| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 401 |
|
JAY ENERGY & S.ENERGIES LTD.
(CIN:L29224GJ1986PLC009151
PAN:AAACJ3817H)
|
|
|
DID NOT REDRESS INVESTOR COMPLAINTS WITHIN TIME PRESCRIBED BY SEBI
DID NOT FURNISH ACTION TAKEN REPORT IN CONNECTION WITH REDRESSAL OF INVESTOR’S GRIEVANCES
|
IMPOSED PENALTY RS.45,00,000
30-MAR-2012
|
SAT: SAT VIDE ITS ORDER DATED 07/05/2014 REDUCED THE PENALTY AMOUNT TO RS.5 LACS FROM RS.45 LACS. NO COSTS
INCLUDED IN SEBI LIST DATED 31/12/2017, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
|
| 402 |
|
|
JAYANT VITAMINS LTD.
|
|
|
|
HITEN PURSHOTTAM MANGE
|
|
|
LALIT KUMAR MISHRA
|
|
|
PROJESH KUMAR ROY
|
|
ALLEGED FAILURE IN REDRESSAL OF INVESTOR GRIEVANCE
ALLEGED FAILURE IN FURNISHING OF ACTION TAKEN REPORT IN CONNECTION WITH REDRESSAL OF INVESTOR’S GRIEVANCES
|
SHOW CAUSE NOTICE ISSUED
06-NOV-2009
|
|
| 403 |
|
|
JAYANT VITAMINS LTD.
|
|
|
DID NOT FURNISH ACTION TAKEN REPORT IN CONNECTION WITH REDRESSAL OF INVESTOR’S GRIEVANCES
DID NOT REDRESS INVESTOR COMPLAINTS
|
IMPOSED PENALTY RS.3,00,000
10-JUN-2010
|
SAT: IMPUGNED ORDER DATED 10/06/2010 SET ASIDE AND CASE REMANDED TO AO TO PASS FRESH ORDER
INCLUDED IN SEBI LIST DATED 31/12/2017, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
SEBI VIDE ITS ORDER DATED 26/10/2017 REDUCED THE PENALTY AMOUNT TO RS.1 LAC FROM RS.15 LACS U/S 15A(A) LEAVING RS.2 LACS U/S 15(C) OF SEBI ACT UNCHAGED
SEBI VIDE ITS NOTICE DATED 16/09/2022 DIRECTED TO PAY RS.4,77,153.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
|
| 404 |
|
|
JAYANTI BUSINESS MACHINES LTD.
|
|
|
DID NOT REDRESS INVESTOR COMPLAINTS
|
DIRECTED TO REDRESS INVESTOR GRIEVANCES
14-MAY-2003
|
|
| 405 |
|
|
JG FINANCE LTD.
(PAN:AAACJ6400C)
|
|
|
DELAY IN REGISTRATION FOR SEBI COMPLAINTS REDRESSAL SYSTEM (SCORES)
|
IMPOSED PENALTY RS.1,00,000
29-AUG-2019
|
|
| 406 |
|
|
JILICHEM LABORATORIES (INDIA) LTD.
(CIN:L99999GJ1991PLC016519)
|
|
|
DID NOT REDRESS INVESTOR COMPLAINTS
|
IMPOSED PENALTY RS.1,00,000
20-NOV-2019
|
|
| 407 |
|
|
JMD ALLOYS LTD.
(PAN:AAACJ7070J
CIN:L27200BR1994PLC005961)
|
|
|
DELAY IN REGISTRATION FOR SEBI COMPLAINTS REDRESSAL SYSTEM (SCORES)
|
IMPOSED PENALTY RS.1,00,000
25-SEP-2014
|
|
| 408 |
|
|
JMP CASTINGS LTD.
|
|
|
DID NOT REDRESS INVESTOR COMPLAINTS
DID NOT REGISTER FOR SEBI COMPLAINTS REDRESSAL SYSTEM (SCORES)
|
IMPOSED PENALTY RS.2,00,000
12-MAR-2018
|
SEBI VIDE ITS NOTICE DATED 05/11/2019 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL AND/OR MUTUAL FUNDS TO 1. ATTACH ALL THE ACCOUNTS (INCLUDING MUTUAL FUNDS) BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
|
| 409 |
|
|
JORD ENGINEERS INDIA LTD.
(PAN:AAACJ2871P)
|
|
|
DID NOT REDRESS INVESTOR COMPLAINTS
|
DIRECTED TO RESOLVE THE GRIEVANCES AND SUBMIT STATUS REPORT TO SEBI
20-JUL-2011
|
|
| 410 |
|
|
JORD ENGINEERS INDIA LTD.
(PAN:AAACJ2871P)
|
|
|
DID NOT REDRESS INVESTOR COMPLAINTS
DID NOT FURNISH ACTION TAKEN REPORT IN CONNECTION WITH REDRESSAL OF INVESTOR’S GRIEVANCES IN STIPULATED TIME
|
IMPOSED PENALTY RS.2,00,000
28-JUN-2012
|
INCLUDED IN SEBI LIST DATED 31/12/2017, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
|
| 411 |
|
|
JSW STEEL LTD.
|
|
|
DID NOT REGISTER FOR SEBI COMPLAINTS REDRESSAL SYSTEM (SCORES)
|
IMPOSED PENALTY RS.2,50,000
31-AUG-2017
|
SAT: SAT VIDE ITS ORDER DATED 15/05/2018 GRANTED APPROVAL UNDER REGULATION 16(2) OF SEBI (SETTLEMENT OF ADMINISTRATIVE AND CIVIL PROCEEDINGS) REGULATIONS, 2014. NO COSTS
|
| 412 |
|
|
JYOTI (INDIA) LTD.
(CIN:036714)
|
|
|
DID NOT REGISTER FOR SEBI COMPLAINTS REDRESSAL SYSTEM (SCORES)
|
IMPOSED PENALTY RS.1,00,000
26-JUL-2019
|
SEBI VIDE ITS NOTICE DATED 08/09/2021 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS NOTICE DATED 24/05/2022 ALLOWED THE APPEAL AND DIRECTED ALL THE BANKS IN INDIA/NSDL/CDSL TO RELEASE ALL THE BANK ACCOUNTS INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUND FOLIOS OF THE DEFAULTERS WHICH WERE ATTACHED PURSUANT TO THE NOTICE OF ATTACHMENT DATED 08/09/2021
|
| 413 |
|
|
K J INTERNATIONAL LTD.
(PAN:AAACK6442K)
|
|
|
DID NOT REGISTER FOR SEBI COMPLAINTS REDRESSAL SYSTEM (SCORES)
|
IMPOSED PENALTY RS.2,00,000
25-JUN-2014
|
|
| 414 |
|
|
K M INDUSTRIAL INVESTMENTS LTD.
(PAN:AABCK4126F)
|
|
|
DELAY IN REGISTRATION FOR SEBI COMPLAINTS REDRESSAL SYSTEM (SCORES)
|
IMPOSED PENALTY RS.1,00,000
30-AUG-2019
|
|
| 415 |
|
|
KALEIDOSCOPE FILMS LTD.
|
|
|
|
PRAKASH BIHARILAL DHEBAR H.
PAN:AAJHP0056J
|
|
|
PRAKASH BIHARILAL DHEBAR H.
PAN:ABQPD6028A
|
|
|
SARJU JAYANTILAL PARIKH
PAN:APNPP0158C
|
|
|
SMITA MAHENDRA PANDYA
PAN:AAGPP4787P
|
|
DID NOT REDRESS INVESTOR COMPLAINTS
DID NOT CO-OPERATE WITH SEBI IN INSPECTION
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 26-MAY-2011 TILL ALL PENDING INVESTOR GRIEVANCES ARE RESOLVED
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 26-MAY-2011 TILL ALL PENDING INVESTOR GRIEVANCES ARE RESOLVED
26-MAY-2011
|
SAT: SAT VIDE ITS ORDER DATED 22/10/2012 DIRECTED BOARD TO PASS NECESSARY ORDERS WITHIN TWO WEEKS OF THE FILING OF APPLICATION BY APPELLANT. NO COSTS
SEBI VIDE ITS ORDER DATED 29/11/2012 REVOKED DIRECTIONS ISSUED VIDE ITS ORDER DATED 26/05/2011 WITH IMMEDIATE EFFECT
|
| 416 |
|
|
KALPAVRIKSHA INDUSTRIES LTD.
|
|
|
DID NOT REGISTER FOR SEBI COMPLAINTS REDRESSAL SYSTEM (SCORES)
|
IMPOSED PENALTY RS.6,00,000
27-DEC-2017
|
INCLUDED IN SEBI LIST DATED 31/12/2017, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
SEBI VIDE ITS ORDER DATED 07/06/2022 DIRECTED TO PAY RS.9,31,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SEBI VIDE ITS ORDER DATED 09/03/2023 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUNDS FOLIOS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 23/03/2023 DIRECTED ALL THE BANKS TO REMIT RS.9,85,000.00 TO THE EXTENT LYING IN THE ACCOUNT OF KALPAVRIKSHA INDUSTRIES LTD. TO SEBI BY WAY OF EFT/NEFT/RTGS
|
| 417 |
|
|
KAMALA TEA CO.LTD.
(PAN:AABCK2866L)
|
|
|
DID NOT FURNISH ACTION TAKEN REPORT IN CONNECTION WITH REDRESSAL OF INVESTOR’S GRIEVANCES IN STIPULATED TIME
DID NOT REDRESS INVESTOR COMPLAINTS IN STIPULATED TIME
|
IMPOSED PENALTY RS.4,00,000
14-DEC-2017
|
INCLUDED IN SEBI LIST DATED 31/12/2017, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
SEBI VIDE ITS NOTICE DATED 11/05/2022 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
|
| 418 |
|
|
KAMAYANI ENGINEERING PRODUCTS LTD.
(PAN:AABCK1759Q)
|
|
|
DELAY IN REGISTRATION FOR SEBI COMPLAINTS REDRESSAL SYSTEM (SCORES)
|
IMPOSED PENALTY RS.1,00,000
20-AUG-2019
|
|
| 419 |
|
|
KANCHAN INTERNATIONAL LTD.
|
|
|
DID NOT REDRESS INVESTOR COMPLAINTS IN STIPULATED TIME
|
IMPOSED PENALTY RS.5,00,000
27-SEP-2017
|
INCLUDED IN SEBI LIST DATED 31/12/2017, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
|
| 420 |
|
|
KANCHAN UDYOG LTD.
(PAN:AABCK2924P)
|
|
|
DID NOT REGISTER FOR SEBI COMPLAINTS REDRESSAL SYSTEM (SCORES)
|
IMPOSED PENALTY RS.1,00,000
23-SEP-2019
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 21 of 48
|
