| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 421 |
|
KANEL OIL & EXPORT INDUSTRIES LTD.
(PAN:AAECA8724C)
|
|
|
|
DHIREN K.THAKKAR
|
|
|
HITESH K.THAKKAR
|
|
|
KANAIYALAL J.THAKKAR
|
|
DID NOT REDRESS INVESTOR COMPLAINTS
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 10-OCT-2003 TO 09-OCT-2008
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 10-OCT-2003 TO 09-OCT-2008
10-OCT-2003
|
AS PER SCORES WEBSITE NO PENDING INVESTOR COMPLAINT AGAINST THE COMPANY AS ON 11/09/2018
|
| 422 |
|
|
KANEL OIL & EXPORT INDUSTRIES LTD.
(PAN:AAECA8724C)
|
|
|
|
DHIREN K.THAKKAR
|
|
|
HITESH K.THAKKAR
|
|
|
KHESE S.UMESH
|
|
DID NOT REDRESS INVESTOR COMPLAINTS
DID NOT FURNISH ACTION TAKEN REPORT IN CONNECTION WITH REDRESSAL OF INVESTOR’S GRIEVANCES
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 15-DEC-2010 TILL ALL PENDING INVESTOR GRIEVANCES ARE RESOLVED
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 15-DEC-2010 TILL ALL PENDING INVESTOR GRIEVANCES ARE RESOLVED
15-DEC-2010
|
ACTION TAKEN REPORT DATED 13/05/2011 FILED BY COMPANY WITH SEBI ON 16/05/2011
SEBI VIDE ITS ORDER DATED 27/06/2011 HAS REVOKED THE DIRECTIONS ISSUED VIDE ORDER DATED 15/12/2010
|
| 423 |
|
|
KANEL OIL & EXPORT INDUSTRIES LTD.
(PAN:AAECA8724C)
|
|
|
DID NOT FURNISH ACTION TAKEN REPORT IN CONNECTION WITH REDRESSAL OF INVESTOR’S GRIEVANCES IN STIPULATED TIME
DID NOT REDRESS INVESTOR COMPLAINTS IN STIPULATED TIME
|
IMPOSED PENALTY RS.2,00,000
06-DEC-2012
|
SAT: SEBI VIDE ITS ORDER DATED 10/05/2013 MODIFIED ITS ORDER DATED 06/12/2012 BY REDUCING THE PENALTY AMOUNT TO RS.2 LACS FROM RS.5 LACS. NO COSTS
INCLUDED IN SEBI LIST DATED 31/12/2017, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
COMPANY HAS PAID PENALTY OF RS.2 LACS TO SEBI VIDE RTGS DATED 17/10/2018 THROUGH INDIAN BANK
|
| 424 |
|
|
KANEL OIL & EXPORT INDUSTRIES LTD.
(PAN:AAECA8724C)
|
|
|
DID NOT RESPOND TO SHOW CAUSE NOTICE REGARDING REDRESSAL OF INVESTORS GRIEVANCES
|
DIRECTED TO REDRESS INVESTOR GRIEVANCES
14-OCT-2002
|
AS PER SCORES WEBSITE NO PENDING INVESTOR COMPLAINT AGAINST THE COMPANY AS ON 11/09/2018
|
| 425 |
|
|
KANHA VANASPATI LTD.
(CIN:U51109UP1989PLC011474
PAN:AABCK4348P)
|
|
|
DID NOT REDRESS INVESTOR COMPLAINTS
|
IMPOSED PENALTY RS.1,00,000
27-FEB-2015
|
SEBI VIDE ITS NOTICE DATED 27/09/2016 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
INCLUDED IN SEBI LIST DATED 31/12/2017, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
SEBI VIDE ITS ORDER DATED 28/10/2021 DIRECTED ALL THE BANKS TO REMIT ENTIRE AMOUNT TO THE EXTENT LYING IN THE BANK AND TERM DEPOSIT ACCOUNTS OF KANHA VANASPATI LTD. TO SEBI BY WAY OF EFT/NEFT/RTGS
SEBI VIDE ITS ORDER DATED 18/03/2024 COMPLETED OF RECOVERY CERTIFICATE PAYMENT OF AMOUNT DUE UNDER CERTIFICATE NO.973 OF 2016 DATED 27/09/2016
|
| 426 |
|
|
KANIKA INFRASTRUCTURE & POWER LTD.
(PAN:AACCK0736C)
|
|
|
DELAY IN REGISTRATION FOR SEBI COMPLAINTS REDRESSAL SYSTEM (SCORES)
|
IMPOSED PENALTY RS.1,50,000
12-AUG-2014
|
SEBI VIDE ITS NOTICE DATED 03/06/2015 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
|
| 427 |
|
|
KANOI DEVELOPMENTS LTD.
(PAN:AABCK1275B)
|
|
|
DID NOT REGISTER FOR SEBI COMPLAINTS REDRESSAL SYSTEM (SCORES)
|
IMPOSED PENALTY RS.1,00,000
27-AUG-2019
|
|
| 428 |
|
|
KANVA HYDRO-CHEM LTD.
(CIN:U24100GJ1993PLC020458)
|
|
|
DID NOT REDRESS INVESTOR COMPLAINTS
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 14-FEB-2020 TILL RESOLVES INVESTOR GRIEVANCES PENDING
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 14-FEB-2020 TILL RESOLVES INVESTOR GRIEVANCES PENDING
DIRECTED TO FREEZE EXISTING HOLDING OF SECURITIES, INCLUDING UNITS OF MUTUAL FUNDS
14-FEB-2020
|
|
| 429 |
|
|
KARISHMA FLORICULTURE LTD.
(CIN:U74899DL1994PLC057511)
|
|
|
|
S.N.BANSAL
|
|
ADVANCED FUNDS FOR PURCHASE OF ITS OWN SHARES VIOLATING SECTION 77(2) OF COMPANIES ACT, 1956
DID NOT REDRESS INVESTOR COMPLAINTS
DID NOT TRANSFER SHARE CERTIFICATES WITHIN STIPULATED TIME
|
WARNED/DIRECTED TO BE MORE CAREFUL WHILE DEALING WITH SECURITIES MARKET
19-JUL-2011
|
|
| 430 |
|
|
KARNAVATI ALFA INTERNATIONAL LTD.
(CIN:L24231GJ1992PLC018142
PAN:AAACK5886B)
|
|
|
DID NOT REGISTER FOR SEBI COMPLAINTS REDRESSAL SYSTEM (SCORES)
DID NOT REDRESS INVESTOR COMPLAINTS
|
IMPOSED PENALTY RS.1,00,000
30-JAN-2020
|
|
| 431 |
|
|
KARTIKEYA AGRO PRODUCTS LTD.
(CIN:L15499GJ1991PLC016205)
|
|
|
DID NOT REDRESS INVESTOR COMPLAINTS
DID NOT REGISTER FOR SEBI COMPLAINTS REDRESSAL SYSTEM (SCORES)
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 28-JUN-2019 TILL THE RESOLVES INVESTOR GRIEVANCES PENDING
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 28-JUN-2019 TILL THE RESOLVES INVESTOR GRIEVANCES PENDING
DIRECTED TO FREEZE EXISTING HOLDING OF SECURITIES, INCLUDING UNITS OF MUTUAL FUNDS
28-JUN-2019
|
|
| 432 |
|
|
KASHIRAM JAIN & CO.LTD.
(PAN:AAACK8902C)
|
|
|
DELAY IN REGISTRATION FOR SEBI COMPLAINTS REDRESSAL SYSTEM (SCORES)
|
IMPOSED PENALTY RS.50,000
31-OCT-2018
|
|
| 433 |
|
|
KEC INTERNATIONAL LTD.
(PAN:AACCK5599H)
|
|
|
DID NOT REDRESS INVESTOR COMPLAINTS IN STIPULATED TIME
|
IMPOSED PENALTY RS.2,00,000
29-NOV-2017
|
|
| 434 |
|
|
KEDIA INDUSTRIES LTD.
(CIN:U27106WB1982PLC035280)
|
|
|
DID NOT REGISTER FOR SEBI COMPLAINTS REDRESSAL SYSTEM (SCORES)
|
IMPOSED PENALTY RS.1,00,000
27-SEP-2019
|
|
| 435 |
|
|
KESHARIA SPINNERS LTD.
|
|
|
|
AMRATLAL K.POKERNA
|
|
|
HARI RAI
|
|
|
KAMAL C.JAIN
|
|
|
MUKESH JAIN
|
|
DID NOT REDRESS INVESTOR COMPLAINTS
DID NOT REGISTER FOR SEBI COMPLAINTS REDRESSAL SYSTEM (SCORES)
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 01-NOV-2016 TILL ALL PENDING INVESTOR GRIEVANCES ARE RESOLVED
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 01-NOV-2016 TILL ALL PENDING INVESTOR GRIEVANCES ARE RESOLVED
01-NOV-2016
|
|
| 436 |
|
|
KEVAL INDIA LTD.
(PAN:AACCK2395R)
|
|
|
DELAY IN REGISTRATION FOR SEBI COMPLAINTS REDRESSAL SYSTEM (SCORES)
|
IMPOSED PENALTY RS.1,00,000
01-NOV-2019
|
|
| 437 |
|
|
KHANDELWAL HERMAN ELECTRONICS LTD.
|
|
|
|
KRISHNKUMAR DEVIPRASAD KHANDELWAL
|
|
|
RAKESH KRISHNKUMAR KHANDELWAL
|
|
|
SHIRISH KRISHNKUMAR KHANDELWAL
|
|
DID NOT REDRESS INVESTOR COMPLAINTS
DID NOT REGISTER FOR SEBI COMPLAINTS REDRESSAL SYSTEM (SCORES)
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 21-SEP-2017 TILL RESOLVE ALL INVESTOR GRIEVANCE PENDING
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 21-SEP-2017 TILL RESOLVE ALL INVESTOR GRIEVANCE PENDING
21-SEP-2017
|
|
| 438 |
|
|
KIEV FINANCE LTD.
(CIN:L67120WB1982PLC035507
PAN:AACCK4888R)
|
|
|
DELAY IN REGISTRATION FOR SEBI COMPLAINTS REDRESSAL SYSTEM (SCORES)
DID NOT REDRESS INVESTOR COMPLAINTS
|
IMPOSED PENALTY RS.3,00,000
12-AUG-2014
|
SEBI VIDE ITS NOTICE DATED 03/06/2015 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 11/06/2015 DIRECTED ALL THE BANKS IN INDIA/NSDL/CDSL TO RELEASE ALL THE BANK ACCOUNTS/LOCKERS AND DEMAT ACCOUNTS OF THE DEFAULTERS WHICH WERE ATTACHED PURSUANT TO THE NOTICE OF ATTACHMENT DATED 03/06/2015
SAT: APPEAL DISMISSED. NO COSTS
|
| 439 |
|
|
KINJAL FINANCE LTD.
|
|
|
DID NOT REDRESS INVESTOR COMPLAINTS
DID NOT REGISTER FOR SEBI COMPLAINTS REDRESSAL SYSTEM (SCORES)
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 21-SEP-2017 TILL RESOLVE ALL INVESTOR GRIEVANCE PENDING
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 21-SEP-2017 TILL RESOLVE ALL INVESTOR GRIEVANCE PENDING
21-SEP-2017
|
|
| 440 |
|
|
KITEX GARMENTS LTD.
(PAN:AABCK0714F)
|
|
|
DID NOT REDRESS INVESTOR COMPLAINTS
DID NOT FURNISH ACTION TAKEN REPORT IN CONNECTION WITH REDRESSAL OF INVESTOR’S GRIEVANCES
DID NOT FURNISH INFORMATION, RETURN ETC. TO SEBI
|
IMPOSED PENALTY RS.11,00,000
31-AUG-2018
|
SAT: APPEAL DISMISSED
SAT: SAT VIDE ITS ORDER DATED 05/02/2025 GRANTED RESPONDENT EIGHT WEEKS TO FILE REPLY AND REJOINDER, IF ANY BE FILED WITHIN FOUR WEEKS THEREAFTER
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 22 of 48
|
