| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 281 |
|
G.SRI VIGNESH
(PAN:GOAPS3552D)
|
|
|
PROVIDED FALSE/INCORRECT/INCOMPLETE INFORMATION IN RESPONSE TO SUMMONS IN MATTER OF SECUREKLOUD TECHNOLOGIES LTD. (FORMERLY KNOWN AS 8K MILES SOFTWARE SERVICES LTD.)
|
IMPOSED PENALTY RS.5,00,000
20-JAN-2023
|
SAT: SAT VIDE ITS ORDER DATED 31/03/2023 DIRECTED RESPONDENT TO FILE REPLY WITHIN THREE WEEKS AND REJOINDER TO BE FILED ON OR BEFORE NEXT DATE
SAT: SAT VIDE ITS ORDER DATED 03/05/2023 ALLOWED APPELLANTS THREE WEEKS TO FILE REJOINDER
SEBI VIDE ITS NOTICE DATED 26/06/2023 DIRECTED TO PAY RS.5,31,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SAT: SAT VIDE ITS ORDER DATED 14/07/2023 DIRECTED APPELLANT TO DEPOSIT 50% OF PENALTY WITHIN THREE WEEKS FROM DATE OF THIS ORDER AND IF AMOUNT DEPOSITED, BALANCE AMOUNT NOT TO BE RECOVERED DURING PENDENCY OF THE APPEAL
SAT: SAT VIDE ITS ORDER DATED 04/08/2023 CONDONED THE DELAY IN FILING OF APPEAL
SAT: SAT VIDE ITS ORDER DATED 29/04/2025 STAYED RECOVERY PROCEEDINGS SUBJECT TO DEPOSIT 50% PENALTY AMOUNT WITHIN SIX WEEKS FROM DATE OF THIS ORDER
SAT: SAT VIDE ITS ORDER DATED 06/03/2026 DISMISSED THE APPEAL. NO COSTS
SEBI VIDE ITS ORDER DATED 10/03/2026 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS, MUTUAL FUNDS FOLIOS AND/OR POST OFFICE ACCOUNT EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS NOTICE DATED 25/03/2026 ALLOWED THE APPEAL AND DIRECTED ALL THE BANKS IN INDIA/NSDL/CDSL TO RELEASE ALL THE BANK ACCOUNTS INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUND FOLIOS OF THE DEFAULTERS WHICH WERE ATTACHED PURSUANT TO THE NOTICE OF ATTACHMENT DATED 10/03/2026
SEBI VIDE ITS ORDER DATED 25/03/2026 COMPLETED OF RECOVERY CERTIFICATE PAYMENT OF AMOUNT DUE UNDER CERTIFICATE NO.6715 OF 2023 DATED 26/06/2023
|
| 282 |
|
|
GAGAN DEEP KUMAR RASTOGI
(PAN:AAFPR0532F)
|
|
|
DID NOT MAKE DISLOSURE OF RELATED PARTY TRANSACTION TO SEBI IN MATTER OF ISSUANCE OF GDRS OF CALS REFINERIES LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 31-DEC-2014 TO 30-DEC-2024
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 31-DEC-2014 TO 30-DEC-2024
DIRECTED NOT TO DEAL IN SECURITIES OR INSTRUMENT WITH INDIAN SECURITIES AS UNDERLYING, IN ANY MANNER WHATSOEVER FROM 31-DEC-2014 TO 30-DEC-2024
DIRECTED TO DISGORGE RS.5,82,64,79,600 ALONG WITH OTHER ENTITIES/PERSONS
31-DEC-2014
|
SAT: SAT VIDE ITS ORDER DATED 12/07/2019 UPHELD IMPUGNED ORDER DATED 31/12/2014 AND DISMISSED BOTH THE APPEALS. NO COSTS. DIRECTED APPELLANTS TO JOINTLY AND SEVERALLY PAY SEBI US$ 92 MILLION ALONGWITH SIMPLE INTEREST @ 6% PA. FROM 27/03/2019 TILL DATE OF PAYMENT WITHIN 30 DAYS FROM DATE OF THIS ORDER
SEBI VIDE ITS NOTICE DATED 05/11/2019 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL AND/OR MUTUAL FUNDS TO 1. ATTACH ALL THE ACCOUNTS (INCLUDING MUTUAL FUNDS) BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 19/11/2019 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA TO REMIT $161,052,931.51 AND RS.1000.00 LYING OUTSTANDING IN THE ACCOUNT OF ASIA TEXX ENTERPRISES LTD. & MR.GAGAN RASTOGI
SEBI VIDE ITS ORDER DATED 30/12/2022 A) PROHIBITED FROM DISPOSING, TRANSFERRING, ALIENATING OR CHARGING IN RESPECT OF ALL THE IMMOVABLE AND MOVABLE PROPERTIES LISTED IN THE ORDER B) PROHIBITED FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL, TRANSFER, ALIENATION OR CHARGE IN RESPECT OF THE PROPERTIES LISTED IN ORDER C) DIRECTED TO FURNISH COMPLETE DETAILS OF ALL MOVABLE AND IMMOVABLE PROPERTIES HELD BY DEFAULTERS AND CHARGES, IF ANY WITHIN ONE WEEK FROM THE DATE OF THIS ORDER D) CERTIFIED COPIES OF ALL THE TITLE DEEDS, VALUATION REPORTS OF ALL THE PROPERTIES HELD BY DEFAULTER WITHIN ONE WEEK FROM THE DATE OF THIS ORDER E) DIRECTED INSPECTORS GENERAL OF REGISTRATION AND CONTROLLER OF STAMPS OF RAJASTHAN STATE AND THE CONCERNED SUB-REGISTRARS OF THE RESPECTIVE AREAS WHERE THE PROPERTIES ARE LOCATED F) NOT TO ACT UPON ANY DOCUMENTS PURPORTING TO BE DEALING WITH TRANSFER, MORTGAGE, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST IN ANY OF THE PROPERTIES OWNED / HELD BY THE DEFAULTERS, IF PRESENTED FOR REGISTRATION
SEBI VIDE ITS NOTICE DATED 13/03/2023 ATTACHED THE PROPERTIES MENTIONED IN THE ORDER AND PROHIBITED DEFAULTER FROM DISPOSING/TRANSFERRING/ALIENATING/CHARGING THE SAID ASSETS/PROPERTIES AND DIRECTED BANKS TO NOT TO DEBIT THE SAID BANK ACCOUNTS
SEBI VIDE ITS NOTICE DATED 04/05/2023 DIRECTED TO A) ATTACHED THE PROPERTIES MENTIONED IN THE ORDER AND PROHIBITED DEFAULTER FROM DISPOSING/TRANSFERRING/ALIENATING/CHARGING THE SAID CARS/VEHICLES B) PROHIBITED FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL/TRANSFER/ALIENATION/CHARGES IN RESPECT OF THE CARS/VEHICLES STANDS ATTACHED IN EXECUTION OF PRESENT RECOVERY CERTIFICATE
SEBI VIDE ITS ORDER DATED 17/07/2023 PROHIBITED FROM MAKING PAYMENT OF DEBT OR ANY PART THEREOF, TO ANY PERSON, WHATSOEVER OR OTHERWISE WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE/ORDER
SEBI VIDE ITS ORDER DATED 17/07/2023 A) PROHIBITED FROM DISPOSING, TRANSFERRING, ALIENATING OR CHARGING THE SAID EQUITY SHARES OR RECEIVING ANY DIVIDEND THEREON. FURTHER, DIRECTED TO PAY FORTHWITH TO SEBI, ENTIRE ACCRUED DIVIDEND AS ON DATE RECEIVED W.R.T. EQUITY SHARES B) PROHIBITED FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL/TRANSFER/ALIENATION/CHARGE/PLEDGE IN RESPECT OF EQUITY SHARES
|
| 283 |
|
|
GAJE SINGH CHAHL
|
|
|
|
VAISHNO TRADELINK PVT.LTD.
|
|
|
WARNER MULTIMEDIA LTD.
CIN:L92100WB1983PLC036338
PAN:AABCC0225H
|
|
|
WARNER MULTIMEDIA LTD.
CIN:L92100WB1983PLC036338
PAN:AABCC0225H
|
|
ACTED IN CONCERT WITH PROMOTERS/PERSONS ACTING IN CONCERT/ASSOCIATED ENTITIES TO CREATE ARTIFICIAL MARKET/PRICE RISE IN SCRIP OF COMPANY
DELAYED INVESTIGATIONS BY SUBMITTING WRONG INFORMATION REGARDING DISTRIBUTION OF SHAREHOLDING AND BY NOT SUBMITTING INFORMATION RELATED TO TRANSFER OF SHARES AND LIST OF SHAREHOLDERS TO BSE
DID NOT ADHERE TO SUMMONS ISSUED BY SEBI
CONSIDERABLE DELAY IN DEMATERIALIZATION OF SHARES HELD BY PUBLIC SHAREHOLDERS
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 01-FEB-2006 TO 31-JAN-2009
01-FEB-2006
|
|
| 284 |
|
|
GAJRAJ SINGH
(PAN:BEKPS1235N)
|
|
|
DID NOT SUBMIT REQUIRED INFORMATION ALONG WITH SUPPORTING DOCUMENTS WITH REGARD TO UTILIZATION OF IPO PROCEEDS IN MATTER OF IPO OF CHANNEL NINE ENTERTAINMENT LTD.
|
IMPOSED PENALTY RS.1,00,000
28-FEB-2022
|
SAT: SAT VIDE ITS ORDER DATED 28/06/2022 CONDONED THE DELAY IN FILING OF REPLY AND ALLOWED APPELLANTS THREE WEEKS TO FILE REJOINDER
SEBI VIDE ITS NOTICE DATED 29/08/2022 DIRECTED TO PAY RS.1,08,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
|
| 285 |
|
|
GANAPAT P.KHATRI
|
|
|
DID NOT APPEAR AND FURNISH NECESSARY INFORMATION TO SEBI IN RESPONSE TO SUMMONS IN MATTER OF SOFTRACK TECHNOLOGY EXPORTS LTD.
|
IMPOSED PENALTY RS.10,000
12-AUG-2009
|
|
| 286 |
|
|
GANAPATHY GITA
(PAN:AAGPG2647F)
|
|
|
|
EDSERV SOFTSYSTEMS LTD.
CIN:L72200TN2001PLC046789
PAN:AAACL7131L
|
|
DID NOT MAKE DISCLOSURE OF FUNDS RAISED THROUGH ICDS IN THE NATURE OF A BRIDGE LOAN IN THE MATTER OF IPO OF EDSERV SOFTSYSTEMS LTD.
DID NOT MAKE DISCLOSURE OF PLACING OF ORDERS WITH SUPPLIERS FOR THE ESTABLISHMENT OF HEAL LABORATORIES IN THE MATTER OF IPO OF EDSERV SOFTSYSTEMS LTD.
INDULGED IN SIPHONING AND DIVERSION OF IPO PROCEEDS IN THE MATTER OF IPO OF EDSERV SOFTSYSTEMS LTD.
DID NOT PERSONALLY APPEAR AND/OR PROVIDE NECESSARY INFORMATION/DOCUMENTS IN RESPONSE TO SUMMONS IN MATTER OF EDSERV SOFTSYSTEMS LTD.
|
PROHIBITED FROM RAISING ANY FURTHER CAPITAL FROM SECURITIES MARKET, IN ANY MANNER WHATSOEVER FROM 11-APR-2016 TO 10-APR-2019
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 11-APR-2016 TO 10-APR-2019
11-APR-2016
|
|
| 287 |
|
|
GANESH ANANT GHADGE
(PAN:ALUPG7940G)
|
|
|
DID NOT SUBMIT REQUIRED INFORMATION / DOCUMENTS SOUGHT VIDE SUMMONS IN MATTER OF KANCHAN INTERNATIONAL LTD.
|
IMPOSED PENALTY RS.5,00,000
09-FEB-2021
|
|
| 288 |
|
|
GANESH GANGARAM MADHARI
(PAN:BSLPM1368P)
|
|
|
|
ROHIT STEEL LAMINATION PVT.LTD.
PAN:AADCR2185B
|
|
DID NOT PERSONALLY APPEAR AND/OR PROVIDE NECESSARY INFORMATION / DOCUMENTS IN RESPONSE TO SUMMONS IN MATTER OF TARAPUR TRANSFORMERS LTD.
|
IMPOSED PENALTY RS.2,00,000
RESTRAINED FROM SELLING ASSETS, PROPERTIES AND HOLDING OF MUTUAL FUNDS/SHARES/SECURITIES HELD IN DEMAT AND PHYSICAL FORM
ALLOWED BANKS TO DEBIT FOR THE PURPOSE OF MAKING PAYMENT OF PENALTY
31-AUG-2026
|
|
| 289 |
|
|
GANESH SHATRUGHNA RAUT
(PAN:AGGPR1017A)
|
|
|
DID NOT PROVIDE NECESSARY INFORMATION TO SEBI IN RESPONSE TO SUMMONS IN MATTER OF MEGA CORP.LTD.
|
IMPOSED PENALTY RS.10,00,000
18-MAR-2009
|
INCLUDED IN SEBI LIST DATED 31/12/2017, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
SEBI VIDE ITS NOTICE DATED 15/05/2019 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 28/04/2020 DIRECTED ALL THE BANKS TO REMIT RS.23,35,466.00 TO THE EXTENT LYING IN THE ACCOUNT OF MR.GANESH RAUT TO SEBI BY WAY OF EFT/NEFT/RTGS
|
| 290 |
|
|
GANGA RAM AGGARWAL
|
|
|
|
PRABHU STEEL INDUSTRIES LTD.
PAN:AABCP0025E
|
|
DID NOT FURNISH REQUISITE INFORMATION TO SEBI IN TIME
|
IMPOSED PENALTY RS.20,000
27-JUL-2004
|
SAT: SAT VIDE ITS ORDER DATED 25/04/2004 MODIFIED IMPUGNED ORDER DATED 27/07/2004 BY REDUCING PENALTY AMOUNT TO RS.20,000.00 FROM RS.6,60,000.00
COMPANY VIDE DEMAND DRAFT NO.247737 DATED 22/06/2005 DRAWN ON ICICI BANK LTD. FOR RS.20,000.00 HAS PAID THE PENALTY ON 22/06/2005
|
| 291 |
|
|
GAURANG GIRISHBHAI PATEL
|
|
|
|
TANAYA SECURITIES LTD.
|
|
INDULGED IN CREATION OF ARTIFICIALLY MARKET AND PRICE MANIPULATION IN SCRIP OF MOH LTD.
NON-COOPERATION WITH SEBI IN INVESTIGATIONS
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 20-JUN-2007 TO 19-JUN-2009
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 20-JUN-2007 TO 19-JUN-2009
20-JUN-2007
|
|
| 292 |
|
|
GAURAV AGRAWAL
|
|
|
|
PROFIT VISTA FINANCIAL RESEARCH
|
|
DID NOT POSSESS NISM CERTIFICATE
DID NOT PROVIDE INFORMATION/ REQUISITE DOCUMENTS AND NECESSARY ASSISTANCE AND CO-OPERATION TO THE BOARD
|
SUSPENDED REGISTRATION AS INVESTMENT ADVISER FROM 07-MAR-2025 TO 06-SEP-2025
07-MAR-2025
|
|
| 293 |
|
|
GAURAV SARDA
(PAN:EHDPS8859H)
|
|
|
DID NOT RENEW NISM CERTIFICATE
DID NOT MAINTAIN REQUISITE RECORDS IN RESPECT OF ACTIVITIES AS RESEARCH ANALYST
DID NOT PROVIDE NECESSARY INFORMATION/DOCUMENTS TO INVESTIGATING AUTHORITY OF SEBI
|
CANCELLED REGISTRATION AS RESEARCH ANALYST FROM 31-JAN-2024
31-JAN-2024
|
|
| 294 |
|
|
GAUTAM NANUBHAI JHAVERI
(PAN:ADAPJ5993J)
|
|
|
DID NOT APPEAR AND FURNISH NECESSARY INFORMATION TO SEBI IN RESPONSE TO SUMMONS IN MATTER OF SOFTRACK TECHNOLOGY EXPORTS LTD.
|
IMPOSED PENALTY RS.5,00,000
18-NOV-2009
|
INCLUDED IN SEBI LIST DATED 31/03/2011, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
|
| 295 |
|
|
GAUTAM PATEL
|
|
|
DID NOT ADHERE TO SUMMONS ISSUED BY SEBI
|
IMPOSED PENALTY RS.20,000
30-JUN-2005
|
|
| 296 |
|
|
GIRDHARBHAI JAYRAMBHAI VAGADIYA
(PAN:ACUPV1785B)
|
|
|
DID NOT PROVIDE NECESSARY INFORMATION TO SEBI IN RESPONSE TO SUMMONS IN MATTER OF KARUNA CABLES LTD.
|
IMPOSED PENALTY RS.3,00,000
22-JUN-2010
|
INCLUDED IN SEBI LIST DATED 31/12/2017, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
SEBI VIDE ITS NOTICE DATED 19/09/2019 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
|
| 297 |
|
|
GIRDHARBHAI JAYRAMBHAI VAGADIYA
(PAN:ACUPV1785B)
|
|
|
DID NOT PERSONALLY APPEAR AND/OR PROVIDE NECESSARY INFORMATION/DOCUMENTS IN RESPONSE TO SUMMONS IN MATTER OF SOMANI CEMENT CO.LTD.
|
IMPOSED PENALTY RS.1,00,000
23-DEC-2010
|
SEBI VIDE ITS NOTICE DATED 30/04/2015 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 25/09/2019 DIRECTED ALL THE BANKS TO REMIT RS.2,06,140.00 TO THE EXTENT LYING IN THE ACCOUNT OF MR.GIRDHARBHAI JAYRAMBHAI VAGADIYA BY WAY OF EFT/NEFT/RTGS
|
| 298 |
|
|
GIRDHARBHAI JAYRAMBHAI VAGADIYA
(PAN:ACUPV1785B)
|
|
|
AIDED AND ABETTED COMPANY AND ITS PROMOTERS IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION THROUGH OFF-MARKET TRADES IN SCRIP OF E.STAR INFOTECH LTD.
DID NOT PROVIDE NECESSARY INFORMATION/DOCUMENTS IN RESPONSE TO SUMMONS IN MATTER OF E.STAR INFOTECH LTD.
|
IMPOSED PENALTY RS.1,00,000
04-JUL-2012
|
INCLUDED IN SEBI LIST DATED 31/12/2017, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
|
| 299 |
|
|
GIRISH J.PATEL
|
|
|
|
PATEL INVESTMENTS
|
|
DID NOT PROVIDE NECESSARY INFORMATION/DOCUMENTS IN RESPONSE TO SUMMONS IN MATTER OF CLASSIC DIAMOND (INDIA) LTD.
|
IMPOSED PENALTY RS.50,000 ALONG WITH OTHER ENTITIES/PERSONS
29-APR-2011
|
|
| 300 |
|
|
GIRISH SHAH
|
|
|
|
SOMPLAST LEATHER INDUSTRIES LTD.
PAN:AADCS0254L
|
|
DID NOT ADHERE TO SUMMONS ISSUED FOR FURNISHING OF INFORMATION
DID NOT ADHERE TO SUMMONS ISSUED BY SEBI
ISSUED EQUITY SHARES IN EXCESS ON PREFERENTIAL BASIS WITHOUT TAKING IN-PRINCIPLE APPROVAL OF STOCK EXCHANGE
|
IMPOSED PENALTY RS.2,00,000
30-SEP-2005
|
INCLUDED IN SEBI LIST DATED 31/12/2017, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 15 of 57
|
