| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 221 |
|
HITEN MEHTA
|
|
|
|
MEGA CORP.LTD.
PAN:AACCM9506E
CIN:L01120DL1985PLC092375
|
|
MADE FALSE REPRESENTATION THROUGH CORPORATE ANNOUNCEMENTS TO MISLEAD/INDUCE INVESTORS
MISREPRESENTED PROFITS IN ANNUAL ACCOUNTS
ACTED IN CONCERT WITH INTER CONNECTED ENTITIES/BROKERS/CLIENTS TO CREATE FALSE MARKET AND PRICE RISE THROUGH CIRCULAR TRADING IN SCRIP OF MEGA CORP.LTD.
|
DIRECTED DEPOSITORIES NOT TO GIVE EFFECT TO ANY TRANSFER OF SHARES OF PROMOTERS/PERSONS ACTING IN CONCERT/DIRECTORS/CLIENTS IN DEFAULT FROM 24-OCT-2005 TILL FURTHER ORDERS
DIRECTED NOT TO ISSUE ANY EQUITY SHARES OR ANY INSTRUMENT CONVERTIBLE INTO EQUITY SHARES OR ALTER ITS CAPITAL STRUCTURE IN ANY MANNER FROM 24-OCT-2005 TILL FURTHER ORDERS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 24-OCT-2005 TILL FURTHER ORDERS
24-OCT-2005
|
CONFIRMED INTERIM ORDER DATED 24/10/2005
DISPOSED OFF, AS PROMOTERS OF THE COMPANY WERE NOT INVOLVED IN THE DAY TO DAY OPERATIONS OF THE COMPANY
|
| 222 |
|
|
HITEN PRAVINCHANDRA SHAH
(PAN:AHAPS0889A)
|
|
|
MADE MISLEADING ANNOUNCEMENTS/ADVERTISEMENTS IN MATTER OF EXELON INFRASTRUCTURE LTD.
|
DIRECTED BANKS AND DEPOSITORIES NOT TO DEBIT AND/OR CREDIT, WITHOUT PERMISSION OF SEBI IN RESPECT OF BANK/DEMAT ACCOUNTS, HELD JOINTLY AND SEVERALLY
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS / PROPERTIES / SECURITIES, TILL SUCH TIME UNLAWFUL GAINS ARE CREDITED TO ESCROW ACCOUNT
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 07-JUN-2016 TO 06-JUN-2019
07-JUN-2016
|
SEBI VIDE ITS ORDER DATED 21/09/2016 DIRECTED TO DEPOSIT (AS MENTIONED IN PARA 6.3.1 OF THE IMPUGNED ORDER DATED 07/06/2016) AND THE IMPOUNDING ORDER DATED 07/06/2016 WILL BE VACATED AFTER DEPOSITING THE AMOUNT
SEBI VIDE ITS ORDER DATED 24/04/2017 RESTRAINED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES, DIRECTLY OR INDIRECTLY, OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER, WHATSOEVER, FOR A PERIOD OF 3 YEARS. FURTHER, DIRECTION OF IMPOUNDING OF ASSETS INCLUDING BANK ACCOUNTS / DEMAT ACCOUNTS / PROPERTIES CONTAINED IN ORDER DATED 07/06/2016 AND MODIFIED SUBSEQUENTLY VIDE ORDER DATED 21/09/2016 SHALL STAND REVOKED
|
| 223 |
|
|
HITEN VALLABHJI HARIA
(PAN:AAAPH6890H)
|
|
|
MADE MISLEADING ANNOUNCEMENTS/ADVERTISEMENTS IN MATTER OF EXELON INFRASTRUCTURE LTD.
|
DIRECTED TO DISGORGE RS.1,62,29,057
DIRECTED BANKS AND DEPOSITORIES NOT TO DEBIT AND/OR CREDIT, WITHOUT PERMISSION OF SEBI IN RESPECT OF BANK/DEMAT ACCOUNTS, HELD JOINTLY AND SEVERALLY
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS / PROPERTIES / SECURITIES, TILL SUCH TIME UNLAWFUL GAINS ARE CREDITED TO ESCROW ACCOUNT
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
07-JUN-2016
|
SEBI VIDE ITS ORDER DATED 21/09/2016 DIRECTED TO DEPOSIT (AS MENTIONED IN PARA 6.3.1 OF THE IMPUGNED ORDER DATED 07/06/2016) AND THE IMPOUNDING ORDER DATED 07/06/2016 WILL BE VACATED AFTER DEPOSITING THE AMOUNT
|
| 224 |
|
|
HITENDRA NAIK
|
|
|
|
NEW VISION INVESTMENT PVT.LTD.
|
|
INDULGED IN FRAUDULENT ACTIVITIES TO DEFRAUD INVESTORS AND SHAREHOLDERS OF DSQ SOFTWARE LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 04-OCT-2004 TO 03-OCT-2014
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 04-OCT-2004 TO 03-OCT-2014
04-OCT-2004
|
|
| 225 |
|
|
HITESH MAHENDRABHAI PANCHAL
|
|
|
|
GENUS COMMU-TRADE LTD.
CIN:L51100GJ1995PLC025715
|
|
ISSUED FALSE AND MISLEADING CORPORATE ANNOUNCEMENT RELATED TO BAGGING AN EXPORT ORDER WORTH RS.80 MILLION FROM CANADIAN CO. FOR SUPPLY OF MIS SOFTWARE
|
IMPOSED PENALTY RS.5,00,000
10-JUN-2010
|
INCLUDED IN SEBI LIST DATED 31/12/2017, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
|
| 226 |
|
|
HITESH MAHENDRABHAI PANCHAL
|
|
|
|
GENUS COMMU-TRADE LTD.
CIN:L51100GJ1995PLC025715
|
|
INDULGED IN CARRYING OUT SUSPICIOUS BANKING TRANSACTIONS AND APPEAR TO HAVE CHANNELED THESE FUNDS EITHER DIRECTLY OR INDIRECTLY IN STOCK MARKET IN MATTER OF PYRAMID SAIMIRA THEATRE LTD.
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 23-APR-2009 TILL FURTHER ORDERS
DIRECTED INCOME TAX DEPARTMENT TO TAKE NECESSARY ACTIONS IN MATTER OF PYRAMID SAIMIRA THEATRE LTD.
23-APR-2009
|
SEBI VIDE ITS ORDER DATED 31/03/2015 DISPOSED OFF THE PROCEEDINGS WITHOUT ANY FURTHER ORDERS, SINCE PROHIBITION AGAINST THE ENTITIES NEED NOT TO BE CONTINUED
|
| 227 |
|
|
HITESH R.BHATT
|
|
|
|
GENUS COMMU-TRADE LTD.
CIN:L51100GJ1995PLC025715
|
|
MADE FALSE REPRESENTATION IN NEWSPAPERS OF BUYBACK OF SHARES OF GENUS COMMU-TRADE LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 19-FEB-2008 TO 18-FEB-2010
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 19-FEB-2008 TO 18-FEB-2010
19-FEB-2008
|
|
| 228 |
|
|
HUKUMCHAND JAIN
|
|
|
|
CHOKHI DANI RESORT
|
|
|
DIAMOND EXPORT
|
|
|
NEER TRADERS
|
|
|
SONAL GEMS TRADING PVT.LTD.
|
|
|
SU JEWELS EXIM PVT.LTD.
|
|
|
SUPERGOLD TRADING CO.PVT.LTD.
|
|
|
VISHNULENE SYNTHETICS PVT.LTD.
|
|
INDULGED IN CARRYING OUT SUSPICIOUS BANKING TRANSACTIONS AND APPEAR TO HAVE CHANNELED THESE FUNDS EITHER DIRECTLY OR INDIRECTLY IN STOCK MARKET IN MATTER OF PYRAMID SAIMIRA THEATRE LTD.
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 23-APR-2009 TILL FURTHER ORDERS
DIRECTED INCOME TAX DEPARTMENT TO TAKE NECESSARY ACTIONS IN MATTER OF PYRAMID SAIMIRA THEATRE LTD.
23-APR-2009
|
SEBI VIDE ITS ORDER DATED 31/03/2015 DISPOSED OFF THE PROCEEDINGS WITHOUT ANY FURTHER ORDERS, SINCE PROHIBITION AGAINST THE ENTITIES NEED NOT TO BE CONTINUED
|
| 229 |
|
|
HUSSAIN MOHAMMED SHAIKH
(PAN:BSSPS2832P)
|
|
|
MADE MISLEADING ANNOUNCEMENTS/ADVERTISEMENTS IN MATTER OF EXELON INFRASTRUCTURE LTD.
|
DIRECTED TO DISGORGE RS.18,64,154
DIRECTED BANKS AND DEPOSITORIES NOT TO DEBIT AND/OR CREDIT, WITHOUT PERMISSION OF SEBI IN RESPECT OF BANK/DEMAT ACCOUNTS, HELD JOINTLY AND SEVERALLY
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS / PROPERTIES / SECURITIES, TILL SUCH TIME UNLAWFUL GAINS ARE CREDITED TO ESCROW ACCOUNT
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
07-JUN-2016
|
SEBI VIDE ITS ORDER DATED 21/09/2016 DIRECTED TO DEPOSIT (AS MENTIONED IN PARA 6.3.1 OF THE IMPUGNED ORDER DATED 07/06/2016) AND THE IMPOUNDING ORDER DATED 07/06/2016 WILL BE VACATED AFTER DEPOSITING THE AMOUNT
SAT: SAT VIDE ITS ORDER DATED 13/01/2017 DIRECTED SEBI TO CONSIDER THE REPRESENTATION AND PASS APPROPRIATE ORDERS THEREON AS EXPEDITIOUSLY AS POSSIBLE. NO COSTS
SAT: SAT VIDE ITS ORDER DATED 25/04/2017 GRANTED EXTENSION OF TIME TO COMPLY WITH THE ORDER DATED 13/01/2017. NO COSTS
|
| 230 |
|
|
I.SRINIVASAN
|
|
|
|
FORE C SOFTWARE LTD.
CIN:L74220TN1988PLC016580
|
|
|
MEGA CHANNEL COMPUTERS LTD.
|
|
|
NET AXIS SOFTWARE SERVICES LTD.
|
|
|
SMR UNIVERSAL SOFTECH LTD.
|
|
ISSUED MISLEADING ADVERTISEMENT OF BUYBACK OF SHARES OF SMR UNIVERSAL SOFTECH LTD. AND ALSO FAILED TO TAKE CONCLUSIVE ACTION THEREON
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 25-FEB-2008 TO 24-FEB-2010
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 25-FEB-2008 TO 24-FEB-2010
25-FEB-2008
|
|
| 231 |
|
|
INDERJEET SINGH VAGHELA LAKHAJI
(PAN:ABUPV6306R)
|
|
|
|
TOP MEDIA ENTERTAINMENT LTD.
|
|
ALLEGED ISSUE OF MISLEADING ADVERTISEMENT REGARDING PROPOSED BUYBACK IN MATTER OF TOP MEDIA ENTERTAINMENT LTD.
ALLEGED INDULGENCE IN EXECUTION OF NON-GENUINE TRADES IN COLLUSION WITH A FEW ENTITIES IN SCRIP OF TOP MEDIA ENTERTAINMENT LTD.
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.1,00,000 VIDE CONSENT ORDER)
REACHED SETTLEMENT (CONSENT ORDER) (AGREED VOLUNTARILY NOT TO BUY/SELL/ DEAL IN SECURITIES/ SPECIFIED SCRIPS DIRECTLY/INDIRECTLY) FROM 30-SEP-2008 TO 29-SEP-2009
30-SEP-2008
|
|
| 232 |
|
|
INDRAMAL S.JAIN
|
|
|
|
ADAM COMSOF LTD.
PAN:AABCA2067R
|
|
|
ADAM COMSOF LTD.
PAN:AABCA2067R
|
|
INDULGED IN DISSEMINATION OF MISLEADING INFORMATION LEADING TO PRICE MANIPULATION IN THE SCRIP OF KOLAR BIOTECH LTD., SOUNDCRAFT INDUSTRIES LTD. & ADAM COMSOF LTD.
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 30-SEP-2004 TILL INVESTIGATIONS COMPLETED
30-SEP-2004
|
|
| 233 |
|
|
INDU OMPRAKASH G.SONI
|
|
|
|
KONKAN TYRES LTD.
PAN:AAACK3337R
|
|
MADE FALSE REPRESENTATION THROUGH CORPORATE ANNOUNCEMENTS TO MISLEAD/INDUCE INVESTORS
ATTEMPTED TO MISLEAD PUBLIC BY CLASSIFYING SOME OF PROMOTERS’ HOLDING AS PUBLIC HOLDING TO HIDE OFF LOADING OF SHARES BY PROMOTERS
ACTED IN CONCERT TO CREATE FALSE MARKET TO SELL THEIR OWN HOLDINGS AT AN ARTIFICIALLY INFLATED PRICE
|
DIRECTED NOT TO ISSUE ANY EQUITY SHARES OR ANY INSTRUMENT CONVERTIBLE INTO EQUITY SHARES OR ALTER ITS CAPITAL STRUCTURE IN ANY MANNER FROM 30-OCT-2009 TO 29-APR-2010
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 30-OCT-2009 TO 29-APR-2010
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 30-OCT-2009 TO 29-APR-2010
29-SEP-2005
|
DIRECTED THAT INTERIM ORDER DATED 29/09/2005 SHALL REMAIN IN FORCE TILL FURTHER DIRECTIONS BY SEBI
SEBI VIDE ORDER DATED 30/10/2009 RESTRAINED APPLICANT FROM ACCESSING SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, EITHER DIRECTLY OR INDIRECTLY FOR A PERIOD OF 6 MONTHS FROM DATE OF THIS ORDER I.E. 30/10/2009
|
| 234 |
|
|
J.B.PARIKH
|
|
|
|
MINAL ENGINEERING LTD.
|
|
MADE FALSE REPRESENTATION THROUGH CORPORATE ANNOUNCEMENTS TO MISLEAD/INDUCE INVESTORS
ACTED IN CONCERT TO CREATE FALSE MARKET TO SELL THEIR OWN HOLDINGS AT AN ARTIFICIALLY INFLATED PRICE
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 28-SEP-2005 TILL FURTHER ORDERS
DIRECTED NOT TO REISSUE FORFEITED SHARES OR BONUS SHARES
DIRECTED DEPOSITORIES NOT TO GIVE EFFECT TO ANY TRANSFER OF SHARES
28-SEP-2005
|
CONFIRMED INTERIM ORDER DATED 28/09/2005
SET ASIDE INTERIM ORDER DATED 28/09/2005 AND 25/01/2006
|
| 235 |
|
|
J.M.SHAH
|
|
|
|
RELIABLE FINSTOCK SERVICES LTD.
CIN:L65910GJ1993PLC019937
|
|
SUBMITTED FORGED NOCS PURPORTED TO HAVE BEEN ISSUED BY SEBI
|
PROHIBITED FROM RAISING MONEY FROM PUBLIC FROM 04-MAR-1998 TO 04-MAR-2003
06-MAR-1998
|
|
| 236 |
|
|
J.P.MADAAN
(PAN:AIAPM8977E)
|
|
|
USED OWN FUNDS INDIRECTLY FOR SUBSCRIPTION OF ITS OWN EQUITY SHARES IN PREFERENTIAL ALLOTMENT
MISLED PUBLIC AND STOCK EXCHANGES BY PROVIDING WRONG INFORMATION OF NUMBER AND IDENTITIES OF PREFERENTIAL ALLOTTEES
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 7 OF SEBI TAKEOVER CODE, 1997 IN MATTER OF VITAL COMMUNICATIONS LTD.
DID NOT MAKE OPEN OFFER TO ACQUIRE SHARES FROM PUBLIC VIOLATING REGULATIONS 10 AND 11 OF SEBI TAKEOVER CODE, 1997 IN MATTER OF VITAL COMMUNICATIONS LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 31-JUL-2014 TO 30-JUL-2017
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 31-JUL-2014 TO 30-JUL-2017
DIRECTED TO FREEZE ALL DEMAT ACCOUNTS WHEREIN EQUITY SHARES ALLOTTED UNDER PREFERENTIAL OFFER WERE LYING
DIRECTED NOT TO GIVE EFFECT TO TRANSFER OF ANY SHARES ACQUIRED AND HELD BY PREFERENTIAL ALLOTTEES IN PREFERENTIAL ALLOTMENT
RESTRAINED PREFERENTIAL ALLOTTEES FROM EXERCISING ANY VOTING RIGHTS (THROUGH NOMINEE OR PROXY) OR OTHER RIGHTS ATTACHED TO SHARES ACQUIRED AND HELD IN PREFERENTIAL ALLOTMENT FROM 31-JUL-2014 TO 30-JUL-2017
31-JUL-2014
|
SAT: SAT VIDE ITS ORDER DATED 28/04/2016 DISPOSED OFF THE APPEAL BY PASSING THE ORDER - APPELLANTS ARE AT LIBERTY TO MAKE A REPRESENTATION TO SEBI SEEKING REDUCTION OF DEBARMENT FOR A PERIOD LESSER THAN THREE YEARS, WITHIN A PERIOD OF TWO WEEKS FROM DATE OF THIS ORDER. NO COSTS
|
| 237 |
|
|
J.P.MADAAN
(PAN:AIAPM8977E)
|
|
|
|
VITAL COMMUNICATIONS LTD.
CIN:L74899DL1995PLC065076
PAN:AAACV2016L
|
|
MADE FALSE REPRESENTATION IN NEWSPAPERS OF BUYBACK, PREFERENTIAL ALLOTMENT AND BONUS ISSUE OF SHARES OF VITAL COMMUNICATIONS LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 20-FEB-2008 TO 19-FEB-2010
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 20-FEB-2008 TO 19-FEB-2010
20-FEB-2008
|
SAT: CASE REMANDED TO SEBI TO ISSUE FRESH SHOW CAUSE NOTICE AND PASS A FRESH ORDER
|
| 238 |
|
|
J.V.JOSHI
|
|
|
|
MINAL ENGINEERING LTD.
|
|
MADE FALSE REPRESENTATION THROUGH CORPORATE ANNOUNCEMENTS TO MISLEAD/INDUCE INVESTORS
ACTED IN CONCERT TO CREATE FALSE MARKET TO SELL THEIR OWN HOLDINGS AT AN ARTIFICIALLY INFLATED PRICE
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 28-SEP-2005 TILL FURTHER ORDERS
DIRECTED NOT TO REISSUE FORFEITED SHARES OR BONUS SHARES
DIRECTED DEPOSITORIES NOT TO GIVE EFFECT TO ANY TRANSFER OF SHARES
28-SEP-2005
|
CONFIRMED INTERIM ORDER DATED 28/09/2005
SET ASIDE INTERIM ORDER DATED 28/09/2005 AND 25/01/2006
|
| 239 |
|
|
JAFARBHAI DANAVALA
|
|
|
|
INDIAN CORP.
|
|
|
SIDDHAM EXPORTS
|
|
INDULGED IN CARRYING OUT SUSPICIOUS BANKING TRANSACTIONS AND APPEAR TO HAVE CHANNELED THESE FUNDS EITHER DIRECTLY OR INDIRECTLY IN STOCK MARKET IN MATTER OF PYRAMID SAIMIRA THEATRE LTD.
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 23-APR-2009 TILL FURTHER ORDERS
DIRECTED INCOME TAX DEPARTMENT TO TAKE NECESSARY ACTIONS IN MATTER OF PYRAMID SAIMIRA THEATRE LTD.
23-APR-2009
|
AD-INTERIM EX-PARTE ORDER DATED 23/04/2009 CONFIRMED VIDE ORDER DATED 12/01/2010
SEBI VIDE ITS ORDER DATED 31/03/2015 DISPOSED OFF THE PROCEEDINGS WITHOUT ANY FURTHER ORDERS, SINCE PROHIBITION AGAINST THE ENTITIES NEED NOT TO BE CONTINUED
|
| 240 |
|
|
JAGADISH SAVAJI
|
|
|
MISLED INVESTORS BY GIVING MISLEADING ADVERTISEMENTS OF CORPORATE ACTIONS SUCH AS BUYBACK OF SHARES, PREFERENTIAL ALLOTMENT, BONUS ISSUES ETC IN MATTER OF SHALIBHADRA INFOSEC LTD.
DID NOT FURNISH INFORMATION/DOCUMENTS TO SEBI IN MATTER OF SHALIBHADRA INFOSEC LTD.
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING AS REQUIRED UNDER REGULATION 13 OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF SHALIBHADRA INFOSEC LTD.
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AS REQUIRED UNDER REGULATION 7 OF SEBI TAKEOVER CODE, 1997 IN MATTER OF HOLDING OF 34.60 LAKH SHARES (9.88%) IN SCRIP OF SHALIBHADRA INFOSEC LTD.
|
IMPOSED PENALTY RS.1,00,000
04-MAR-2009
|
INCLUDED IN SEBI LIST DATED 31/12/2017, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 12 of 43
|
