| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 221 |
|
JINAAMS DRESS LTD.
(PAN:AACCJ6136F)
|
|
|
DID NOT MAKE DISCLOSURE TO STOCK EXCHANGES REGARDING RESIGNATION OF CHIEF
EXECUTIVE OFFICER OF COMPANY VIOLATING REGULATIONS 4(1)(D), 30(2) AND 30(6) OF SEBI (LODR) READ WITH POINT NO.7 OF PARA A OF PART A OF SCHEDULE III OF SEBI (LODR) REGULATIONS, 2015
DID NOT MAKE DISCLOSURE TO STOCK EXCHANGES REGARDING INITIATION AND WITHDRAWAL OF CIRP AGAINST COMPANY VIOLATING REGULATIONS 4(1)(D), 30(2) AND 30(6) OF SEBI (LODR) READ WITH POINT NO.16(C) OF PARA A OF PART A OF SCHEDULE III OF SEBI (LODR), REGULATIONS, 2015
DID NOT FURNISH RESPONSE TO QUERIES RAISED BY SEBI/STOCK EXCHANGES VIOLATING REGULATION 30(10) OF SEBI (LODR) READ WITH CLAUSE 2(I) OF LISTING AGREEMENT DATED 23/04/2019
|
IMPOSED PENALTY RS.5,00,000
27-JUN-2022
|
SEBI VIDE ITS NOTICE DATED 16/11/2022 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUNDS FOLIOS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
|
| 222 |
|
|
JINDAL SAW LTD.
(PAN:AABCS7280C)
|
|
|
ALLEGED FILING OF INCORRECT DISCLOSURE OF SHAREHOLDING PATTERN VIOLATING CLAUSE 35 OF READ WITH SECTION 21 OF SCRA, 1956 IN MATTER OF JINDAL SAW LTD., HEXA TRADEX LTD. AND JITF INFRALOGISTICS LTD.
ALLEGED FAILURE IN DISCLOSING APPLICANT 4 AS PART OF PROMOTER GROUP VIOLATING REGULATION 31 OF SEBI (LODR) REGULATIONS, 2015 READ WITH SEBI CIRCULAR NO.CIR/CFD/CMD/13/2015 DATED 30/11/2015 IN MATTER OF JINDAL SAW LTD., HEXA TRADEX LTD. AND JITF INFRALOGISTICS LTD.
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.26,30,550 VIDE CONSENT ORDER)
01-DEC-2023
|
SAT: SAT VIDE ITS ORDER DATED 09/07/2024 DISMISSED THE APPEAL AS WITHDRAWN
|
| 223 |
|
|
JITF INFRALOGISTICS LTD.
(PAN:AABCJ9522G)
|
|
|
ALLEGED FILING OF INCORRECT DISCLOSURE OF SHAREHOLDING PATTERN VIOLATING REGULATION 31 OF SEBI (LODR) REGULATIONS, 2015 READ WITH SEBI CIRCULAR DATED 30/11/2015 IN MATTER OF JINDAL SAW LTD., HEXA TRADEX LTD. AND JITF INFRALOGISTICS LTD.
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.9,13,900 VIDE CONSENT ORDER)
01-DEC-2023
|
|
| 224 |
|
|
JMD VENTURES LTD.
(CIN:033180
PAN:AAACA4340C)
|
|
|
|
KAILASH PRASAD PUROHIT
PAN:AFQPP2675H
|
|
INDULGED IN MISREPRESENTATION OF FINANCIALS AND/OR BUSINESS AND MISUSE OF FUNDS/BOOKS OF ACCOUNTS OF JMD VENTURES LTD. AND SUBSIDIARIES VIOLATING SECTIONS 12A(A) TO (C) OF SEBI ACT, 1992 AND REGULATIONS 3(B) TO (D), 4(1), 4(2) (F) AND (R) OF SEBI (PFUTP) REGULATION, 2003
DID NOT FURNISH INFORMATION AND DID NOT COOPERATE WITH FORENSIC AUDITOR
INDULGED IN MISREPRESENTATION OF FINANCIALS AND/OR BUSINESS AND MISUSE OF FUNDS/BOOKS OF ACCOUNTS OF JMD VIOLATING REGULATIONS 34(3), 33(1)(C) AND 48 OF SEBI (LODR) REGULATIONS, 2015 AND SECTION 21 OF SCRA, 1956
INDULGED IN MISREPRESENTATION OF FINANCIALS AND/OR BUSINESS AND MISUSE OF FUNDS/BOOKS OF ACCOUNTS OF JMD AND SUBSIDIARIES VIOLATING REGULATIONS 4(2)(F)(II) (6) & (7), 4(2)(F)(III) (1), (3), (6) AND (12) OF SEBI (LODR) REGULATION, 2015 IN MATTER OF JMD VENTURES LTD.
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 14-SEP-2021 TO 13-SEP-2022
IMPOSED PENALTY RS.25,00,000
14-SEP-2021
|
SAT: SAT VIDE ITS ORDER DATED 29/10/2021 ALLOWED THE APPEAL. NO COSTS
SEBI VIDE ITS ORDER DATED 13/06/2022 DIRECTED TO PAY RS.44,01,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SEBI VIDE ITS NOTICE DATED 07/07/2022 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S. HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SAT: SAT VIDE ITS ORDER DATED 20/07/2022 CONDONED THE DELAY IN FILING OF APPEAL. RESPONDENT TO FILE REPLY WITHIN THREE WEEKS. IN THE MEANWHILE, APPELLANTS TO DEPOSIT 50% OF PENALTY AMOUNT ON OR BEFORE NEXT DATE. IF AMOUNT IS DEPOSITED, BALANCE AMOUNT NOT TO BE RECOVERED DURING PENDENCY OF THE APPEAL
SEBI VIDE ITS ORDER DATED 28/07/2022 DIRECTED ALL THE BANKS TO REMIT RS.20,00,000.00 TO THE EXTENT LYING IN THE ACCOUNT OF JMD VENTURES LTD. TO SEBI BY WAY OF EFT/NEFT/RTGS
SEBI VIDE ITS ORDER DATED 01/08/2022 DIRECTED TO RELEASE BANK ACCOUNTS/LOCKERS/DEMAT ACCOUNTS/MUTUAL FUNDS FOLIO OF JMD VENTURES LTD. IN COMPLIANCE WITH DIRECTIONS OF HON’BLE SAT ORDER DATED 20/07/2022
SAT: SAT VIDE ITS ORDER DATED 05/08/2022 GRANTED RESPONDENT TWO WEEKS TO FILE REPLY AND APPELLANT TO FILE REJOINDER TWO WEEKS THEREAFTER
SAT: SAT VIDE ITS ORDER DATED 06/09/2022 ALLOWED APPELLANTS THREE WEEKS TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 17/03/2023 PARTLY ALLOWED THE APPEAL BY REDUCING PENALTY AMOUNT TO RS.15 LAC FROM RS.30 LAC AND ALSO REDUCED THE DEBARMENT PERIOD UNDERGONE TILL DATE
SEBI VIDE ITS ORDER DATED 29/03/2023 COMPLETED OF RECOVERY CERTIFICATE PAYMENT OF AMOUNT DUE UNDER CERTIFICATE NO.4872 OF 2022 DATED 13/06/2022
|
| 225 |
|
|
JMD VENTURES LTD.
(CIN:033180
PAN:AAACA4340C)
|
|
|
|
JAGADISH PRASAD PUROHIT
PAN:AFSPP1444E
|
|
|
MOHIT JHUNJHUNWALA
PAN:AHMPJ8136F
|
|
|
SAROJ DEVI KOTHARI
PAN:ARCPK1018M
|
|
INDULGED IN MISREPRESENTATION OF FINANCIALS AND/OR BUSINESS AND MISUSE OF FUNDS/BOOKS OF ACCOUNTS OF JMD AND SUBSIDIARIES VIOLATING REGULATIONS 4(2)(F)(II) (6) & (7), 4(2)(F)(III) (1), (3), (6) AND (12) OF SEBI (LODR) REGULATION, 2015 IN MATTER OF JMD VENTURES LTD.
DID NOT ADHERE TO REGULATIONS 33(2)(A) FOR CERTIFICATION AND APPROVAL OF FINANCIAL RESULTS IN MATTER OF JMD VENTURES LTD.
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 14-SEP-2021 TO 13-MAR-2022
IMPOSED PENALTY RS.6,00,000
14-SEP-2021
|
|
| 226 |
|
|
JUMBO FINANCE LTD.
(PAN:AAACJ0882E
CIN:L65990MH1984PLC032766)
|
|
|
ALLEGED DELAY IN FILING OF LISTING APPLICATION VIOLATING REGULATION 108(2) OF SEBI (ICDR) REGULATIONS, 2009
ALLEGED DELAY IN MAKING ALLOTMENT OF SHARES VIOLATING REGULATION 74(1) OF SEBI (ICDR) REGULATIONS, 2009
ALLEGED FAILURE IN TAKING APPROVAL OF SHAREHOLDERS AS WELL AS IN-PRINCIPLE APPROVAL OF STOCK EXCHANGES VIOLATING REGULATIONS 74(2) AND 73(1)(E) OF CHAPTER VII OF SEBI (ICDR) REGULATIONS, 2009
ALLEGED FAILURE IN TAKING APPROVAL OF SHAREHOLDERS AS WELL AS IN-PRINCIPLE APPROVAL OF STOCK EXCHANGES VIOLATING CLAUSE 24(A) OF LISTING AGREEMENT READ WITH SECTION 21 OF SCRA, 1956 READ WITH REGULATION 28(1) OF SEBI (LODR) REGULATIONS, 2015
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.44,20,000 VIDE CONSENT ORDER)
25-JAN-2023
|
|
| 227 |
|
|
JUMP NETWORKS LTD.
(PAN:AAACB4506D)
|
|
|
DID NOT MAKE REQUIRED DISCLOSURES TO STOCK EXCHANGES UNDER PROVISIONS OF REGULATIONS 6(C)(I) AND 6(C)(III) OF AUDITOR RESIGNATION CIRCULAR READ WITH SUB-PARA (7A) OF PARA A OF PART A OF SCHEDULE II OF SEBI (LODR) REGULATIONS, 2015 READ WITH REGULATION 30(2) OF SEBI (LODR) REGULATIONS, 2015 READ WITH CLAUSE 2(I) OF UNIFORM LISTING AGREEMENT DATED 21/12/2015 IN MATTER OF JUMP NETWORKS LTD.
|
IMPOSED PENALTY RS.10,00,000
24-NOV-2022
|
SEBI VIDE ITS NOTICE DATED 23/05/2023 DIRECTED TO PAY RS.10,71,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SEBI VIDE ITS ORDER DATED 22/06/2023 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUNDS FOLIOS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS NOTICE DATED 23/08/2023 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA TO REMIT RS.11,01,000.00 TO THE EXTENT LYING IN THE ACCOUNT OF NOTICEE TO SEBI BY WAY OF EFT/NEFT/RTG
|
| 228 |
|
|
JYOTI STRUCTURES LTD.
|
|
|
DID NOT MAKE DISCLOSURE TO STOCK EXCHANGES DEFAULT IN PAYMENT OF INTEREST AND PRINCIPAL AMOUNT IN RESPECT OF VARIOUS SERIES OF NCDS VIOLATING REGULATION 51(1) OF SEBI (LODR) REGULATIONS, 2015
DID NOT MAKE DISCLOSURE TO STOCK EXCHANGES EXPECTED DEFAULT AND/OR ACTION IN TIMELY PAYMENT OF INTEREST/PRINCIPAL IN RESPECT OF NCDS VIOLATING REGULATION 51(2) READ WITH PART B OF SCHEDULE III (CLAUSES A1, A4 AND A9) OF SEBI (LODR) REGULATIONS, 2015
DID NOT MAKE DISCLOSURE OF LINE ITEMS WHILE SUBMITTING FINANCIAL RESULTS TO STOCK EXCHANGES VIOLATING REGULATION 52(4) OF SEBI (LODR) REGULATIONS, 2015
DID NOT SUBMIT CERTIFICATE SIGNED BY DEBENTURE TRUSTEE TO STOCK EXCHANGES IN RESPECT OF VARIOUS SERIES OF NCDS VIOLATING REGULATIONS 52(4) AND 52(5) OF SEBI (LODR) REGULATIONS, 2015
DID NOT MAKE DISCLOSURE OF SECURITY CREATED AND MAINTAINED WITH RESPECT TO ITS LISTED NCDS TO STOCK EXCHANGES VIOLATING REGULATION 54(2) OF SEBI (LODR) REGULATIONS, 2015
DID NOT SUBMIT CERTIFICATE TO STOCK EXCHANGES WITHIN TWO DAYS OF INTEREST/PRINCIPAL OF BECOMING DUE IN RESPECT OF NCDS VIOLATING REGULATION 57(1) OF SEBI (LODR) REGULATIONS, 2015
DID NOT INTIMATE IN ADVANCE RECORD DATE TO STOCK EXCHANGES IN RESPECT OF VARIOUS SERIES OF NCDS VIOLATING REGULATION 60(2) OF SEBI (LODR) REGULATIONS, 2015
DID NOT SUBMIT COMPLIANCE CERTIFICATE TO STOCK EXCHANGES VIOLATING REGULATIONS 40(10) READ WITH 40(9) OF SEBI (LODR) REGULATIONS, 2015
DID NOT SUBMIT STATEMENT OF INVESTOR'S COMPLAINTS TO STOCK EXCHANGES VIOLATING REGULATION 13(3) OF SEBI (LODR) REGULATIONS, 2015
DELAY IN SUBMISSION OF STATEMENT OF INVESTOR COMPLAINTS TO STOCK EXCHANGES VIOLATING REGULATION 13(3) OF SEBI (LODR) REGULATIONS, 2015
|
IMPOSED PENALTY RS.6,00,000
14-FEB-2022
|
|
| 229 |
|
|
KAARYA FACILITIES & SERVICES LTD.
(PAN:AADCK5987G)
|
|
|
|
JITENDRA ADHYARU
PAN:AJFPA0033R
|
|
|
VINEET PANDEY
PAN:ALLPP6562G
|
|
|
VISHAL PANCHAL
PAN:AKGPP9947F
|
|
INDULGED IN MISREPRESENTATION/MISSTATEMENT OF FINANCIAL STATEMENTS VIOLATING REGULATIONS 44(1)(A) TO 44(1)(C), 4(2)(E), 33(1)(A), 33(1)(C), 34(3),48, 53(1) AND 71(3) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF KAARYA FACILITIES & SERVICES LTD.
|
IMPOSED PENALTY RS.6,00,000 ALONG WITH OTHER ENTITIES/PERSONS
28-MAR-2024
|
|
| 230 |
|
|
KALAHRIDHAAN TRENDZ LTD.
(PAN:AAGCK1765P)
|
|
|
|
ADITYA NIRANJANLAL AGARWAL
PAN:AKTPA4024B
|
|
|
NIRANJAN DWARKAPRASAD AGARWAL
PAN:ADFPA1858G
|
|
|
SUNITADEVI NIRANJAN AGARWAL
PAN:ADRPS3295H
|
|
DID NOT MAKE DISCLOSURE OF DEFAULT ON OUTSTANDING DUES TO STOCK EXCHANGES
MADE FALSE AND MISLEADING CORPORATE ANNOUNCEMENTS TO STOCK EXCHANGES REGARDING EXPANSION/PROFITABILITY AND RECEIPT OF LARGE BUY ORDER FROM A FICTITIOUS ENTITY FROM BANGLADESH
MADE FALSE AND MISLEADING CORPORATE ANNOUNCEMENTS REGARDING APPOINTMENT OF INDEPENDENT DIRECTOR
DID NOT APPOINT COMPLIANCE OFFICER
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 30-JUL-2026 TO 29-JUL-2028
10-FEB-2025
IMPOSED PENALTY RS.40,00,000
30-JUL-2026
|
SEBI VIDE ITS ORDER DATED 30/07/2026 DIRECTED TO A) RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES, DIRECTLY OR INDIRECTLY, OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER WHATSOEVER, FOR TWO YEARS FROM DATE OF ORDER B) IMPOSED PENALTY OF RS.30 LAC U/S 15HA AND RS.10 LAC U/S 15HB OF SEBI ACT.
|
| 231 |
|
|
KALYANI INVESTMENT CO.LTD.
(PAN:AADCK8222C)
|
|
|
ALLEGED FAILURE TO PLACE SUMMARY OF RELATED PARTY TRANSACTION ENTERED
BETWEEN APPLICANT AND KALYANI STEELS LTD. BEFORE ITS AUDIT COMMITTEE WITH RESPECT TO PURCHASE OF NON-CUMULATIVE OPTIONALLY CONVERTIBLE PREFERENCE SHARES OF LORD GANESHA MINERALS PVT.LTD.
ALLEGED FAILURE TO TAKE PRIOR APPROVAL OF ITS AUDIT COMMITTEE FOR RELATED PARTY
TRANSACTION ENTERED BETWEEN APPLICANT AND KALYANI STEELS LTD. WITH RESPECT TO PURCHASE OF NON-CUMULATIVE OPTIONALLY CONVERTIBLE PREFERENCE SHARES OF LORD GANESHA MINERALS PVT.LTD.
ALLEGED FAILURE TO TAKE PRIOR APPROVAL FROM ITS AUDIT COMMITTEE FOR RELATED
PARTY TRANSACTION ENTERED BETWEEN APPLICANT AND KALYANI STEELS LTD. WITH RESPECT TO PURCHASE OF NON-CUMULATIVE REDEEMABLE PREFERENCE SHARES OF KALYANI MINING VENTURES PVT.LTD.
ALLEGED FAILURE TO PLACE SUMMARY OF RELATED PARTY TRANSACTION ENTERED
BETWEEN APPLICANT AND AZALEA ENTERPRISES PVT.LTD. BEFORE ITS AUDIT COMMITTEE WITH RESPECT TO PURCHASE OF FULLY CONVERTIBLE DEBENTURES OF AZALEA ENTERPRISES PVT.LTD.
ALLEGED FAILURE TO PLACE SUMMARY OF RELATED PARTY TRANSACTION ENTERED BETWEEN APPLICANT AND KALYANI STEELS LTD. BEFORE ITS AUDIT COMMITTEE WITH RESPECT TO INTER CORPORATE DEPOSITS ADVANCED BY APPLICANT TO KALYANI STEELS LTD. DURING PERIOD 27/12/2013 TO 19/03/2014
ALLEGED FAILURE TO PLACE SUMMARY OF RELATED PARTY TRANSACTION ENTERED BETWEEN APPLICANT AND KSL HOLDINGS PVT.LTD. BEFORE ITS AUDIT COMMITTEE WITH RESPECT TO INVESTMENT IN NON-CONVERTIBLE REDEEMABLE PREFERENCE SHARES OF KSL HOLDINGS PVT.LTD. ON 28/07/2012
ALLEGED FAILURE TO PLACE SUMMARY OF RELATED PARTY TRANSACTION ENTERED BETWEEN APPLICANT AND GLOXINIA INVESTMENT FINANCE LTD. BEFORE ITS AUDIT COMMITTEE WITH RESPECT TO ITS INVESTMENT IN FULLY CONVERTIBLE DEBENTURES (FCDS) OF GLOXINIA INVESTMENT FINANCE LTD. ON 24/03/2012
ALLEGED FAILURE TO TAKE PRIOR APPROVAL OF ITS AUDIT COMMITTEE FOR RELATED PARTY TRANSACTION ENTERED BETWEEN APPLICANT AND VISHWASARH FINANCE PVT.LTD. ON 07/09/2015 WITH RESPECT TO SALE OF FULLY CONVERTIBLE DEBENTURES (FCDS) OF GLOXINIA INVESTMENT FINANCE LTD. TO VISHWASARH FINANCE PVT.LTD.
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.1,11,80,000 VIDE CONSENT ORDER)
20-DEC-2024
|
|
| 232 |
|
|
KALYANI STEELS LTD.
(PAN:AAACK7315D)
|
|
|
|
DEEPTI R.PURANIK
PAN:ABQPP0917J
|
|
ALLEGED FAILURE IN OBTAINING PRIOR APPROVAL FROM AUDIT COMMITTEE ENTERED INTO RELATED PARTY TRANSACTIONS WITH LORD GANESHA MINERALS PVT.LTD. WITH RESPECT TO SUBSCRIPTION OF 1% NCRPS VIOLATING REGULATION 23(2) OF SEBI (LODR) REGULATIONS, 2015 READ WITH SECTION 21 OF SCRA, 1956
ALLEGED FAILURE IN OBTAINING PRIOR APPROVAL FROM AUDIT COMMITTEE ENTERED INTO RELATED PARTY TRANSACTIONS WITH LORD GANESHA MINERALS PVT.LTD. WITH RESPECT TO GRANT OF TRADE ADVANCES VIOLATING REGULATION 23(2) OF SEBI (LODR) REGULATIONS, 2015 READ WITH SECTION 21 OF SCRA, 1956
ALLEGED FAILURE IN OBTAINING PRIOR APPROVAL FROM AUDIT COMMITTEE ENTERED INTO RELATED PARTY TRANSACTIONS WITH KALYANI MINING VENTURES PVT.LTD. WITH RESPECT TO INVESTMENT IN 8% NCRPS VIOLATING REGULATION 23(2) OF SEBI (LODR) REGULATIONS, 2015 READ WITH SECTION 21 OF SCRA, 1956
ALLEGED FAILURE ON THE PART OF KALYANI STEELS LTD. TO PLACE SUMMARY OF RELATED PARTY TRANSACTIONS BEFORE AUDIT COMMITTEE ENTERED INTO WITH KICL IN RESPECT OF ICDS BORROWED BY KALYANI STEELS LTD. FROM KICL VIOLATING CLAUSE 49(IV)(A)(I) OF SEBI CIRCULAR NO.SEBI/CFD/DIL/CG/1/2004/12/10 DATED 29/10/2004 READ WITH REGULATION 103 OF SEBI (LODR) REGULATIONS, 2015 READ WITH SECTION 21 OF SCRA, 1956
ALLEGED FAILURE ON THE PART OF KALYANI STEELS LTD. TO PLACE SUMMARY OF RELATED PARTY TRANSACTIONS BEFORE AUDIT COMMITTEE ENTERED WITH KSLHPL WITH RESPECT TO INVESTMENT IN 11% NCRPS VIOLATING CLAUSE 49(IV)(A)(I) OF SEBI CIRCULAR NO.SEBI/CFD/DIL/CG/1/2004/12/10 DATED 29/10/2004 READ WITH REGULATION 103 OF SEBI (LODR) REGULATIONS, 2015 READ WITH SECTION 21 OF SCRA, 1956
ALLEGED FAILURE ON THE PART OF KALYANI STEELS LTD. TO PLACE SUMMARY OF RELATED PARTY TRANSACTIONS BEFORE AUDIT COMMITTEE ENTERED WITH KICL WITH RESPECT TO SALE OF NON-CUMULATIVE OPTIONALLY CONVERTIBLE PREFERENCE SHARES OF LORD GANESHA MINERALS PVT.LTD. VIOLATING CLAUSE 49(IV)(A)(I) OF SEBI CIRCULAR NO.SEBI/CFD/DIL/CG/1/2004/12/10 DATED 29/10/2004 READ WITH REGULATION 103 OF SEBI (LODR) REGULATIONS, 2015 READ WITH SECTION 21 OF SCRA, 1956
ALLEGED FAILURE ON THE PART OF KALYANI STEELS LTD. TO PLACE SUMMARY OF RELATED PARTY TRANSACTIONS BEFORE AUDIT COMMITTEE ENTERED WITH LORD GANESHA MINERALS PVT.LTD. WITH RESPECT TO GRANT OF TRADE ADVANCES VIOLATING CLAUSE 49(IV)(A)(I) OF SEBI CIRCULAR NO.SEBI/CFD/DIL/CG/1/2004/12/10 DATED 29/10/2004 READ WITH REGULATION 103 OF SEBI (LODR) REGULATIONS, 2015 READ WITH SECTION 21 OF SCRA, 1956
ALLEGED FAILURE ON THE PART OF KALYANI STEELS LTD. TO PLACE SUMMARY OF RELATED PARTY TRANSACTIONS BEFORE AUDIT COMMITTEE ENTERED WITH KALYANI NATURAL RESOURCES PVT.LTD. WITH RESPECT TO INVESTMENT IN 8% NON-CONVERTIBLE REDEEMABLE PREFERENCE SHARES VIOLATING CLAUSE 49(IV)(A)(I) OF SEBI CIRCULAR NO.SEBI/CFD/DIL/CG/1/2004/12/10 DATED 29/10/2004 READ WITH REGULATION 103 OF SEBI (LODR) REGULATIONS, 2015 READ WITH SECTION 21 OF SCRA, 1956
ALLEGED FAILURE IN OBTAINING PRIOR APPROVAL FROM SHAREHOLDERS THROUGH SPECIAL RESOLUTION WITH RESPECT TO MATERIAL RELATED PARTY TRANSACTIONS ENTERED WITH DGM GANESHA MINERALS PVT.LTD. VIOLATING CLAUSE 49(VII)(E) OF SEBI CIRCULAR NO. CIR/CFD/POLICY/CELL/2/2014 DATED 17/04/2014 READ WITH SEBI CIRCULAR CIR/CFD/POLICY/CELL/7/2014 DATED 15/09/2014 READ WITH REGULATION 103 OF SEBI (LODR) REGULATIONS, 2015 READ WITH SECTION 21 OF SCRA, 1956
ALLEGED FAILURE IN MAKING QUARTERLY DISCLOSURE OF MATERIAL RELATED PARTY TRANSACTIONS ENTERED WITH DGM GANESHA MINERALS PVT.LTD. VIOLATING CLAUSE 49(VIII)(A)(1) OF SEBI CIRCULAR NO.CIR/CFD/POLICY/CELL/2/2014 DATED 17/04/2014 READ WITH SEBI CIRCULAR CIR/CFD/POLICY/CELL/7/2014 DATED 15/09/2014 READ WITH REGULATION 103 OF SEBI (LODR) REGULATIONS, 2015 READ WITH SECTION 21 OF SCRA, 1956
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.2,80,22,150 VIDE CONSENT ORDER)
23-FEB-2026
|
|
| 233 |
|
|
KAPSTONE CONSTRUCTIONS PVT.LTD.
(PAN:AACCK3513F)
|
|
|
DID NOT SUBMIT FINANCIAL RESULT AND LINE ITEMS WITH PRESCRIBED TIME VIOLATING REGULATIONS 52(1) READ WITH 52(4) OF SEBI (LODR) REGULATIONS, 2015
|
IMPOSED PENALTY RS.2,00,000
25-NOV-2020
|
|
| 234 |
|
|
KARMA ENERGY LTD.
(PAN:AADCK1232G)
|
|
|
DID NOT OBTAIN NECESSARY APPROVAL FOR MATERIAL RELATED PARTY TRANSACTIONS FROM ITS SHAREHOLDERS VIOLATING REGULATION 23(4) OF SEBI (LODR) REGULATIONS, 2015
DID NOT UPDATE RELATED PARTY TRANSACTIONS POLICY VIOLATING REGULATION 23(1) OF SEBI (LODR) REGULATIONS, 2015
|
IMPOSED PENALTY RS.2,00,000
10-JUL-2025
|
|
| 235 |
|
|
KARNATAKA NEERAVARI NIGAM LTD.
|
|
|
DELAY IN SUBMISSION OF HALF YEARLY UNAUDITED FINANCIAL RESULTS TO STOCK EXCHANGES VIOLATING REGULATION 52(1) OF SEBI (LODR) REGULATIONS, 2015
|
IMPOSED PENALTY RS.1,00,000
14-JUL-2021
|
|
| 236 |
|
|
KARNATAKA STATE FINANCIAL CORP.
|
|
|
DID NOT SUBMIT FINANCIAL RESULTS TO STOCK EXCHANGES VIOLATING REGULATION 52(1) OF SEBI (LODR) REGULATIONS, 2015
|
IMPOSED PENALTY RS.1,00,000
19-MAY-2021
|
|
| 237 |
|
|
KAVIT INDUSTRIES LTD.
(CIN:L23100GJ1990PLC014692
PAN:AAACJ4907C)
|
|
|
|
AMIT TARACHAND SHAH
PAN:ACRPS5394L
|
|
|
BHAVESH DESAI
PAN:AJMPD8376M
|
|
|
CHIRAG THAKKAR
PAN:ADVPT4431A
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JAYESHBHAI RAICHANDBHAI THAKKAR
PAN:AAYPT7057L
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JIGAR MOTTA
PAN:ADOPM0296M
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KALYANI RAJESHIRKE
PAN:BMHPR8522A
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KIRAN SONI
PAN:CDLPS9025D
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NIKHIL BHUT
PAN:BDNPB0836J
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INDULGED IN MANIPULATION IN ANNUAL REPORTS AND BOOKS OF ACCOUNTS VIOLATING SECTION 21 OF SCRA READ WITH REGULATIONS 4(1)(A) TO (C) & (G), 4(2)(F)(I)(2), 4(2)(F)(II)(6) & (7) AND 4(2)(F)(III)(1),(3),(6) & (12) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF KAVIT INDUSTRIES LTD.
MISUSED COMPANY’S FUND INCLUDING THROUGH GRANT OF LOANS IN MATTER OF KAVIT INDUSTRIES LTD.
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DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 28-SEP-2018 TO 27-SEP-2021
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 28-SEP-2018 TO 27-SEP-2021
28-SEP-2018
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| 238 |
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KEMISTAR CORP.LTD.
(PAN:AAACD9887D)
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DID NOT EXECUTE TRIPARTITE AGREEMENT BETWEEN ERSTWHILE REGISTRAR AND SHARE TRANSFER AGENT LINK TIME INDIA PVT.LTD. AND ACCURATE SECURITIES & REGISTRY PVT.LTD. VIOLATING REGULATION 7(4) OF SEBI (LODR) REGULATIONS, 2015
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IMPOSED PENALTY RS.1,00,000
23-NOV-2021
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| 239 |
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KEMP & CO.LTD.
(PAN:AAACK2249L)
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DILIP G.PIRAMAL
PAN:AEAPP7149H
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MADE INCORRECT DISCLOSURE OF SHAREHOLDING PATTERN ABOUT CLASSIFICATION OF PROMOTER/PROMOTER GROUP UNDER PUBLIC SHAREHOLDERS CATEGORY
FILED WRONG DISCLOSURE OF SHAREHOLDING PATTERN IN MATTER OF KEMP & CO.LTD.
DID NOT ADHERE TO MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
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DIRECTED TO MAKE PROPER AND COMPLETE DISCLOSURE
IMPOSED PENALTY RS.2,00,00,000
26-JUN-2024
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SAT: SAT VIDE ITS ORDER DATED 21/08/2024 ALLOWED RESPONDENT FOUR WEEKS TO FILE REPLY AND REJOINDER TO BE FILED WITHIN TWO WEEKS THEREAFTER. EFFECT AND OPERATION OF IMPUGNED ORDER TO REMAIN STAYED SUBJECT TO DEPOSIT OF RS.1 CRORE BY APPELLANT WITH RESPONDENT WITHIN FOUR WEEKS FROM DATE OF THIS ORDER
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| 240 |
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KERALA AYURVEDA LTD.
(PAN:AABCK4228Q)
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ALLEGED FAILURE IN OBTAINING PRIOR APPROVAL FROM SHAREHOLDERS FOR RELATED PARTY TRANSACTIONS WITH AYURVEDAGRAM HERITAGE WELLNESS CENTRE PVT.LTD. VIOLATING REGULATION 23(4) OF SEBI (LODR) REGULATIONS, 2015
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REACHED SETTLEMENT (SETTLEMENT CHARGES RS.5,80,000 VIDE CONSENT ORDER)
03-FEB-2026
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| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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| Page 12 of 27
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