| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 221 |
|
FAIRY VISHAL BHANSALI
|
|
|
MADE APPLICATIONS IN FICTITIOUS NAMES/USED BENAMI APPLICATIONS FOR OBTAINING HIGHER ALLOTMENT IN IPO OF NISSAN COPPER LTD.
INDULGED IN PRICE MANIPULATION IN SCRIP OF NISSAN COPPER LTD.
|
BOMBAY STOCK EXCHANGE & NATIONAL STOCK EXCHANGE DIRECTED/ORDERED TO HOLD THE PROFIT AND GAINS IN A SEPARATE ESCROW ACCOUNT
17-JAN-2007
|
RESTRAINED FROM BUYING, SELLING OR DEALING IN SECURITIES IN WHATSOVER MANNER, DIRECTLY OR INDIRECTLY FOR A PERIOD OF 3 YEARS FROM THE DATE OF THIS ORDER I.E.31/12/2008
SAT: APPEAL DISMISSED WITH COSTS OF RS.50,000
|
| 222 |
|
|
FAIRY VISHAL BHANSALI
|
|
|
MADE APPLICATIONS IN FICTITIOUS NAMES/USED BENAMI APPLICATIONS FOR OBTAINING HIGHER ALLOTMENT IN IPO OF NISSAN COPPER LTD.
|
IMPOSED PENALTY RS.3,00,000 ALONG WITH OTHER ENTITIES/PERSONS
29-MAY-2009
|
INCLUDED IN SEBI LIST DATED 30/06/2010, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
|
| 223 |
|
|
FAIRY VISHAL BHANSALI
|
|
|
MADE APPLICATIONS IN FICTITIOUS NAMES/USED BENAMI APPLICATIONS FOR OBTAINING HIGHER ALLOTMENT IN IPO OF NISSAN COPPER LTD.
INDULGED IN PRICE MANIPULATION IN SCRIP OF NISSAN COPPER LTD.
|
BOMBAY STOCK EXCHANGE & NATIONAL STOCK EXCHANGE DIRECTED/ORDERED TO HOLD THE PROFIT AND GAINS IN A SEPARATE ESCROW ACCOUNT
17-JAN-2007
|
RESTRAINED FROM BUYING, SELLING OR DEALING IN SECURITIES IN WHATSOVER MANNER, DIRECTLY OR INDIRECTLY FOR A PERIOD OF 3 YEARS FROM THE DATE OF THIS ORDER I.E.31/12/2008
SAT: APPEAL DISMISSED WITH COSTS OF RS.50,000
|
| 224 |
|
|
FAIRYBEN V.BHANSALI
|
|
|
MADE APPLICATIONS IN FICTITIOUS NAMES/USED BENAMI APPLICATIONS FOR OBTAINING HIGHER ALLOTMENT IN IPO OF NISSAN COPPER LTD.
|
IMPOSED PENALTY RS.3,00,000 ALONG WITH OTHER ENTITIES/PERSONS
29-MAY-2009
|
INCLUDED IN SEBI LIST DATED 30/06/2010, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
|
| 225 |
|
|
FAIRYBEN V.BHANSALI
|
|
|
MADE APPLICATIONS IN FICTITIOUS NAMES/USED BENAMI APPLICATIONS FOR OBTAINING HIGHER ALLOTMENT IN IPO OF NISSAN COPPER LTD.
|
IMPOSED PENALTY RS.3,00,000 ALONG WITH OTHER ENTITIES/PERSONS
29-MAY-2009
|
INCLUDED IN SEBI LIST DATED 30/06/2010, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
|
| 226 |
|
|
FAIRYBEN V.BHANSALI
|
|
|
MADE APPLICATIONS IN FICTITIOUS NAMES/USED BENAMI APPLICATIONS FOR OBTAINING HIGHER ALLOTMENT IN IPO OF NISSAN COPPER LTD.
INDULGED IN PRICE MANIPULATION IN SCRIP OF NISSAN COPPER LTD.
|
BOMBAY STOCK EXCHANGE & NATIONAL STOCK EXCHANGE DIRECTED/ORDERED TO HOLD THE PROFIT AND GAINS IN A SEPARATE ESCROW ACCOUNT
17-JAN-2007
|
RESTRAINED FROM BUYING, SELLING OR DEALING IN SECURITIES IN WHATSOVER MANNER, DIRECTLY OR INDIRECTLY FOR A PERIOD OF 3 YEARS FROM THE DATE OF THIS ORDER I.E.31/12/2008
SAT: APPEAL DISMISSED WITH COSTS OF RS.50,000
|
| 227 |
|
|
FAIRYBEN V.BHANSALI
|
|
|
MADE APPLICATIONS IN FICTITIOUS NAMES/USED BENAMI APPLICATIONS FOR OBTAINING HIGHER ALLOTMENT IN IPO OF NISSAN COPPER LTD.
INDULGED IN PRICE MANIPULATION IN SCRIP OF NISSAN COPPER LTD.
|
BOMBAY STOCK EXCHANGE & NATIONAL STOCK EXCHANGE DIRECTED/ORDERED TO HOLD THE PROFIT AND GAINS IN A SEPARATE ESCROW ACCOUNT
17-JAN-2007
|
RESTRAINED FROM BUYING, SELLING OR DEALING IN SECURITIES IN WHATSOVER MANNER, DIRECTLY OR INDIRECTLY FOR A PERIOD OF 3 YEARS FROM THE DATE OF THIS ORDER I.E.31/12/2008
SAT: APPEAL DISMISSED WITH COSTS OF RS.50,000
|
| 228 |
|
|
FVBHANSALI
|
|
|
MADE APPLICATIONS IN FICTITIOUS NAMES/USED BENAMI APPLICATIONS FOR OBTAINING HIGHER ALLOTMENT IN IPO OF NISSAN COPPER LTD.
INDULGED IN PRICE MANIPULATION IN SCRIP OF NISSAN COPPER LTD.
|
BOMBAY STOCK EXCHANGE & NATIONAL STOCK EXCHANGE DIRECTED/ORDERED TO HOLD THE PROFIT AND GAINS IN A SEPARATE ESCROW ACCOUNT
17-JAN-2007
|
RESTRAINED FROM BUYING, SELLING OR DEALING IN SECURITIES IN WHATSOVER MANNER, DIRECTLY OR INDIRECTLY FOR A PERIOD OF 3 YEARS FROM THE DATE OF THIS ORDER I.E.31/12/2008
SAT: APPEAL DISMISSED WITH COSTS OF RS.50,000
|
| 229 |
|
|
FVBHANSALI
|
|
|
MADE APPLICATIONS IN FICTITIOUS NAMES/USED BENAMI APPLICATIONS FOR OBTAINING HIGHER ALLOTMENT IN IPO OF NISSAN COPPER LTD.
|
IMPOSED PENALTY RS.3,00,000 ALONG WITH OTHER ENTITIES/PERSONS
29-MAY-2009
|
INCLUDED IN SEBI LIST DATED 30/06/2010, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
|
| 230 |
|
|
GAWMATI MATHURBHAI PARMAR
(PAN:AUBPP2964R)
(Along with : PINTU KACHARAJI TELI,
DILIP SITARAM WANI,
KAMLABEN DHANSINGBHAI LODHA,
PUSHPABEN DILIPKUMAR VANI,
VIJAY MAHIPATRAY TRIVEDI,
SMITABEN BHARATBHAI KHAMBHATI,
SHEELA ANJAY GUPTA,
GITABEN VAHALABHAI JADAV,
SONALBEN NIMESHKUMAR RAVAL,
JOHNALI GULAMALI MOMIN,
MAHERA JOHNALI MOMIN,
HANSABEN JAYESHKUMAR PARMAR,
PARULBEN MANILAL PARMAR,
HASUMATIBEN MANILAL PARMAR,
PREMLATA BHAGAVENDAS KOSHTI,
DAKSHABEN BANAVARILAL SHARMA,
ANSOYABEN RAJENDRAKUMAR SHUKAL,
CHHAYA RAKESH SABLE,
RINABEN PREMCHANDABHAI PARMAR,
GEETABEN NAROTTAMBHAI PARMAR,
SANGITABEN BHUPESHBHAI BHAVSAR,
CHANDRESH KANAIYALAL BIJAVA,
MANJULABEN CHANDRESHBHAI BIJAVA,
LEKHABEN DINESHBHAI SHAH)
|
|
|
|
PANKAJ J.SHAH (HUF)
PAN:AAIHS5790M
|
|
|
PINTU KACHARAJI TELI (HUF)
PAN:AACHT3722L
|
|
|
TRIVEDI VIJAY MAHIPATRAM (HUF)
PAN:AACHT3689L
|
|
|
VANI DILIP SITARAM (HUF)
PAN:AAHHV0378P
|
|
|
VIJAY MANGALDAS SHAH (HUF)
PAN:AAGHV9796J
|
|
INDULGED IN PROVIDING FUNDS TO OTHERS ENTITIES/PERSONS FOR CORNERING OF SHARES RESERVED FOR RETAIL INVESTORS IN IPOS OF L&T FINANCE HOLDINGS LTD., TREE HOUSE EDUCATION LTD. AND FUTURE VENTURES INDIA LTD.
|
IMPOSED PENALTY RS.20,00,000 ALONG WITH OTHER ENTITIES/PERSONS
31-AUG-2020
|
SAT: SAT VIDE ITS ORDER DATED 19/07/2021 PARTLY ALLOWED THE APPEAL BY REDUCING PENALTY TO RS.20 LAC FROM RS.35 LAC
SAT: SAT VIDE ITS ORDER DATED 05/10/2021 REJECTED MODIFICATION APPLICATION
SAT: SAT VIDE ITS ORDER DATED 17/11/2021 DISMISSED REVIEW APPLICATION
|
| 231 |
|
|
GEETABEN NAROTTAMBHAI PARMAR
(PAN:AUBPP3076G)
(Along with : PINTU KACHARAJI TELI,
DILIP SITARAM WANI,
KAMLABEN DHANSINGBHAI LODHA,
PUSHPABEN DILIPKUMAR VANI,
VIJAY MAHIPATRAY TRIVEDI,
SMITABEN BHARATBHAI KHAMBHATI,
SHEELA ANJAY GUPTA,
GITABEN VAHALABHAI JADAV,
SONALBEN NIMESHKUMAR RAVAL,
JOHNALI GULAMALI MOMIN,
MAHERA JOHNALI MOMIN,
HANSABEN JAYESHKUMAR PARMAR,
GAWMATI MATHURBHAI PARMAR,
PARULBEN MANILAL PARMAR,
HASUMATIBEN MANILAL PARMAR,
PREMLATA BHAGAVENDAS KOSHTI,
DAKSHABEN BANAVARILAL SHARMA,
ANSOYABEN RAJENDRAKUMAR SHUKAL,
CHHAYA RAKESH SABLE,
RINABEN PREMCHANDABHAI PARMAR,
SANGITABEN BHUPESHBHAI BHAVSAR,
CHANDRESH KANAIYALAL BIJAVA,
MANJULABEN CHANDRESHBHAI BIJAVA,
LEKHABEN DINESHBHAI SHAH)
|
|
|
|
PANKAJ J.SHAH (HUF)
PAN:AAIHS5790M
|
|
|
PINTU KACHARAJI TELI (HUF)
PAN:AACHT3722L
|
|
|
TRIVEDI VIJAY MAHIPATRAM (HUF)
PAN:AACHT3689L
|
|
|
VANI DILIP SITARAM (HUF)
PAN:AAHHV0378P
|
|
|
VIJAY MANGALDAS SHAH (HUF)
PAN:AAGHV9796J
|
|
INDULGED IN PROVIDING FUNDS TO OTHERS ENTITIES/PERSONS FOR CORNERING OF SHARES RESERVED FOR RETAIL INVESTORS IN IPOS OF L&T FINANCE HOLDINGS LTD., TREE HOUSE EDUCATION LTD. AND FUTURE VENTURES INDIA LTD.
|
IMPOSED PENALTY RS.20,00,000 ALONG WITH OTHER ENTITIES/PERSONS
31-AUG-2020
|
SAT: SAT VIDE ITS ORDER DATED 19/07/2021 PARTLY ALLOWED THE APPEAL BY REDUCING PENALTY TO RS.20 LAC FROM RS.35 LAC
SAT: SAT VIDE ITS ORDER DATED 05/10/2021 REJECTED MODIFICATION APPLICATION
SAT: SAT VIDE ITS ORDER DATED 17/11/2021 DISMISSED REVIEW APPLICATION
|
| 232 |
|
|
GITABEN VAHALABHAI JADAV
(PAN:AIXPJ9862G)
(Along with : PINTU KACHARAJI TELI,
DILIP SITARAM WANI,
KAMLABEN DHANSINGBHAI LODHA,
PUSHPABEN DILIPKUMAR VANI,
VIJAY MAHIPATRAY TRIVEDI,
SMITABEN BHARATBHAI KHAMBHATI,
SHEELA ANJAY GUPTA,
SONALBEN NIMESHKUMAR RAVAL,
JOHNALI GULAMALI MOMIN,
MAHERA JOHNALI MOMIN,
HANSABEN JAYESHKUMAR PARMAR,
GAWMATI MATHURBHAI PARMAR,
PARULBEN MANILAL PARMAR,
HASUMATIBEN MANILAL PARMAR,
PREMLATA BHAGAVENDAS KOSHTI,
DAKSHABEN BANAVARILAL SHARMA,
ANSOYABEN RAJENDRAKUMAR SHUKAL,
CHHAYA RAKESH SABLE,
RINABEN PREMCHANDABHAI PARMAR,
GEETABEN NAROTTAMBHAI PARMAR,
SANGITABEN BHUPESHBHAI BHAVSAR,
CHANDRESH KANAIYALAL BIJAVA,
MANJULABEN CHANDRESHBHAI BIJAVA,
LEKHABEN DINESHBHAI SHAH)
|
|
|
|
PANKAJ J.SHAH (HUF)
PAN:AAIHS5790M
|
|
|
PINTU KACHARAJI TELI (HUF)
PAN:AACHT3722L
|
|
|
TRIVEDI VIJAY MAHIPATRAM (HUF)
PAN:AACHT3689L
|
|
|
VANI DILIP SITARAM (HUF)
PAN:AAHHV0378P
|
|
|
VIJAY MANGALDAS SHAH (HUF)
PAN:AAGHV9796J
|
|
INDULGED IN PROVIDING FUNDS TO OTHERS ENTITIES/PERSONS FOR CORNERING OF SHARES RESERVED FOR RETAIL INVESTORS IN IPOS OF L&T FINANCE HOLDINGS LTD., TREE HOUSE EDUCATION LTD. AND FUTURE VENTURES INDIA LTD.
|
IMPOSED PENALTY RS.20,00,000 ALONG WITH OTHER ENTITIES/PERSONS
31-AUG-2020
|
SAT: SAT VIDE ITS ORDER DATED 19/07/2021 PARTLY ALLOWED THE APPEAL BY REDUCING PENALTY TO RS.20 LAC FROM RS.35 LAC
SAT: SAT VIDE ITS ORDER DATED 05/10/2021 REJECTED MODIFICATION APPLICATION
SAT: SAT VIDE ITS ORDER DATED 17/11/2021 DISMISSED REVIEW APPLICATION
|
| 233 |
|
|
GURMUKHDAS RAMESHKUMAR GIYAMALANI
|
|
|
FACILITATED IN MANIPULATING IPOS OF VARIOUS COMPANIES BY PROVIDING FUNDS TO PURCHASE SHARES MEANT FOR RETAIL APPLICANTS
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 27-APR-2006 TILL FURTHER ORDERS
DIRECTED NOT TO BUY, SELL OF DEAL DIRECTLY OR INDIRECTLY IN ANY INITIAL PUBLIC OFFERING FROM 27-APR-2006 TILL FURTHER ORDERS
27-APR-2006
|
SEBI VIDE ITS ORDER DATED 18/08/2016 RECALLED THE RESTRAINT ORDER PASSED VIDE ITS AD-INTERIM EX-PARTE ORDER DATED 12/01/2006 AND CONFIRMEND VIDE ITS ORDER DATED 27/04/2016
|
| 234 |
|
|
HANSABEN JAYESHKUMAR PARMAR
(PAN:ATZPP4475C)
(Along with : PINTU KACHARAJI TELI,
DILIP SITARAM WANI,
KAMLABEN DHANSINGBHAI LODHA,
PUSHPABEN DILIPKUMAR VANI,
VIJAY MAHIPATRAY TRIVEDI,
SMITABEN BHARATBHAI KHAMBHATI,
SHEELA ANJAY GUPTA,
GITABEN VAHALABHAI JADAV,
SONALBEN NIMESHKUMAR RAVAL,
JOHNALI GULAMALI MOMIN,
MAHERA JOHNALI MOMIN,
GAWMATI MATHURBHAI PARMAR,
PARULBEN MANILAL PARMAR,
HASUMATIBEN MANILAL PARMAR,
PREMLATA BHAGAVENDAS KOSHTI,
DAKSHABEN BANAVARILAL SHARMA,
ANSOYABEN RAJENDRAKUMAR SHUKAL,
CHHAYA RAKESH SABLE,
RINABEN PREMCHANDABHAI PARMAR,
GEETABEN NAROTTAMBHAI PARMAR,
SANGITABEN BHUPESHBHAI BHAVSAR,
CHANDRESH KANAIYALAL BIJAVA,
MANJULABEN CHANDRESHBHAI BIJAVA,
LEKHABEN DINESHBHAI SHAH)
|
|
|
|
PANKAJ J.SHAH (HUF)
PAN:AAIHS5790M
|
|
|
PINTU KACHARAJI TELI (HUF)
PAN:AACHT3722L
|
|
|
TRIVEDI VIJAY MAHIPATRAM (HUF)
PAN:AACHT3689L
|
|
|
VANI DILIP SITARAM (HUF)
PAN:AAHHV0378P
|
|
|
VIJAY MANGALDAS SHAH (HUF)
PAN:AAGHV9796J
|
|
INDULGED IN PROVIDING FUNDS TO OTHERS ENTITIES/PERSONS FOR CORNERING OF SHARES RESERVED FOR RETAIL INVESTORS IN IPOS OF L&T FINANCE HOLDINGS LTD., TREE HOUSE EDUCATION LTD. AND FUTURE VENTURES INDIA LTD.
|
IMPOSED PENALTY RS.20,00,000 ALONG WITH OTHER ENTITIES/PERSONS
31-AUG-2020
|
SAT: SAT VIDE ITS ORDER DATED 19/07/2021 PARTLY ALLOWED THE APPEAL BY REDUCING PENALTY TO RS.20 LAC FROM RS.35 LAC
SAT: SAT VIDE ITS ORDER DATED 05/10/2021 REJECTED MODIFICATION APPLICATION
SAT: SAT VIDE ITS ORDER DATED 17/11/2021 DISMISSED REVIEW APPLICATION
|
| 235 |
|
|
HARISHJ BHANSALI
|
|
|
MADE APPLICATIONS IN FICTITIOUS NAMES/USED BENAMI APPLICATIONS FOR OBTAINING HIGHER ALLOTMENT IN IPO OF NISSAN COPPER LTD.
INDULGED IN PRICE MANIPULATION IN SCRIP OF NISSAN COPPER LTD.
|
BOMBAY STOCK EXCHANGE & NATIONAL STOCK EXCHANGE DIRECTED/ORDERED TO HOLD THE PROFIT AND GAINS IN A SEPARATE ESCROW ACCOUNT
17-JAN-2007
|
|
| 236 |
|
|
HASMUKHLAL N.VORA
|
|
|
FACILITATED IN MANIPULATING IPOS OF VARIOUS COMPANIES BY PROVIDING FUNDS TO PURCHASE SHARES MEANT FOR RETAIL APPLICANTS
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 27-APR-2006 TILL FURTHER ORDERS
DIRECTED NOT TO BUY, SELL OF DEAL DIRECTLY OR INDIRECTLY IN ANY INITIAL PUBLIC OFFERING FROM 27-APR-2006 TILL FURTHER ORDERS
27-APR-2006
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.22,23,158, DISGORGEMENT AMOUNT (PAYABLE TO INVESTORS) RS.2,20,76,842 VIDE CONSENT ORDER)
24-NOV-2008
|
CONFIRMED INTERIM ORDER DATED APRIL 27, 2006
SAT: APPEAL DISPOSED OFF, WITH DIRECTION TO SEBI TO COMPLETE ENQUIRIES BEFORE 31/10/2008.ADJUDICATION PROCEEDINGS SHOULD ALSO BE DISPOSED OF BEFORE END OF OCTOBER THIS YEAR
AD INTERIM EX-PARTE ORDER DATED 27/04/2006 DISPOSED OFF, AS APPLICANT AGREED TO PAY RS.2,20,76,842 TOWARDS ALLEGED ILL-GOTTEN GAINS RS.22,23,158 TOWARDS SETTLEMENT CHARGES RS.9,00,000 TOWARDS COMPOUNDING CHARGES AND RS.1,00,000 TOWARDS LEGAL EXPENSES, AS PER CONSENT ORDER DATED 24/11/2008
|
| 237 |
|
|
HASUMATIBEN MANILAL PARMAR
(PAN:AUBPP3083B)
(Along with : PINTU KACHARAJI TELI,
DILIP SITARAM WANI,
KAMLABEN DHANSINGBHAI LODHA,
PUSHPABEN DILIPKUMAR VANI,
VIJAY MAHIPATRAY TRIVEDI,
SMITABEN BHARATBHAI KHAMBHATI,
SHEELA ANJAY GUPTA,
GITABEN VAHALABHAI JADAV,
SONALBEN NIMESHKUMAR RAVAL,
JOHNALI GULAMALI MOMIN,
MAHERA JOHNALI MOMIN,
HANSABEN JAYESHKUMAR PARMAR,
GAWMATI MATHURBHAI PARMAR,
PARULBEN MANILAL PARMAR,
PREMLATA BHAGAVENDAS KOSHTI,
DAKSHABEN BANAVARILAL SHARMA,
ANSOYABEN RAJENDRAKUMAR SHUKAL,
CHHAYA RAKESH SABLE,
RINABEN PREMCHANDABHAI PARMAR,
GEETABEN NAROTTAMBHAI PARMAR,
SANGITABEN BHUPESHBHAI BHAVSAR,
CHANDRESH KANAIYALAL BIJAVA,
MANJULABEN CHANDRESHBHAI BIJAVA,
LEKHABEN DINESHBHAI SHAH)
|
|
|
|
PANKAJ J.SHAH (HUF)
PAN:AAIHS5790M
|
|
|
PINTU KACHARAJI TELI (HUF)
PAN:AACHT3722L
|
|
|
TRIVEDI VIJAY MAHIPATRAM (HUF)
PAN:AACHT3689L
|
|
|
VANI DILIP SITARAM (HUF)
PAN:AAHHV0378P
|
|
|
VIJAY MANGALDAS SHAH (HUF)
PAN:AAGHV9796J
|
|
INDULGED IN PROVIDING FUNDS TO OTHERS ENTITIES/PERSONS FOR CORNERING OF SHARES RESERVED FOR RETAIL INVESTORS IN IPOS OF L&T FINANCE HOLDINGS LTD., TREE HOUSE EDUCATION LTD. AND FUTURE VENTURES INDIA LTD.
|
IMPOSED PENALTY RS.20,00,000 ALONG WITH OTHER ENTITIES/PERSONS
31-AUG-2020
|
SAT: SAT VIDE ITS ORDER DATED 19/07/2021 PARTLY ALLOWED THE APPEAL BY REDUCING PENALTY TO RS.20 LAC FROM RS.35 LAC
SAT: SAT VIDE ITS ORDER DATED 05/10/2021 REJECTED MODIFICATION APPLICATION
SAT: SAT VIDE ITS ORDER DATED 17/11/2021 DISMISSED REVIEW APPLICATION
|
| 238 |
|
|
HEENA DHIREN GALA
(PAN:ABWPG7436P)
|
|
|
FACILITATED IN MANIPULATING IPOS OF VARIOUS COMPANIES BY PROVIDING FUNDS TO PURCHASE SHARES MEANT FOR RETAIL APPLICANTS
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 10-JUL-2013 TO 09-JUL-2015
10-JUL-2013
|
|
| 239 |
|
|
HEMANIM BHANSALI
|
|
|
MADE APPLICATIONS IN FICTITIOUS NAMES/USED BENAMI APPLICATIONS FOR OBTAINING HIGHER ALLOTMENT IN IPO OF NISSAN COPPER LTD.
INDULGED IN PRICE MANIPULATION IN SCRIP OF NISSAN COPPER LTD.
|
BOMBAY STOCK EXCHANGE & NATIONAL STOCK EXCHANGE DIRECTED/ORDERED TO HOLD THE PROFIT AND GAINS IN A SEPARATE ESCROW ACCOUNT
17-JAN-2007
|
|
| 240 |
|
|
HEMLATA A.BHANSALI
|
|
|
MADE APPLICATIONS IN FICTITIOUS NAMES/USED BENAMI APPLICATIONS FOR OBTAINING HIGHER ALLOTMENT IN IPO OF NISSAN COPPER LTD.
INDULGED IN PRICE MANIPULATION IN SCRIP OF NISSAN COPPER LTD.
|
BOMBAY STOCK EXCHANGE & NATIONAL STOCK EXCHANGE DIRECTED/ORDERED TO HOLD THE PROFIT AND GAINS IN A SEPARATE ESCROW ACCOUNT
17-JAN-2007
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 12 of 29
|
