEP-2008 TO 21-SEP-2013
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
22-SEP-2008
|
|
| 495 |
|
|
SAVE EARTH PLANTATIONS LTD.
|
|
|
DID NOT REFUND MONEY COLLECTED UNDER CIS
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 07-NOV-2003 TO 06-NOV-2008
07-NOV-2003
|
|
| 496 |
|
|
SAYUNKTA BHARATI GRAMIN PLANTATIONS LTD.
|
|
|
|
ARCHNA GANGWAR
|
|
|
ASHA RAM
|
|
|
ASHOK KUMAR CHAUDHARY
|
|
|
RADHEY SHYAM CHAUDHARY
|
|
|
RAM SHANKER MAURYA
|
|
|
SHRAWNI TRIVEDI
|
|
|
UDAI VEER SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED NO.2,4,6 AND 8 PLEADED GUILTY.ACCUSED NO.2,6 AND 8 CONVICTED AND SENTENCED TILL RISING OF THE COURT AND ALSO SENTENCED TO PAY FINE OF RS.5000 EACH. AS REGARDS ACCUSED NO.4 CONVICTED AND SENTENCED TO PAY FINE OF RS.5000 ACCUSED NOS.3,5 AND 7 WERE DECLARED AS PROCLAIMED OFFENDER AND KEPT IN DORMANT FILE
|
| 497 |
|
|
SEAGATE FORESTS LTD.
|
|
|
|
G.S.THIND
|
|
|
K.K.RATTI
|
|
|
M.K.TIWARI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
ACCUSED NO.4 CONVICTED AND SENTENCED TO RIGOROUS IMPRISONMENT FOR 6 MONTHS. IN ADDITION ACCUSED NO.1 COMPANY AND ACCUSED NO.4 SHALL PAY A FINE OF RS.500000 EACH AND ON DEFAULT OF PAYMENT OF FINE, ACCUSED 4 SHALL GO SIMPLE IMPRISONMENT FOR 6 MONTHS EACH. ACCUSED DIRECTED TO FILE WRR WITH SEBI WITHIN 2 MONTHS FURTHER, OUT OF THE AMOUNT OF FINE REALIZED A SUM OF RS.20000 BE PAID TO SEBI AFTER EXPIRY OF PERIOD OF REVISION, APPEAL, TOWARDS THE EXPENSES INCURRED BY IT. ACCUSED NO.2 & 3 DECLARED AS PROCLAIMED OFFENDERS
|
| 498 |
|
|
SELECTION HOUSING & AGRO PLANTATION PVT.LTD.
|
|
|
|
ASHA PRASAD
|
|
|
BAGESHWAR PRASAD GUPTA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 499 |
|
|
SELVA TEAK PLANTATIONS PVT.LTD.
|
|
|
|
S.MUNIASAMY
|
|
|
S.SUBBURAJ
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 500 |
|
|
SEPL MOTEL & RESORTS LTD.
|
|
|
|
AKHILESHWAR KUMAR SINHA
|
|
|
MANORANJAN
|
|
|
RAJIV DUTTA
|
|
|
RAMADHAR SHARMA
|
|
|
RATNESHWAR PRASAD
|
|
|
RAVI NANDAN PRASAD
|
|
|
SANJOY KUMAR MISHRA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
THE COURT CONVICTED ACCUSED NO.1 COMPANY, 2, 3, AND 4 SENTENCED TO PAY A FINE OF RS.20,000 EACH AND IN DEFAULT ACCUSED NO.2, 3 & 4 SHALL UNDERGO 3 MONTHS S.I.PROCEEDINGS AGAINST ACCUSED NO.6 ABATED. ON ACCOUNT OF HIS DEATH. ACCUSED NO.5 WAS DECLARED AS PROCLAIMED OFFENDER
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
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| Page 25 of 33
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