| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 461 |
|
RP BHANSALI
|
|
|
MADE APPLICATIONS IN FICTITIOUS NAMES/USED BENAMI APPLICATIONS FOR OBTAINING HIGHER ALLOTMENT IN IPO OF NISSAN COPPER LTD.
INDULGED IN PRICE MANIPULATION IN SCRIP OF NISSAN COPPER LTD.
|
BOMBAY STOCK EXCHANGE & NATIONAL STOCK EXCHANGE DIRECTED/ORDERED TO HOLD THE PROFIT AND GAINS IN A SEPARATE ESCROW ACCOUNT
17-JAN-2007
|
DIRECTING IMPOUNDING THE UNLAWFULLY GAINS MADE IN THEIR ACCOUNTS BY THEIR PARENTS ON THEIR BEHALF
SAT: APPEAL DISMISSED WITH COSTS OF RS.50,000
|
| 462 |
|
|
RP BHANSALI
|
|
|
MADE APPLICATIONS IN FICTITIOUS NAMES/USED BENAMI APPLICATIONS FOR OBTAINING HIGHER ALLOTMENT IN IPO OF NISSAN COPPER LTD.
|
IMPOSED PENALTY RS.2,25,000 ALONG WITH OTHER ENTITIES/PERSONS
29-MAY-2009
|
INCLUDED IN SEBI LIST DATED 30/06/2010, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
|
| 463 |
|
|
RUPESH BALWANTBHAI BRAMHBHATT
|
|
|
MADE APPLICATIONS IN FICTITIOUS NAMES/USED BENAMI APPLICATIONS FOR OBTAINING HIGHER ALLOTMENT IN IPO OF NISSAN COPPER LTD.
INDULGED IN PRICE MANIPULATION IN SCRIP OF NISSAN COPPER LTD.
|
BOMBAY STOCK EXCHANGE & NATIONAL STOCK EXCHANGE DIRECTED/ORDERED TO HOLD THE PROFIT AND GAINS IN A SEPARATE ESCROW ACCOUNT
17-JAN-2007
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.34,46,899, (DISGORGEMENT AMOUNT RS.11,78,46,946,INTEREST RS.2,36,61,550 ALONG WITH OTHER ENTITIES/PERSONS) VIDE CONSENT ORDER)
20-APR-2009
|
AD INTERIM EX-PARTE ORDER DATED 17/01/2007 DISPOSED OFF, AS APPLICANT AGREED TO TRANSFER WITH OTHER APPLICANTS AN AMOUNT OF RS.11,78,46,946.00 WITHHELD BY BSE, AS PER SEBI ORDER DATED 17/01/2007, TOGETHER WITH INTEREST AND PAY RS.34,46,899.00 TOWARDS SETTLEMENT CHARGES SEPERATELY, AS PER CONSENT ORDER DATED 20/04/2009
|
| 464 |
|
|
RUPESH BRAMBHATT
|
|
|
MADE APPLICATIONS IN FICTITIOUS NAMES/USED BENAMI APPLICATIONS FOR OBTAINING HIGHER ALLOTMENT IN IPO OF NISSAN COPPER LTD.
INDULGED IN PRICE MANIPULATION IN SCRIP OF NISSAN COPPER LTD.
|
BOMBAY STOCK EXCHANGE & NATIONAL STOCK EXCHANGE DIRECTED/ORDERED TO HOLD THE PROFIT AND GAINS IN A SEPARATE ESCROW ACCOUNT
17-JAN-2007
|
|
| 465 |
|
|
RUPESH VIPINCHANDRA SHAH
|
|
|
FACILITATED IN MANIPULATING IPOS OF VARIOUS COMPANIES BY PROVIDING FUNDS TO PURCHASE SHARES MEANT FOR RETAIL APPLICANTS
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 27-APR-2006 TILL FURTHER ORDERS
DIRECTED NOT TO BUY, SELL OF DEAL DIRECTLY OR INDIRECTLY IN ANY INITIAL PUBLIC OFFERING FROM 27-APR-2006 TILL FURTHER ORDERS
27-APR-2006
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.10,000, DISGORGEMENT AMOUNT (PAYABLE TO INVESTORS) RS.49,900 VIDE CONSENT ORDER)
06-JAN-2009
|
AD INTERIM EX-PARTE ORDER DATED 27/04/2006 DISPOSED OFF, AS APPLICANT AGREED TO PAY RS.49,900 AGAINST NOTINAL UNDUE GAIN RS.10,000 AGAINST SETTLEMENT CHARGES, AS PER CONSENT ORDER DATED 06/01/2009
|
| 466 |
|
|
RUPESHBHAI DEVENDRABHAI SHAH
|
|
|
|
PARK LIGHT INVESTMENT PVT.LTD.
(Member : BSE)
|
|
MADE APPLICATIONS IN FICTITIOUS NAMES/USED BENAMI APPLICATIONS FOR OBTAINING HIGHER ALLOTMENT IN IPO OF NISSAN COPPER LTD.
INDULGED IN PRICE MANIPULATION IN SCRIP OF NISSAN COPPER LTD.
|
BOMBAY STOCK EXCHANGE & NATIONAL STOCK EXCHANGE DIRECTED/ORDERED TO HOLD THE PROFIT AND GAINS IN A SEPARATE ESCROW ACCOUNT
17-JAN-2007
|
|
| 467 |
|
|
SANDEEP S.BHANSALI
|
|
|
MADE APPLICATIONS IN FICTITIOUS NAMES/USED BENAMI APPLICATIONS FOR OBTAINING HIGHER ALLOTMENT IN IPO OF NISSAN COPPER LTD.
INDULGED IN PRICE MANIPULATION IN SCRIP OF NISSAN COPPER LTD.
|
BOMBAY STOCK EXCHANGE & NATIONAL STOCK EXCHANGE DIRECTED/ORDERED TO HOLD THE PROFIT AND GAINS IN A SEPARATE ESCROW ACCOUNT
17-JAN-2007
|
|
| 468 |
|
|
SANGITABEN BHUPESHBHAI BHAVSAR
(PAN:AOJPB6507Q)
(Along with : PINTU KACHARAJI TELI,
DILIP SITARAM WANI,
KAMLABEN DHANSINGBHAI LODHA,
PUSHPABEN DILIPKUMAR VANI,
VIJAY MAHIPATRAY TRIVEDI,
SMITABEN BHARATBHAI KHAMBHATI,
SHEELA ANJAY GUPTA,
GITABEN VAHALABHAI JADAV,
SONALBEN NIMESHKUMAR RAVAL,
JOHNALI GULAMALI MOMIN,
MAHERA JOHNALI MOMIN,
HANSABEN JAYESHKUMAR PARMAR,
GAWMATI MATHURBHAI PARMAR,
PARULBEN MANILAL PARMAR,
HASUMATIBEN MANILAL PARMAR,
PREMLATA BHAGAVENDAS KOSHTI,
DAKSHABEN BANAVARILAL SHARMA,
ANSOYABEN RAJENDRAKUMAR SHUKAL,
CHHAYA RAKESH SABLE,
RINABEN PREMCHANDABHAI PARMAR,
GEETABEN NAROTTAMBHAI PARMAR,
CHANDRESH KANAIYALAL BIJAVA,
MANJULABEN CHANDRESHBHAI BIJAVA,
LEKHABEN DINESHBHAI SHAH)
|
|
|
|
PANKAJ J.SHAH (HUF)
PAN:AAIHS5790M
|
|
|
PINTU KACHARAJI TELI (HUF)
PAN:AACHT3722L
|
|
|
TRIVEDI VIJAY MAHIPATRAM (HUF)
PAN:AACHT3689L
|
|
|
VANI DILIP SITARAM (HUF)
PAN:AAHHV0378P
|
|
|
VIJAY MANGALDAS SHAH (HUF)
PAN:AAGHV9796J
|
|
INDULGED IN PROVIDING FUNDS TO OTHERS ENTITIES/PERSONS FOR CORNERING OF SHARES RESERVED FOR RETAIL INVESTORS IN IPOS OF L&T FINANCE HOLDINGS LTD., TREE HOUSE EDUCATION LTD. AND FUTURE VENTURES INDIA LTD.
|
IMPOSED PENALTY RS.20,00,000 ALONG WITH OTHER ENTITIES/PERSONS
31-AUG-2020
|
SAT: SAT VIDE ITS ORDER DATED 19/07/2021 PARTLY ALLOWED THE APPEAL BY REDUCING PENALTY TO RS.20 LAC FROM RS.35 LAC
SAT: SAT VIDE ITS ORDER DATED 05/10/2021 REJECTED MODIFICATION APPLICATION
SAT: SAT VIDE ITS ORDER DATED 17/11/2021 DISMISSED REVIEW APPLICATION
|
| 469 |
|
|
SANJAY SHANTILAL MARADIA
(DIN:00097403)
|
|
|
|
DANIAL INVESTMENT PVT.LTD.
PAN:AABCD3753H
|
|
|
NISSAN COPPER LTD.
CIN:L36939DN1989PLC000377
PAN:AABCN0105B
|
|
ALLEGED INDULGENCE IN ARRANGING SUBSCRIPTION IN IPO OF NISSAN COPPER LTD.THROUGH MACHINATIONS OF SUBSCRIBERS IN QIB SEGMANT AND THEIR FINAL BUYERS AFTER LISTING OF SCRIP
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.10,00,000, ADMINISTRATION CHARGES RS.1,00,000 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
24-APR-2009
|
|
| 470 |
|
|
SANTIDEVI S.BHANSALI
|
|
|
MADE APPLICATIONS IN FICTITIOUS NAMES/USED BENAMI APPLICATIONS FOR OBTAINING HIGHER ALLOTMENT IN IPO OF NISSAN COPPER LTD.
INDULGED IN PRICE MANIPULATION IN SCRIP OF NISSAN COPPER LTD.
|
BOMBAY STOCK EXCHANGE & NATIONAL STOCK EXCHANGE DIRECTED/ORDERED TO HOLD THE PROFIT AND GAINS IN A SEPARATE ESCROW ACCOUNT
17-JAN-2007
|
|
| 471 |
|
|
SARVANI CHOUDHARY
|
|
|
FACILITATED IN MANIPULATING IPOS OF VARIOUS COMPANIES BY PROVIDING FUNDS TO PURCHASE SHARES MEANT FOR RETAIL APPLICANTS
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 27-APR-2006 TILL FURTHER ORDERS
DIRECTED NOT TO BUY, SELL OF DEAL DIRECTLY OR INDIRECTLY IN ANY INITIAL PUBLIC OFFERING FROM 27-APR-2006 TILL FURTHER ORDERS
IMPOSED PENALTY RS.6,00,000
27-APR-2006
DIRECTED TO DISGORGE RS.2,25,075
07-MAY-2009
|
AD INTERIM EX-PARTE ORDER DATED 27/04/2006 DISPOSED OFF AND DIRECTED TO BE RESTRAINED FROM BUYING, SELLING OR DEALING IN SECURITIES MARKET IN ANY MANNER WHATSOEVER OR ACCESSING SECURITIES MARKET, DIRECTLY OR INDIRECTLY FOR A PERIOD OF 1 YEAR FROM DATE OF ORDER I.E. 07/05/2009 AND DISGORGE UNLAWFUL GAIN OF RS.225100.00 ALONGWITH INTEREST @10% FROM DATE OF LISTING OF IPO OF NANDAN EXIM LTD.
SAT: APPEAL INFRUCTUOUS AND DISMISSED AS SEBI HAS PASSED ORDER DATED 07/05/2009 BY WHICH FINAL ACTION HAS BEEN TAKEN AGAINST ALL APPLICANTS
VIDE ORDER DATED 10/03/2010 PERIOD OF DEBARMENT FROM MARKET STAND TERMINATED. DIRECTED TO DISGORGE THE AMOUNT OF PROFIT ALONGWITH INTEREST @ 6% P.A. BY 31/05/2010. AMOUNT OF PENALTY REDUCED TO RS.500000 IN ALL FROM 2650000. NO COSTS
PENALTY IMPOSED RS.6,00,000 VIDE ORDER DATED 30/09/2009
|
| 472 |
|
|
SAUMIL A.BHAVNAGARI
(PAN:ABMPB3581C)
|
|
|
|
ZENET SOFTWARE LTD.
PAN:AAACZ0978K
|
|
FACILITATED IN MANIPULATING IPOS OF VARIOUS COMPANIES BY PROVIDING FUNDS TO PURCHASE SHARES MEANT FOR RETAIL APPLICANTS
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 27-APR-2006 TILL FURTHER ORDERS
DIRECTED NOT TO BUY, SELL OF DEAL DIRECTLY OR INDIRECTLY IN ANY INITIAL PUBLIC OFFERING FROM 27-APR-2006 TILL FURTHER ORDERS
27-APR-2006
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.13,000, DISGORGEMENT AMOUNT (PAYABLE TO INVESTORS) RS.1,52,000 VIDE CONSENT ORDER)
02-DEC-2008
|
CONFIRMED INTERIM ORDER DATED APRIL 27, 2006
AD INTERIM EX-PARTE ORDER DATED 27/04/2006, CONFIRMATORY ORDER DATED 12/03/2007 & 20/12/2007 DISPOSED OFF, AS APPLICANT AGREED TO PAY RS.1,52,000, TOWARDS DISGORGEMENT, RS.13,000 TOWARDS SETTLEMENT CHARGES, RS.90,000 TOWARDS COMPOUNDING CHARGES AND RS,60,000 TOWARDS LEGAL EXPENSES, AS PER CONSENT ORDER DATED 02/12/2008
|
| 473 |
|
|
SHANTI RENIWAL
|
|
|
MADE APPLICATIONS IN FICTITIOUS NAMES/USED BENAMI APPLICATIONS FOR OBTAINING HIGHER ALLOTMENT IN IPO OF NISSAN COPPER LTD.
INDULGED IN PRICE MANIPULATION IN SCRIP OF NISSAN COPPER LTD.
|
BOMBAY STOCK EXCHANGE & NATIONAL STOCK EXCHANGE DIRECTED/ORDERED TO HOLD THE PROFIT AND GAINS IN A SEPARATE ESCROW ACCOUNT
17-JAN-2007
|
|
| 474 |
|
|
SHANTILAL MARDIA
|
|
|
|
DANIAL INVESTMENT PVT.LTD.
PAN:AABCD3753H
|
|
|
NISSAN COPPER LTD.
CIN:L36939DN1989PLC000377
PAN:AABCN0105B
|
|
ALLEGED INDULGENCE IN ARRANGING SUBSCRIPTION IN IPO OF NISSAN COPPER LTD.THROUGH MACHINATIONS OF SUBSCRIBERS IN QIB SEGMANT AND THEIR FINAL BUYERS AFTER LISTING OF SCRIP
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.10,00,000, ADMINISTRATION CHARGES RS.1,00,000 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
24-APR-2009
|
|
| 475 |
|
|
SHANTISARUP RENIWAL
|
|
|
|
HARIYANA SHIP-BREAKERS LTD.
|
|
|
INDUCTO STEELS LTD.
|
|
|
SHANTISARUP RENIWAL (HUF)
|
|
MADE APPLICATIONS IN FICTITIOUS NAMES/USED BENAMI APPLICATIONS FOR OBTAINING HIGHER ALLOTMENT IN IPO OF NISSAN COPPER LTD.
INDULGED IN PRICE MANIPULATION IN SCRIP OF NISSAN COPPER LTD.
|
BOMBAY STOCK EXCHANGE & NATIONAL STOCK EXCHANGE DIRECTED/ORDERED TO HOLD THE PROFIT AND GAINS IN A SEPARATE ESCROW ACCOUNT
17-JAN-2007
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.9,52,90,138, INTEREST RS.1,56,56,113 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
14-AUG-2008
|
INTERIM EX-PARTE ORDER DATED 17/01/2007 DISPOSED OFF, AS APPLICANT AGREED TO PAY RS.9,52,90,137.90 AS SETTLEMENT CHARGES ALONGWITH INTEREST ACCRUED THEREON JOINTLY WITH RAJEEV RENIWAL, SANJEEV RENIWAL (HUF), HARIYANA SHIP BREAKERS LTD., SHANTI SARUP RENIWAL (HUF) AND INDUCTO STEELS LTD. AS PER CONSENT ORDER DATED 14/08/2008
|
| 476 |
|
|
SHARVARI M.AGARWAL
|
|
|
MADE APPLICATIONS IN FICTITIOUS NAMES/USED BENAMI APPLICATIONS FOR OBTAINING HIGHER ALLOTMENT IN IPO OF NISSAN COPPER LTD.
INDULGED IN PRICE MANIPULATION IN SCRIP OF NISSAN COPPER LTD.
|
BOMBAY STOCK EXCHANGE & NATIONAL STOCK EXCHANGE DIRECTED/ORDERED TO HOLD THE PROFIT AND GAINS IN A SEPARATE ESCROW ACCOUNT
17-JAN-2007
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.40,36,942, INTEREST RS.8,23,849 VIDE CONSENT ORDER)
26-MAR-2009
|
CONFIRMED AD-INTERIM ORDER DATED JAN. 17,2007
INTERIM EX-PARTE ORDER DATED 17/01/2007 DISPOSED OFF, AS APPLICANT AGREED TO PAY RS.40,36,942.00 ALONGWITH INTEREST DUE THEREON AS SETTLEMENT CHARGES, AS PER CONSENT ORDER DATED 26/03/2009
|
| 477 |
|
|
SHEELA ANJAY GUPTA
(PAN:ALHPG9421D)
(Along with : PINTU KACHARAJI TELI,
DILIP SITARAM WANI,
KAMLABEN DHANSINGBHAI LODHA,
PUSHPABEN DILIPKUMAR VANI,
VIJAY MAHIPATRAY TRIVEDI,
SMITABEN BHARATBHAI KHAMBHATI,
GITABEN VAHALABHAI JADAV,
SONALBEN NIMESHKUMAR RAVAL,
JOHNALI GULAMALI MOMIN,
MAHERA JOHNALI MOMIN,
HANSABEN JAYESHKUMAR PARMAR,
GAWMATI MATHURBHAI PARMAR,
PARULBEN MANILAL PARMAR,
HASUMATIBEN MANILAL PARMAR,
PREMLATA BHAGAVENDAS KOSHTI,
DAKSHABEN BANAVARILAL SHARMA,
ANSOYABEN RAJENDRAKUMAR SHUKAL,
CHHAYA RAKESH SABLE,
RINABEN PREMCHANDABHAI PARMAR,
GEETABEN NAROTTAMBHAI PARMAR,
SANGITABEN BHUPESHBHAI BHAVSAR,
CHANDRESH KANAIYALAL BIJAVA,
MANJULABEN CHANDRESHBHAI BIJAVA,
LEKHABEN DINESHBHAI SHAH)
|
|
|
|
PANKAJ J.SHAH (HUF)
PAN:AAIHS5790M
|
|
|
PINTU KACHARAJI TELI (HUF)
PAN:AACHT3722L
|
|
|
TRIVEDI VIJAY MAHIPATRAM (HUF)
PAN:AACHT3689L
|
|
|
VANI DILIP SITARAM (HUF)
PAN:AAHHV0378P
|
|
|
VIJAY MANGALDAS SHAH (HUF)
PAN:AAGHV9796J
|
|
INDULGED IN PROVIDING FUNDS TO OTHERS ENTITIES/PERSONS FOR CORNERING OF SHARES RESERVED FOR RETAIL INVESTORS IN IPOS OF L&T FINANCE HOLDINGS LTD., TREE HOUSE EDUCATION LTD. AND FUTURE VENTURES INDIA LTD.
|
IMPOSED PENALTY RS.20,00,000 ALONG WITH OTHER ENTITIES/PERSONS
31-AUG-2020
|
SAT: SAT VIDE ITS ORDER DATED 19/07/2021 PARTLY ALLOWED THE APPEAL BY REDUCING PENALTY TO RS.20 LAC FROM RS.35 LAC
SAT: SAT VIDE ITS ORDER DATED 05/10/2021 REJECTED MODIFICATION APPLICATION
SAT: SAT VIDE ITS ORDER DATED 17/11/2021 DISMISSED REVIEW APPLICATION
|
| 478 |
|
|
SHEELU LALWANI
|
|
|
FACILITATED IN MANIPULATING IPOS OF VARIOUS COMPANIES BY PROVIDING FUNDS TO PURCHASE SHARES MEANT FOR RETAIL APPLICANTS
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 27-APR-2006 TILL FURTHER ORDERS
DIRECTED NOT TO BUY, SELL OF DEAL DIRECTLY OR INDIRECTLY IN ANY INITIAL PUBLIC OFFERING FROM 27-APR-2006 TILL FURTHER ORDERS
27-APR-2006
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.1,30,86,678, DISGORGEMENT AMOUNT (PAYABLE TO INVESTORS) RS.3,96,59,381 VIDE CONSENT ORDER)
31-DEC-2009
|
CONFIRMED AD INTERIM EX-PARTE ORDER DATED 27/04/2006 AND DIRECTED THE NOTICEE NOT TO BUY, SELL OR DEAL IN THE SECURITIES INCLUDING INITIAL PUBLIC OFFERING UNTIL FURTHER ORDERS
AD-INTERIM EX-PARTE ORDER DATED 27/04/2006 DISPOSED OFF, AS APPLICANT AGREED TO PAY RS.3,96,59,381 TOWARDS DISGORGEMENT AMOUNT (PAYABLE TO INVESTORS) AND RS.1,30,86,678 TOWARDS SETTLEMENT CHARGES, AS PER CONSENT ORDER DATED 31/12/2009
|
| 479 |
|
|
SHILPA RAJAN DAPKI
|
|
|
FACILITATED IN MANIPULATING IPOS OF VARIOUS COMPANIES BY PROVIDING FUNDS TO PURCHASE SHARES MEANT FOR RETAIL APPLICANTS
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 27-APR-2006 TILL FURTHER ORDERS
DIRECTED NOT TO BUY, SELL OF DEAL DIRECTLY OR INDIRECTLY IN ANY INITIAL PUBLIC OFFERING FROM 27-APR-2006 TILL FURTHER ORDERS
27-APR-2006
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.5,00,000, DISGORGEMENT AMOUNT (PAYABLE TO INVESTORS) RS.34,77,695 VIDE CONSENT ORDER)
05-NOV-2008
|
ORDER DATED 27/04/2006 DISPOSED OFF, AS APPLICANT AGREED TO PAY RS.5,00,000 AGAINST SETTLEMENT CHARGES AND RS.34,77,695 AGAINST AMOUNT DISGORGED AS PER CONSENT ORDER DATED 05/11/2008
|
| 480 |
|
|
SMITABEN BHARATBHAI KHAMBHATI
(PAN:AKAPM2479D)
(Along with : PINTU KACHARAJI TELI,
DILIP SITARAM WANI,
KAMLABEN DHANSINGBHAI LODHA,
PUSHPABEN DILIPKUMAR VANI,
VIJAY MAHIPATRAY TRIVEDI,
SHEELA ANJAY GUPTA,
GITABEN VAHALABHAI JADAV,
SONALBEN NIMESHKUMAR RAVAL,
JOHNALI GULAMALI MOMIN,
MAHERA JOHNALI MOMIN,
HANSABEN JAYESHKUMAR PARMAR,
GAWMATI MATHURBHAI PARMAR,
PARULBEN MANILAL PARMAR,
HASUMATIBEN MANILAL PARMAR,
PREMLATA BHAGAVENDAS KOSHTI,
DAKSHABEN BANAVARILAL SHARMA,
ANSOYABEN RAJENDRAKUMAR SHUKAL,
CHHAYA RAKESH SABLE,
RINABEN PREMCHANDABHAI PARMAR,
GEETABEN NAROTTAMBHAI PARMAR,
SANGITABEN BHUPESHBHAI BHAVSAR,
CHANDRESH KANAIYALAL BIJAVA,
MANJULABEN CHANDRESHBHAI BIJAVA,
LEKHABEN DINESHBHAI SHAH)
|
|
|
|
PANKAJ J.SHAH (HUF)
PAN:AAIHS5790M
|
|
|
PINTU KACHARAJI TELI (HUF)
PAN:AACHT3722L
|
|
|
TRIVEDI VIJAY MAHIPATRAM (HUF)
PAN:AACHT3689L
|
|
|
VANI DILIP SITARAM (HUF)
PAN:AAHHV0378P
|
|
|
VIJAY MANGALDAS SHAH (HUF)
PAN:AAGHV9796J
|
|
INDULGED IN PROVIDING FUNDS TO OTHERS ENTITIES/PERSONS FOR CORNERING OF SHARES RESERVED FOR RETAIL INVESTORS IN IPOS OF L&T FINANCE HOLDINGS LTD., TREE HOUSE EDUCATION LTD. AND FUTURE VENTURES INDIA LTD.
|
IMPOSED PENALTY RS.20,00,000 ALONG WITH OTHER ENTITIES/PERSONS
31-AUG-2020
|
SAT: SAT VIDE ITS ORDER DATED 19/07/2021 PARTLY ALLOWED THE APPEAL BY REDUCING PENALTY TO RS.20 LAC FROM RS.35 LAC
SAT: SAT VIDE ITS ORDER DATED 05/10/2021 REJECTED MODIFICATION APPLICATION
SAT: SAT VIDE ITS ORDER DATED 17/11/2021 DISMISSED REVIEW APPLICATION
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 24 of 29
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