| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 321 |
|
R.B.AGARWAL
|
|
|
|
DEEP TRADERS & ADVANCES PVT.LTD.
|
|
VIOLATED REGULATIONS 4(A) TO 4(E) OF SEBI (PFUTP) REGULATIONS, 1995
VIOLATED REGULATION 6(D) OF SEBI (PFUTP) REGULATIONS, 1995
DEALT IN SECURITIES VIOLATING REGULATION 4 OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992
VIOLATED SECTION 11 (2) OF SEBI TAKEOVER CODE, 1997
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 322 |
|
|
R.C.ARORA
|
|
|
|
AEE BEE STOCKS PVT.LTD.
|
|
|
OM SECURITIES
|
|
VIOLATED SECTION 24 OF SEBI (PFUTP) REGULATION, 1995
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 323 |
|
|
R.K.GOYAL
|
|
|
VIOLATED REGULATION 4 OF SEBI (PFUTP) REGULATIONS, 1995
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 324 |
|
|
R.M.MISHRA
|
|
|
VIOLATED REGULATION 4 OF SEBI (PFUTP) REGULATIONS, 1995
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 325 |
|
|
R.P.SHARMA
|
|
|
|
AMBIKA FERRO ALLOYS PVT.LTD.
|
|
|
AMIT SHARE TRADING PVT.LTD.
|
|
|
ANJALI FLAT ROLLED SHEETS PVT.LTD.
|
|
|
AQUARIUS STEELS PVT.LTD.
|
|
|
ARUNODAY VINIMAY PVT.LTD.
|
|
|
CLASSIC DEALERS & ADVANCES PVT.LTD.
|
|
|
DECENT DEALERS & ADVANCES PVT.LTD.
|
|
|
DEEP TRADERS & ADVANCES PVT.LTD.
|
|
|
EUREKA MACHINERIES PVT.LTD.
|
|
|
INFORMATION TECHNOLOGIES (INDIA) LTD.
CIN:U65910UP1994PLC017049
PAN:AAACI1891E
|
|
|
KRP CONSULTANTS PVT.LTD.
|
|
|
NEWAGE COMMERCIAL PVT.LTD.
|
|
|
PARVATI CASTINGS PVT.LTD.
|
|
|
SUMAC IRON & STEEL PVT.LTD.
|
|
|
TAURAS PORTFOLIOS LTD.
|
|
|
VARREN FINANCIAL SERVICES LTD.
|
|
|
VEDANT STEEL CASTING & FORGING PVT.LTD.
|
|
VIOLATED REGULATIONS 4(A) TO 4(E) OF SEBI (PFUTP) REGULATIONS, 1995
VIOLATED REGULATION 6(D) OF SEBI (PFUTP) REGULATIONS, 1995
DEALT IN SECURITIES VIOLATING REGULATION 4 OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992
VIOLATED SECTION 11 (2) OF SEBI TAKEOVER CODE, 1997
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 326 |
|
|
R.RANGANATHAN
|
|
|
|
KODIGANTI INVESTMENTS LTD.
|
|
VIOLATED SEBI (PFUTP) REGULATIONS, 1995
|
PROSECUTION LAUNCHED
31-MAR-2010
|
|
| 327 |
|
|
R.SUBRAMANIAM
|
|
|
|
VISHWAPRIYA FINANCIAL SERVICES & SECURITIES LTD.
|
|
VIOLATED SECTION 4(E) OF SEBI (PFUTP) REGULATIONS, 1995
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 328 |
|
|
RADHA BALLAB
|
|
|
|
ARUNODAY VINIMAY PVT.LTD.
|
|
|
CLASSIC DEALERS & ADVANCES PVT.LTD.
|
|
|
EUREKA MACHINERIES PVT.LTD.
|
|
VIOLATED REGULATIONS 4(A) TO 4(E) OF SEBI (PFUTP) REGULATIONS, 1995
VIOLATED REGULATION 6(D) OF SEBI (PFUTP) REGULATIONS, 1995
DEALT IN SECURITIES VIOLATING REGULATION 4 OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992
VIOLATED SECTION 11 (2) OF SEBI TAKEOVER CODE, 1997
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 329 |
|
|
RADHESHYAM L.AGGARWAL
|
|
|
|
PRABHU STEEL INDUSTRIES LTD.
PAN:AABCP0025E
|
|
VIOLATED REGULATION 3 OF SEBI (PFUTP) REGULATIONS, 1995
VIOLATED REGULATION 4 OF SEBI (PFUTP) REGULATIONS, 1995
|
PROSECUTION LAUNCHED
15-MAY-2006
|
CHIEF METROPOLITAN MAGISTRATE ESPLANADE COURT MUMBAI VIDE ITS ORDER DATED 12/02/2014 DISPOSED OFF THE CASE
|
| 330 |
|
|
RAHUL H.BAJAJ
|
|
|
VIOLATED REGULATION 4 OF SEBI (PFUTP) REGULATIONS, 1995
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 331 |
|
|
RAJ KUMAR SHAW
|
|
|
|
ASPOLIGHT BARTER PVT.LTD.
|
|
VIOLATED REGULATION 4 OF SEBI (PFUTP) REGULATIONS, 1995
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 332 |
|
|
RAJA YADAV
|
|
|
|
ADAM COMSOF LTD.
PAN:AABCA2067R
|
|
VIOLATED SEBI (PFUTP) REGULATIONS, 1995
VIOLATED SEBI TAKEOVER CODE, 1997
|
PROSECUTION LAUNCHED
30-SEP-2011
|
|
| 333 |
|
|
RAJASEKHARAN DEVAKI
(PAN:AABPR9662G)
|
|
|
MISUSED STOCK EXCHANGE TRADING PLATFORM TO MANIPULATE THE PRICE OF SHARES OF TCP LTD. VIOLATING SECTIONS 12A(A) TO (C) OF SEBI ACT, 1992 READ WITH REGULATIONS 3(A) TO 3(D) & 4(1) AND 4(2) (A) & (E) OF PFUTP REGULATIONS, 2003
|
IMPOSED PENALTY RS.1,00,00,000
31-JAN-2018
|
SAT: APPEALS DISMISSED. NO COSTS
SEBI VIDE ITS NOTICE DATED 13/11/2019 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL AND/OR MUTUAL FUNDS TO 1. ATTACH ALL THE ACCOUNTS (INCLUDING MUTUAL FUNDS) BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
|
| 334 |
|
|
RAJAT AGARWAL
(PAN:AEYPA0496E)
|
|
|
|
BHORUKA ALUMINIUM LTD.
PAN:AAACB8073D
|
|
INDULGED IN FACILITATING SUBSCRIPTION OF GDRS BY VINTAGE FZE, UAE THROUGH FINANCE OBTAINED FROM EURAM BANK, AUSTRIA FOR SUBSCRIPTION OF GDR AND ISSUER COMPANY (BHORUKA) PLEDGED GDR WITH EURAM BANK VIOLATING SECTIONS 12A(A) TO (C) OF SEBI ACT, 1992 READ WITH REGULATIONS 3(A) TO 3(D) & 4(1) OF PFUTP REGULATIONS, 2003 IN MATTER OF BHORUKA ALUMINIUM LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 22-MAR-2019 TO 21-MAR-2024
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 22-MAR-2019 TO 21-MAR-2024
DIRECTED TO FREEZE EXISTING HOLDING OF SECURITIES, INCLUDING UNITS OF MUTUAL FUNDS
22-MAR-2019
|
|
| 335 |
|
|
RAJEEV AGARWAL
(DIN:00232816
PAN:AAJPA6719K)
|
|
|
|
SANRAA MEDIA LTD.
PAN:AAACS9093A
|
|
INDULGED IN APPROVAL OF BOARD RESOLUTION VIOLATING SECTION 12A (A) TO (C) OF SEBI ACT, 1992 READ WITH REGULATIONS 3(A) TO (D) AND 4(1) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF SANRAA MEDIA LTD.
|
IMPOSED PENALTY RS.10,00,000 ALONG WITH OTHER ENTITIES/PERSONS
29-NOV-2019
|
SEBI VIDE ITS NOTICE DATED 23/08/2022 CERTIFIED THAT RS.1,34,01,000.00 IS DUE FROM MR.SUKUMAR SUBRAMANIAN, MR.RAJEEV AGARWAL, MR.KRISHNAN RAJAGOPAL AND MR.RAJENDRAN SIVASHANKARAN JOINTLY AND SEVERALLY
SEBI VIDE ITS NOTICE DATED 07/11/2022 CONSIDERING THE ORDER OF HON’BLE SAT DATED 02/09/2022 MODIFIED RECOVERY AMOUNT TO RS 1,37,01,000.00 DUE FROM MR.RAJEEV AGARWAL AND MR.RAJENDRAN SIVASHANKARAN PAYABLE JOINTLY AND SEVERALLY
SEBI VIDE ITS NOTICE DATED 11/09/2020 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUNDS FOLIOS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 10/02/2023 DIRECTED ALL THE BANKS TO REMIT RS.1,40,01,000.00 TO THE EXTENT LYING IN THE ACCOUNT OF MR.RAJEEV AGARWAL TO SEBI BY WAY OF EFT/NEFT/RTGS
SAT: SAT VIDE ITS ORDER DATED 19/05/2023 CONDONED THE DELAY OF 1600 DAYS IN FILING OF APPEAL AND PARTLY ALLOWED THE APPEAL BY REDUCING PENALTY AMOUNT TO RS.10 LAC (SINGLY) FROM RS.1 CRORE (ALONG WITH OTHERS) TO BE PAID WITHIN FOUR WEEKS FROM DATE OF THIS ORDER
SEBI VIDE ITS NOTICE DATED 07/01/2025 ALLOWED THE APPEAL AND DIRECTED ALL THE BANKS IN INDIA/NSDL/CDSL TO RELEASE ALL THE BANK ACCOUNTS INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUND FOLIOS OF THE DEFAULTERS WHICH WERE ATTACHED PURSUANT TO THE NOTICE OF ATTACHMENT DATED 11/09/2020
|
| 336 |
|
|
RAJEEV AGARWAL
(DIN:00232816
PAN:AAJPA6719K)
|
|
|
|
SANRAA MEDIA LTD.
PAN:AAACS9093A
|
|
INDULGED IN APPROVAL OF BOARD RESOLUTION VIOLATING SECTION 12A (A) TO (C) OF SEBI ACT, 1992 READ WITH REGULATIONS 3(A) TO (D) AND 4(1) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF SANRAA MEDIA LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JAN-2019 TO 01-JAN-2024
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 02-JAN-2019 TO 01-JAN-2024
DIRECTED TO FREEZE EXISTING HOLDING OF SECURITIES, INCLUDING UNITS OF MUTUAL FUNDS
02-JAN-2019
|
SAT: SAT VIDE ITS ORDER DATED 19/05/2023 CONDONED THE DELAY OF 1600 DAYS IN FILING OF APPEAL AND PARTLY ALLOWED THE APPEAL BY REDUCING PENALTY AMOUNT TO RS.10 LAC (SINGLY) FROM RS.1 CRORE (ALONG WITH OTHERS) TO BE PAID WITHIN FOUR WEEKS FROM DATE OF THIS ORDER
|
| 337 |
|
|
RAJEEV KAPOOR
|
|
|
|
CYBERSPACE LTD.
|
|
|
IMAX EQUITY RESEARCH
|
|
VIOLATED SEBI (PFUTP) REGULATIONS, 1995
VIOLATED SEBI (PORTFOLIO MANAGERS) REGULATIONS, 1993
|
PROSECUTION LAUNCHED
31-MAR-2010
|
|
| 338 |
|
|
RAJENDRA KUMAR VASANTLAL PANCHAL
|
|
|
|
EKTA CERAMICS LTD.
|
|
VIOLATED REGULATION 4 OF SEBI (PFUTP) REGULATIONS, 1995
VIOLATED SECTION 24 OF SEBI ACT, 1992
VIOLATED SECTION 26 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 339 |
|
|
RAJENDRA SINGH RATHOD
|
|
|
|
SURYADEEP SALT REFINERY & CHEMICALS WORKS LTD.
CIN:L24298GJ1995PLC024729
|
|
VIOLATED SEBI (PFUTP) REGULATIONS, 1995
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 340 |
|
|
RAJENDRAN SIVASHANKARAN
(PAN:AVAPS0218D)
|
|
|
|
SANRAA MEDIA LTD.
PAN:AAACS9093A
|
|
INDULGED IN APPROVAL OF BOARD RESOLUTION VIOLATING SECTION 12A (A) TO (C) OF SEBI ACT, 1992 READ WITH REGULATIONS 3(A) TO (D) AND 4(1) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF SANRAA MEDIA LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JAN-2019 TO 01-JAN-2024
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 02-JAN-2019 TO 01-JAN-2024
DIRECTED TO FREEZE EXISTING HOLDING OF SECURITIES, INCLUDING UNITS OF MUTUAL FUNDS
02-JAN-2019
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
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| Page 17 of 25
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